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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$249M
AUM Growth
-$17.4M
Cap. Flow
-$25.2M
Cap. Flow %
-10.1%
Top 10 Hldgs %
58.64%
Holding
297
New
33
Increased
16
Reduced
122
Closed
38

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$23.2M
2
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$23M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$20.7M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$3.69M
5
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.65M

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.6M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$25.3M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.77M
4
FRI icon
First Trust S&P REIT Index Fund
FRI
+$4.97M
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.83M

Sector Composition

Rank Sector Weight
1 Energy 5.7%
2 Financials 4.66%
3 Healthcare 3.4%
4 Consumer Discretionary 3.26%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
176
DELISTED
Kellanova
K
$15K 0.01%
245
-15,776
-98% -$947K
PFE icon
177
Pfizer
PFE
$143B
$15K 0.01%
513
– –
CNI icon
178
Canadian National Railway
CNI
$76.9B
$14K 0.01%
200
– –
EBF icon
179
Ennis
EBF
$552M
$14K 0.01%
833
– –
EWBC icon
180
East-West Bancorp
EWBC
$17.9B
$14K 0.01%
355
– –
EWP icon
181
iShares MSCI Spain ETF
EWP
$2.11B
$13K 0.01%
380
-92,572
-100% -$3.43M
HIW icon
182
Highwoods Properties
HIW
$3.65B
$13K 0.01%
301
– –
IP icon
183
International Paper
IP
$21.6B
$13K 0.01%
261
– –
ULTA icon
184
Ulta Beauty
ULTA
$22B
$13K 0.01%
+100
New +$12.3K
GMCR
185
DELISTED
KEURIG GREEN MTN INC
GMCR
$13K 0.01%
+100
New +$14.2K
GERN icon
186
Geron
GERN
$828M
$12K ﹤0.01%
3,750
+1,400
+60% +$3.87K
IONS icon
187
Ionis Pharmaceuticals
IONS
$8.6B
$12K ﹤0.01%
200
-300
-60% -$14.8K
MAT icon
188
Mattel
MAT
$4.38B
$12K ﹤0.01%
400
– –
ACHN
189
DELISTED
Achillion Pharmaceuticals
ACHN
$12K ﹤0.01%
+1,000
New +$12.2K
CMCSK
190
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$12K ﹤0.01%
204
– –
ED icon
191
Consolidated Edison
ED
$40.1B
$11K ﹤0.01%
167
– –
RTN
192
DELISTED
Raytheon Company
RTN
$11K ﹤0.01%
103
– –
AMBA icon
193
Ambarella
AMBA
$3.77B
$10K ﹤0.01%
+200
New +$9.34K
CMCSA icon
194
Comcast
CMCSA
$85B
$10K ﹤0.01%
346
– –
MNKD icon
195
MannKind Corp
MNKD
$1.21B
$10K ﹤0.01%
400
-400
-50% -$11.3K
NKE icon
196
Nike
NKE
$61.9B
$10K ﹤0.01%
200
– –
PH icon
197
Parker-Hannifin
PH
$123B
$10K ﹤0.01%
79
– –
STWD icon
198
Starwood Property Trust
STWD
$5.92B
$10K ﹤0.01%
430
-2,422
-85% -$55.7K
VTR icon
199
Ventas
VTR
$48B
$10K ﹤0.01%
128
-855
-87% -$67.5K
WTRG icon
200
Essential Utilities
WTRG
$11.3B
$10K ﹤0.01%
381
-27,873
-99% -$716K
6 7
8
9 10

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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Shamrock Asset Management held 297 positions worth $249M, down 6.5% from $267M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Shamrock Asset Management withdrew a net $25.2M in Q4 2014, closing 38 positions and reducing 122 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $29.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Technology AlphaDEX Fund worth $24.4M.

  • Shamrock Asset Management's largest Q4 2014 buy was First Trust Technology AlphaDEX Fund: 705,833 shares worth $24.4M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2014, an estimated $20.7M increase.
  • Shamrock Asset Management's biggest Q4 2014 reduction was First Trust Health Care AlphaDEX Fund, cutting an estimated $5.77M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q4 2014, selling an estimated $29.6M.
  • Shamrock Asset Management's ten largest holdings make up 59% of its $249M portfolio in Q4 2014.
  • Shamrock Asset Management opened 33 new positions and closed 38 in Q4 2014.
  • Shamrock Asset Management's portfolio value fell 6.5% quarter-over-quarter to $249M.

Based on Shamrock Asset Management's 13F filing for Q4 2014, filed 4 Feb 2015.