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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$249M
AUM Growth
-$17.4M
Cap. Flow
-$25.2M
Cap. Flow %
-10.1%
Top 10 Hldgs %
58.64%
Holding
297
New
33
Increased
16
Reduced
122
Closed
38

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$23.2M
2
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$23M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$20.7M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$3.69M
5
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.65M

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.6M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$25.3M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.77M
4
FRI icon
First Trust S&P REIT Index Fund
FRI
+$4.97M
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.83M

Sector Composition

Rank Sector Weight
1 Energy 5.7%
2 Financials 4.66%
3 Healthcare 3.4%
4 Consumer Discretionary 3.26%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB
151
DELISTED
CHUBB CORPORATION
CB
$29K 0.01%
284
-157
-36% -$15.6K
ANSS
152
DELISTED
Ansys
ANSS
$28K 0.01%
342
-193
-36% -$15.3K
CMA
153
DELISTED
Comerica
CMA
$28K 0.01%
601
-303
-34% -$14.2K
ROK icon
154
Rockwell Automation
ROK
$53.4B
$28K 0.01%
256
-81
-24% -$8.89K
ROST icon
155
Ross Stores
ROST
$80.5B
$28K 0.01%
600
– –
BCS.PRA.CL
156
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$28K 0.01%
1,100
– –
DOX icon
157
Amdocs
DOX
$5.92B
$26K 0.01%
563
-302
-35% -$14.1K
GRMN
158
Garmin
GRMN
$56.7B
$26K 0.01%
+501
New +$27.2K
RDS.A
159
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$26K 0.01%
385
– –
AMZN icon
160
Amazon
AMZN
$2.92T
$25K 0.01%
1,600
-4,300
-73% -$67K
F icon
161
Ford
F
$58.5B
$25K 0.01%
1,643
– –
AZPN
162
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$25K 0.01%
+725
New +$25K
ACM icon
163
Aecom
ACM
$9.3B
$24K 0.01%
+777
New +$24.2K
PFF icon
164
iShares Preferred and Income Securities ETF
PFF
$13.3B
$24K 0.01%
620
– –
WMT icon
165
Walmart Inc
WMT
$885B
$24K 0.01%
843
– –
BABA icon
166
Alibaba
BABA
$293B
$21K 0.01%
+200
New +$20.5K
RSX
167
DELISTED
VanEck Russia ETF
RSX
$21K 0.01%
1,433
– –
KRFT
168
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$20K 0.01%
317
– –
IJH icon
169
iShares Core S&P Mid-Cap ETF
IJH
$122B
$18K 0.01%
630
-3,890
-86% -$109K
IVV icon
170
iShares Core S&P 500 ETF
IVV
$878B
$18K 0.01%
88
-253
-74% -$51.2K
IWM icon
171
iShares Russell 2000 ETF
IWM
$79.8B
$18K 0.01%
154
-368
-70% -$42.1K
IWV icon
172
iShares Russell 3000 ETF
IWV
$19.6B
$18K 0.01%
150
– –
NFLX icon
173
Netflix
NFLX
$299B
$17K 0.01%
3,500
-3,500
-50% -$18.8K
AMGN icon
174
Amgen
AMGN
$208B
$16K 0.01%
100
-100
-50% -$15.6K
CF icon
175
CF Industries
CF
$19.2B
$15K 0.01%
275
– –
5 6
7
8 9

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AIM
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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Shamrock Asset Management held 297 positions worth $249M, down 6.5% from $267M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Shamrock Asset Management withdrew a net $25.2M in Q4 2014, closing 38 positions and reducing 122 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $29.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Technology AlphaDEX Fund worth $24.4M.

  • Shamrock Asset Management's largest Q4 2014 buy was First Trust Technology AlphaDEX Fund: 705,833 shares worth $24.4M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2014, an estimated $20.7M increase.
  • Shamrock Asset Management's biggest Q4 2014 reduction was First Trust Health Care AlphaDEX Fund, cutting an estimated $5.77M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q4 2014, selling an estimated $29.6M.
  • Shamrock Asset Management's ten largest holdings make up 59% of its $249M portfolio in Q4 2014.
  • Shamrock Asset Management opened 33 new positions and closed 38 in Q4 2014.
  • Shamrock Asset Management's portfolio value fell 6.5% quarter-over-quarter to $249M.

Based on Shamrock Asset Management's 13F filing for Q4 2014, filed 4 Feb 2015.