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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$169M
AUM Growth
-$9.02M
Cap. Flow
-$15.1M
Cap. Flow %
-8.95%
Top 10 Hldgs %
66.9%
Holding
294
New
28
Increased
38
Reduced
106
Closed
44

Top Buys

Rank Stock Value
1
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$32.2M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$16.3M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$15.4M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.1M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.22M

Top Sells

Rank Stock Value
1
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$19.3M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$18.7M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$18M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$17.9M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.86M

Sector Composition

Rank Sector Weight
1 Healthcare 3.13%
2 Technology 3.05%
3 Industrials 2.69%
4 Consumer Staples 2.48%
5 Energy 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
101
Alphabet (Google) Class C
GOOG
$4.56T
$129K 0.08%
3,460
+380
+12% +$13.6K
NPM
102
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$121K 0.07%
8,238
+6,130
+291% +$88.8K
VNQ icon
103
Vanguard Real Estate ETF
VNQ
$39.3B
$116K 0.07%
1,380
+496
+56% +$38.6K
KKR icon
104
KKR & Co
KKR
$95.7B
$115K 0.07%
7,801
-1,182
-13% -$16.1K
FTSL icon
105
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$113K 0.07%
2,379
+1,659
+230% +$77.8K
BN icon
106
Brookfield
BN
$107B
$107K 0.06%
8,753
-1,772
-17% -$19.1K
IDV icon
107
iShares International Select Dividend ETF
IDV
$8.47B
$106K 0.06%
3,660
+390
+12% +$10.7K
AAXJ icon
108
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.7B
$102K 0.06%
1,873
+81
+5% +$4.08K
SHV icon
109
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$100K 0.06%
907
– –
MAIN icon
110
Main Street Capital
MAIN
$5.18B
$84K 0.05%
2,680
– –
FLOT icon
111
iShares Floating Rate Bond ETF
FLOT
$10.3B
$83K 0.05%
1,639
-54
-3% -$2.72K
EMB icon
112
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$80K 0.05%
723
-3,397
-82% -$362K
WBA
113
DELISTED
Walgreens Boots Alliance
WBA
$80K 0.05%
946
– –
HYEM icon
114
VanEck Emerging Markets High Yield Bond ETF
HYEM
$521M
$75K 0.04%
3,261
-291
-8% -$6.42K
OAK
115
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$75K 0.04%
1,528
-824
-35% -$37.5K
DNP icon
116
DNP Select Income Fund
DNP
$4.06B
$74K 0.04%
7,450
– –
ETV
117
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$74K 0.04%
5,000
– –
AMZN icon
118
Amazon
AMZN
$3.06T
$68K 0.04%
2,300
-1,800
-44% -$51.1K
SPY icon
119
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$67K 0.04%
325
– –
PM icon
120
Philip Morris
PM
$292B
$66K 0.04%
671
– –
MO icon
121
Altria Group
MO
$114B
$64K 0.04%
1,021
-450
-31% -$27.2K
BIV icon
122
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$63K 0.04%
725
– –
FSTA icon
123
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.41B
$63K 0.04%
1,976
-13,470
-87% -$408K
RQI icon
124
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$60K 0.04%
4,835
– –
HYS icon
125
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$59K 0.03%
631
-1,070
-63% -$96.7K
3 4
5
6 7

Similar funds

AIM
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MHIM
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MF
Madrona Funds Everett, Washington $136M AUM
WPSG
Wealth & Pension Services Group Atlanta, Georgia $138M AUM 1.38% 1-Year Est. Return
AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
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GPC
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Shamrock Asset Management's Q1 2016 Portfolio in Review

As of Q1 2016, Shamrock Asset Management held 294 positions worth $169M, down 5.1% from $178M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Shamrock Asset Management withdrew a net $15.1M in Q1 2016, closing 44 positions and reducing 106 holdings. Its most notable exit was First Trust Consumer Staples AlphaDEX Fund, an estimated $19.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.1% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Core AlphaDEX Fund worth $34.5M.

  • Shamrock Asset Management's largest Q1 2016 buy was First Trust Large Cap Core AlphaDEX Fund: 773,727 shares worth $34.5M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2016, an estimated $6.1M increase.
  • Shamrock Asset Management's biggest Q1 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.86M.
  • Shamrock Asset Management fully exited First Trust Consumer Staples AlphaDEX Fund in Q1 2016, selling an estimated $19.3M.
  • Shamrock Asset Management's ten largest holdings make up 67% of its $169M portfolio in Q1 2016.
  • Shamrock Asset Management opened 28 new positions and closed 44 in Q1 2016.
  • Shamrock Asset Management's portfolio value fell 5.1% quarter-over-quarter to $169M.

Based on Shamrock Asset Management's 13F filing for Q1 2016, filed 2 May 2016.