SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
This Quarter Return
+3.78%
1 Year Return
+2.66%
3 Year Return
+30.97%
5 Year Return
+49.27%
10 Year Return
–
AUM
$249M
AUM Growth
+$249M
Cap. Flow
-$23.9M
Cap. Flow %
-9.59%
Top 10 Hldgs %
58.64%
Holding
316
New
33
Increased
16
Reduced
121
Closed
37

Top Buys

1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$24.4M
2
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
$24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$20.7M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
$3.75M
5
EPHE icon
iShares MSCI Philippines ETF
EPHE
$3.67M

Top Sells

1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$29.6M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
$25.3M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
$5.96M
4
FRI icon
First Trust S&P REIT Index Fund
FRI
$5.15M
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
$5M

Sector Composition

1 Energy 5.7%
2 Financials 4.66%
3 Healthcare 3.4%
4 Consumer Discretionary 3.26%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
101
SPDR S&P 500 ETF Trust
SPY
$656B
$69K 0.03%
337
– –
MAIN icon
102
Main Street Capital
MAIN
$5.87B
$63K 0.03%
2,150
– –
REGN icon
103
Regeneron Pharmaceuticals
REGN
$59.8B
$62K 0.02%
150
+50
+50% +$20.7K
WPZ
104
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$62K 0.02%
1,481
– –
BIV icon
105
Vanguard Intermediate-Term Bond ETF
BIV
$24B
$61K 0.02%
725
– –
DNP icon
106
DNP Select Income Fund
DNP
$3.67B
$53K 0.02%
5,000
– –
BKN icon
107
BlackRock Investment Quality Municipal Trust
BKN
$185M
$51K 0.02%
3,125
– –
INTC icon
108
Intel
INTC
$105B
$49K 0.02%
1,356
+960
+242% +$34.7K
ETV
109
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.63B
$47K 0.02%
3,345
– –
QCOM icon
110
Qualcomm
QCOM
$170B
$45K 0.02%
600
– –
BUI icon
111
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$614M
$41K 0.02%
1,980
– –
BX icon
112
Blackstone
BX
$131B
$41K 0.02%
+1,246
New +$41K
PCEF icon
113
Invesco CEF Income Composite ETF
PCEF
$839M
$41K 0.02%
1,735
– –
PCY icon
114
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.22B
$38K 0.02%
1,315
– –
GPRO icon
115
GoPro
GPRO
$234M
$37K 0.01%
+585
New +$37K
OKE icon
116
Oneok
OKE
$46.5B
$37K 0.01%
+750
New +$37K
KKR icon
117
KKR & Co
KKR
$120B
$36K 0.01%
1,530
– –
VER
118
DELISTED
VEREIT, Inc.
VER
$36K 0.01%
803
-954
-54% -$42.8K
EWS icon
119
iShares MSCI Singapore ETF
EWS
$790M
$35K 0.01%
1,330
– –
MDLZ icon
120
Mondelez International
MDLZ
$79.3B
$35K 0.01%
951
– –
ALK icon
121
Alaska Air
ALK
$7.21B
$34K 0.01%
561
-375
-40% -$22.7K
KR icon
122
Kroger
KR
$45.1B
$34K 0.01%
1,046
-938
-47% -$30.5K
CSCO icon
123
Cisco
CSCO
$268B
$33K 0.01%
1,188
-592
-33% -$16.4K
HPQ icon
124
HP
HPQ
$26.8B
$33K 0.01%
1,788
-1,127
-39% -$20.8K
JAZZ icon
125
Jazz Pharmaceuticals
JAZZ
$7.99B
$33K 0.01%
200
– –
3 4
5
6 7