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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$249M
AUM Growth
-$17.4M
Cap. Flow
-$25.2M
Cap. Flow %
-10.1%
Top 10 Hldgs %
58.64%
Holding
297
New
33
Increased
16
Reduced
122
Closed
38

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$23.2M
2
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$23M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$20.7M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$3.69M
5
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.65M

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.6M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$25.3M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.77M
4
FRI icon
First Trust S&P REIT Index Fund
FRI
+$4.97M
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.83M

Sector Composition

Rank Sector Weight
1 Energy 5.7%
2 Financials 4.66%
3 Healthcare 3.4%
4 Consumer Discretionary 3.26%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
101
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$69K 0.03%
337
– –
MAIN icon
102
Main Street Capital
MAIN
$5.06B
$63K 0.03%
2,150
– –
REGN icon
103
Regeneron Pharmaceuticals
REGN
$78.5B
$62K 0.02%
150
+50
+50% +$19.7K
WPZ
104
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$62K 0.02%
1,481
– –
BIV icon
105
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$61K 0.02%
725
– –
DNP icon
106
DNP Select Income Fund
DNP
$4.05B
$53K 0.02%
5,000
– –
BKN
107
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$51K 0.02%
3,125
– –
INTC icon
108
Intel
INTC
$455B
$49K 0.02%
1,356
+960
+242% +$33.4K
ETV
109
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$47K 0.02%
3,345
– –
QCOM icon
110
Qualcomm
QCOM
$155B
$45K 0.02%
600
– –
BUI icon
111
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$725M
$41K 0.02%
1,980
– –
BX icon
112
Blackstone
BX
$102B
$41K 0.02%
+1,246
New +$39K
PCEF icon
113
Invesco CEF Income Composite ETF
PCEF
$801M
$41K 0.02%
1,735
– –
PCY icon
114
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$38K 0.02%
1,315
– –
GPRO icon
115
GoPro
GPRO
$130M
$37K 0.01%
+585
New +$43.1K
OKE icon
116
Oneok
OKE
$57.2B
$37K 0.01%
+750
New +$41.4K
KKR icon
117
KKR & Co
KKR
$91.1B
$36K 0.01%
1,530
– –
VER
118
DELISTED
VEREIT, Inc.
VER
$36K 0.01%
803
-954
-54% -$46.7K
EWS icon
119
iShares MSCI Singapore ETF
EWS
$1.04B
$35K 0.01%
1,330
– –
MDLZ icon
120
Mondelez International
MDLZ
$79.5B
$35K 0.01%
951
– –
ALK icon
121
Alaska Air
ALK
$5.29B
$34K 0.01%
561
-375
-40% -$19.8K
KR icon
122
Kroger
KR
$35.4B
$34K 0.01%
1,046
-938
-47% -$27.1K
CSCO icon
123
Cisco
CSCO
$457B
$33K 0.01%
1,188
-592
-33% -$15.3K
HPQ icon
124
HP
HPQ
$24.9B
$33K 0.01%
1,788
-1,127
-39% -$18.9K
JAZZ icon
125
Jazz Pharmaceuticals
JAZZ
$15.9B
$33K 0.01%
200
– –
3 4
5
6 7

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AIM
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MHIM
MacNealy Hoover Investment Management Canton, Ohio $124M AUM 4.7% 1-Year Est. Return
MF
Madrona Funds Everett, Washington $136M AUM
WPSG
Wealth & Pension Services Group Atlanta, Georgia $138M AUM 1.38% 1-Year Est. Return
AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
Warlander Asset Management New York $111M AUM 8.26% 1-Year Est. Return
GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Shamrock Asset Management held 297 positions worth $249M, down 6.5% from $267M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Shamrock Asset Management withdrew a net $25.2M in Q4 2014, closing 38 positions and reducing 122 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $29.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Technology AlphaDEX Fund worth $24.4M.

  • Shamrock Asset Management's largest Q4 2014 buy was First Trust Technology AlphaDEX Fund: 705,833 shares worth $24.4M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2014, an estimated $20.7M increase.
  • Shamrock Asset Management's biggest Q4 2014 reduction was First Trust Health Care AlphaDEX Fund, cutting an estimated $5.77M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q4 2014, selling an estimated $29.6M.
  • Shamrock Asset Management's ten largest holdings make up 59% of its $249M portfolio in Q4 2014.
  • Shamrock Asset Management opened 33 new positions and closed 38 in Q4 2014.
  • Shamrock Asset Management's portfolio value fell 6.5% quarter-over-quarter to $249M.

Based on Shamrock Asset Management's 13F filing for Q4 2014, filed 4 Feb 2015.