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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$249M
AUM Growth
-$17.4M
Cap. Flow
-$25.2M
Cap. Flow %
-10.1%
Top 10 Hldgs %
58.64%
Holding
297
New
33
Increased
16
Reduced
122
Closed
38

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$23.2M
2
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$23M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$20.7M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$3.69M
5
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.65M

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.6M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$25.3M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.77M
4
FRI icon
First Trust S&P REIT Index Fund
FRI
+$4.97M
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.83M

Sector Composition

Rank Sector Weight
1 Energy 5.7%
2 Financials 4.66%
3 Healthcare 3.4%
4 Consumer Discretionary 3.26%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
76
DELISTED
Allergan plc
AGN
$193K 0.08%
750
-112
-13% -$28K
HYS icon
77
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$191K 0.08%
1,898
-123
-6% -$12.7K
SHV icon
78
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$184K 0.07%
1,670
-27,746
-94% -$3.06M
HYEM icon
79
VanEck Emerging Markets High Yield Bond ETF
HYEM
$521M
$182K 0.07%
7,907
-508
-6% -$12.4K
UTX.PRA
80
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$178K 0.07%
2,905
-530
-15% -$31.4K
FXG icon
81
First Trust Consumer Staples AlphaDEX Fund
FXG
$226M
$176K 0.07%
+4,130
New +$170K
T icon
82
AT&T
T
$160B
$159K 0.06%
6,251
-37,843
-86% -$982K
IAU icon
83
iShares Gold Trust
IAU
$62.7B
$148K 0.06%
6,450
– –
IBM icon
84
IBM
IBM
$214B
$144K 0.06%
936
– –
GOOG icon
85
Alphabet (Google) Class C
GOOG
$4.55T
$136K 0.05%
5,174
– –
AXP icon
86
American Express
AXP
$231B
$129K 0.05%
1,383
-687
-33% -$61.6K
MCK icon
87
McKesson
MCK
$99.8B
$123K 0.05%
591
-332
-36% -$67.4K
MO icon
88
Altria Group
MO
$114B
$109K 0.04%
2,216
– –
HP icon
89
Helmerich & Payne
HP
$3.41B
$108K 0.04%
1,599
-45
-3% -$3.51K
EMLC icon
90
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$87K 0.03%
2,062
-157
-7% -$7K
GILD icon
91
Gilead Sciences
GILD
$161B
$81K 0.03%
862
-335
-28% -$34.6K
GSK icon
92
GSK
GSK
$103B
$77K 0.03%
1,394
-27,888
-95% -$1.56M
YHOO
93
DELISTED
Yahoo Inc
YHOO
$76K 0.03%
1,500
-1,000
-40% -$47.1K
DD icon
94
DuPont de Nemours
DD
$18.8B
$75K 0.03%
652
– –
IYW icon
95
iShares US Technology ETF
IYW
$24B
$74K 0.03%
2,852
-4
-0.1% -$102
SWKS icon
96
Skyworks Solutions
SWKS
$9.16B
$73K 0.03%
+1,005
New +$62.3K
QQQ icon
97
Invesco QQQ Trust
QQQ
$467B
$72K 0.03%
700
-415
-37% -$42K
KMB icon
98
Kimberly-Clark
KMB
$36.7B
$70K 0.03%
609
-164
-21% -$18.2K
MU icon
99
Micron Technology
MU
$915B
$70K 0.03%
+2,000
New +$66.2K
RQI icon
100
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$69K 0.03%
5,650
– –
2 3
4
5 6

Similar funds

AIM
Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return
MHIM
MacNealy Hoover Investment Management Canton, Ohio $124M AUM 4.7% 1-Year Est. Return
MF
Madrona Funds Everett, Washington $136M AUM
WPSG
Wealth & Pension Services Group Atlanta, Georgia $138M AUM 1.38% 1-Year Est. Return
AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
Warlander Asset Management New York $111M AUM 8.26% 1-Year Est. Return
GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Shamrock Asset Management held 297 positions worth $249M, down 6.5% from $267M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Shamrock Asset Management withdrew a net $25.2M in Q4 2014, closing 38 positions and reducing 122 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $29.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Technology AlphaDEX Fund worth $24.4M.

  • Shamrock Asset Management's largest Q4 2014 buy was First Trust Technology AlphaDEX Fund: 705,833 shares worth $24.4M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2014, an estimated $20.7M increase.
  • Shamrock Asset Management's biggest Q4 2014 reduction was First Trust Health Care AlphaDEX Fund, cutting an estimated $5.77M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q4 2014, selling an estimated $29.6M.
  • Shamrock Asset Management's ten largest holdings make up 59% of its $249M portfolio in Q4 2014.
  • Shamrock Asset Management opened 33 new positions and closed 38 in Q4 2014.
  • Shamrock Asset Management's portfolio value fell 6.5% quarter-over-quarter to $249M.

Based on Shamrock Asset Management's 13F filing for Q4 2014, filed 4 Feb 2015.