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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$249M
AUM Growth
-$17.4M
Cap. Flow
-$25.2M
Cap. Flow %
-10.1%
Top 10 Hldgs %
58.64%
Holding
297
New
33
Increased
16
Reduced
122
Closed
38

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$23.2M
2
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$23M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$20.7M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$3.69M
5
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.65M

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.6M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$25.3M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.77M
4
FRI icon
First Trust S&P REIT Index Fund
FRI
+$4.97M
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.83M

Sector Composition

Rank Sector Weight
1 Energy 5.7%
2 Financials 4.66%
3 Healthcare 3.4%
4 Consumer Discretionary 3.26%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE
51
DELISTED
Spectra Energy Corp Wi
SE
$1.2M 0.48%
+33,139
New +$1.25M
EDIV icon
52
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$1.07M 0.43%
31,433
+2,207
+8% +$78.5K
SO icon
53
Southern Company
SO
$109B
$1.04M 0.42%
21,209
-1,514
-7% -$71.5K
VZ icon
54
Verizon
VZ
$195B
$959K 0.38%
20,476
-1,764
-8% -$86.3K
EMLP icon
55
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$930K 0.37%
+33,043
New +$908K
AWK icon
56
American Water Works
AWK
$26.7B
$867K 0.35%
16,269
+800
+5% +$41.4K
NFG icon
57
National Fuel Gas
NFG
$7.82B
$820K 0.33%
11,823
-996
-8% -$68.7K
TD icon
58
Toronto Dominion Bank
TD
$198B
$747K 0.3%
+15,640
New +$754K
ETP
59
DELISTED
Energy Transfer Partners L.p.
ETP
$641K 0.26%
9,856
-22
-0.2% -$1.41K
PAA icon
60
Plains All American Pipeline
PAA
$17.3B
$636K 0.26%
12,401
+2,435
+24% +$129K
NMO
61
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$535K 0.21%
39,285
+33,550
+585% +$452K
BTT icon
62
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$443K 0.18%
22,060
+18,180
+469% +$365K
OKS
63
DELISTED
Oneok Partners LP
OKS
$438K 0.18%
11,044
+5,069
+85% +$240K
MMP
64
DELISTED
Magellan Midstream Partners, L.P.
MMP
$431K 0.17%
5,218
+108
+2% +$8.82K
KMI icon
65
Kinder Morgan
KMI
$71.7B
$412K 0.17%
+9,740
New +$384K
SJNK icon
66
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$385K 0.15%
13,303
-904
-6% -$26.7K
VCIT icon
67
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$333K 0.13%
3,870
-163
-4% -$14.1K
FLOT icon
68
iShares Floating Rate Bond ETF
FLOT
$10.2B
$331K 0.13%
6,547
-412
-6% -$20.9K
VCV icon
69
Invesco California Value Municipal Income Trust
VCV
$518M
$308K 0.12%
23,970
+21,270
+788% +$266K
BIP icon
70
Brookfield Infrastructure Partners
BIP
$19.2B
$282K 0.11%
16,987
-128,729
-88% -$2.05M
BSV icon
71
Vanguard Short-Term Bond ETF
BSV
$44.7B
$270K 0.11%
3,375
-394
-10% -$31.6K
VNQ icon
72
Vanguard Real Estate ETF
VNQ
$39.2B
$244K 0.1%
3,018
+35
+1% +$2.75K
HYG icon
73
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$231K 0.09%
2,565
+23
+0.9% +$2.09K
MBB icon
74
iShares MBS ETF
MBB
$38.9B
$207K 0.08%
1,889
-132
-7% -$14.4K
AAPL icon
75
Apple
AAPL
$4.54T
$202K 0.08%
7,304
-964
-12% -$26.2K
1 2
3
4 5

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AIM
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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Shamrock Asset Management held 297 positions worth $249M, down 6.5% from $267M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Shamrock Asset Management withdrew a net $25.2M in Q4 2014, closing 38 positions and reducing 122 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $29.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Technology AlphaDEX Fund worth $24.4M.

  • Shamrock Asset Management's largest Q4 2014 buy was First Trust Technology AlphaDEX Fund: 705,833 shares worth $24.4M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2014, an estimated $20.7M increase.
  • Shamrock Asset Management's biggest Q4 2014 reduction was First Trust Health Care AlphaDEX Fund, cutting an estimated $5.77M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q4 2014, selling an estimated $29.6M.
  • Shamrock Asset Management's ten largest holdings make up 59% of its $249M portfolio in Q4 2014.
  • Shamrock Asset Management opened 33 new positions and closed 38 in Q4 2014.
  • Shamrock Asset Management's portfolio value fell 6.5% quarter-over-quarter to $249M.

Based on Shamrock Asset Management's 13F filing for Q4 2014, filed 4 Feb 2015.