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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$249M
AUM Growth
-$17.4M
Cap. Flow
-$25.2M
Cap. Flow %
-10.1%
Top 10 Hldgs %
58.64%
Holding
297
New
33
Increased
16
Reduced
122
Closed
38

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$23.2M
2
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$23M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$20.7M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$3.69M
5
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.65M

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.6M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$25.3M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.77M
4
FRI icon
First Trust S&P REIT Index Fund
FRI
+$4.97M
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.83M

Sector Composition

Rank Sector Weight
1 Energy 5.7%
2 Financials 4.66%
3 Healthcare 3.4%
4 Consumer Discretionary 3.26%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKG icon
26
Packaging Corp of America
PKG
$22.2B
$2.1M 0.84%
27,009
-15,210
-36% -$1.09M
ABT icon
27
Abbott
ABT
$183B
$2.06M 0.83%
45,770
-3,304
-7% -$144K
AMLP icon
28
Alerian MLP ETF
AMLP
$12.9B
$2.03M 0.81%
23,156
+575
+3% +$52.1K
WFC icon
29
Wells Fargo
WFC
$258B
$2.01M 0.81%
36,784
-2,546
-6% -$135K
ITC
30
DELISTED
ITC HOLDINGS CORP
ITC
$2.01M 0.81%
49,427
-4,368
-8% -$167K
PG icon
31
Procter & Gamble
PG
$335B
$1.93M 0.78%
21,258
-1,513
-7% -$133K
USB icon
32
US Bancorp
USB
$98B
$1.93M 0.78%
43,066
-2,917
-6% -$126K
PNC icon
33
PNC Financial Services
PNC
$99.2B
$1.93M 0.77%
21,195
-1,733
-8% -$150K
IYR icon
34
iShares US Real Estate ETF
IYR
$4.69B
$1.92M 0.77%
24,943
-1,805
-7% -$135K
PEP icon
35
PepsiCo
PEP
$191B
$1.88M 0.75%
19,850
-1,422
-7% -$136K
IEF icon
36
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.82M 0.73%
17,192
-6,334
-27% -$668K
SON icon
37
Sonoco
SON
$5.62B
$1.79M 0.72%
41,019
-4,036
-9% -$167K
MCD icon
38
McDonald's
MCD
$191B
$1.76M 0.71%
18,822
-9,746
-34% -$912K
IDV icon
39
iShares International Select Dividend ETF
IDV
$8.46B
$1.73M 0.7%
51,457
-22,711
-31% -$796K
UN
40
DELISTED
Unilever NV New York Registry Shares
UN
$1.65M 0.66%
42,266
-2,802
-6% -$110K
AJG icon
41
Arthur J. Gallagher & Co
AJG
$65.9B
$1.64M 0.66%
34,812
-2,282
-6% -$107K
HUB.B
42
DELISTED
HUBBELL INC CL-B
HUB.B
$1.62M 0.65%
15,155
-940
-6% -$103K
LYB icon
43
LyondellBasell Industries
LYB
$19.5B
$1.57M 0.63%
+19,843
New +$1.72M
PARA
44
DELISTED
Paramount Global Class B
PARA
$1.56M 0.63%
28,278
-1,880
-6% -$100K
COP icon
45
ConocoPhillips
COP
$145B
$1.53M 0.62%
22,192
-1,249
-5% -$87.2K
SU icon
46
Suncor Energy
SU
$78.8B
$1.52M 0.61%
+47,954
New +$1.59M
DEO icon
47
Diageo
DEO
$49.5B
$1.5M 0.6%
13,106
-879
-6% -$102K
BKLN icon
48
Invesco Senior Loan ETF
BKLN
$6.97B
$1.37M 0.55%
56,959
-92
-0.2% -$2.23K
WOR icon
49
Worthington Enterprises
WOR
$2.74B
$1.29M 0.52%
69,332
-3,723
-5% -$82.4K
TUP
50
DELISTED
Tupperware Brands Corporation
TUP
$1.28M 0.52%
20,352
-1,498
-7% -$97.9K
1
2
3 4 5

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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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Shamrock Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Shamrock Asset Management held 297 positions worth $249M, down 6.5% from $267M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Shamrock Asset Management withdrew a net $25.2M in Q4 2014, closing 38 positions and reducing 122 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $29.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Technology AlphaDEX Fund worth $24.4M.

  • Shamrock Asset Management's largest Q4 2014 buy was First Trust Technology AlphaDEX Fund: 705,833 shares worth $24.4M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2014, an estimated $20.7M increase.
  • Shamrock Asset Management's biggest Q4 2014 reduction was First Trust Health Care AlphaDEX Fund, cutting an estimated $5.77M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q4 2014, selling an estimated $29.6M.
  • Shamrock Asset Management's ten largest holdings make up 59% of its $249M portfolio in Q4 2014.
  • Shamrock Asset Management opened 33 new positions and closed 38 in Q4 2014.
  • Shamrock Asset Management's portfolio value fell 6.5% quarter-over-quarter to $249M.

Based on Shamrock Asset Management's 13F filing for Q4 2014, filed 4 Feb 2015.