SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Return 2.66%
This Quarter Return
+3.78%
1 Year Return
+2.66%
3 Year Return
+30.97%
5 Year Return
+49.27%
10 Year Return
–
AUM
$249M
AUM Growth
-$17.4M
Cap. Flow
-$23.9M
Cap. Flow %
-9.6%
Top 10 Hldgs %
58.64%
Holding
316
New
33
Increased
16
Reduced
122
Closed
37

Top Buys

1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$24.4M
2
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
$24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$20.7M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
$3.75M
5
EPHE icon
iShares MSCI Philippines ETF
EPHE
$3.67M

Top Sells

1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$29.6M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
$25.3M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
$5.96M
4
FRI icon
First Trust S&P REIT Index Fund
FRI
$5.15M
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
$5M

Sector Composition

1 Energy 5.7%
2 Financials 4.66%
3 Healthcare 3.4%
4 Consumer Discretionary 3.26%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTEC icon
276
Fidelity MSCI Information Technology Index ETF
FTEC
$15.2B
– –
0
– –
FXD icon
277
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$336M
– –
0
– –
FXN icon
278
First Trust Energy AlphaDEX Fund
FXN
$285M
– –
-977,316
Closed -$25.3M
FXO icon
279
First Trust Financials AlphaDEX Fund
FXO
$2.23B
– –
0
– –
FXR icon
280
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$1.9B
– –
-1,007,147
Closed -$29.6M
FXZ icon
281
First Trust Materials AlphaDEX Fund
FXZ
$229M
– –
0
– –
GLD icon
282
SPDR Gold Trust
GLD
$112B
– –
-350
Closed -$41K
IYE icon
283
iShares US Energy ETF
IYE
$1.16B
– –
-1
Closed –
IYH icon
284
iShares US Healthcare ETF
IYH
$2.77B
– –
-10
Closed –
IYJ icon
285
iShares US Industrials ETF
IYJ
$1.72B
– –
0
– –
LAND
286
Gladstone Land Corp
LAND
$325M
– –
-49,811
Closed -$598K
LQD icon
287
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.8B
– –
0
– –
PNR icon
288
Pentair
PNR
$18.1B
$0 ﹤0.01%
4
– –
TIP icon
289
iShares TIPS Bond ETF
TIP
$13.6B
– –
0
– –
VALE icon
290
Vale
VALE
$44.4B
– –
-2,595
Closed -$29K
VGK icon
291
Vanguard FTSE Europe ETF
VGK
$26.9B
– –
-1,500
Closed -$83K
WBA
292
DELISTED
Walgreens Boots Alliance
WBA
– –
-946
Closed -$56K
WPRT
293
Westport Fuel Systems
WPRT
$43.7M
$0 ﹤0.01%
1
– –
XLB icon
294
Materials Select Sector SPDR Fund
XLB
$5.52B
– –
-6
Closed –
XLF icon
295
Financial Select Sector SPDR Fund
XLF
$53.2B
– –
-16
Closed –
XLP icon
296
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
– –
-8
Closed –
XLY icon
297
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.6B
– –
-3
Closed –
ZTR
298
Virtus Total Return Fund
ZTR
$347M
$0 ﹤0.01%
3
– –
ERF
299
DELISTED
Enerplus Corporation
ERF
– –
-4,157
Closed -$79K
VRTV
300
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
+4
New –
9 10 11
12
13