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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$249M
AUM Growth
-$17.4M
Cap. Flow
-$25.2M
Cap. Flow %
-10.1%
Top 10 Hldgs %
58.64%
Holding
297
New
33
Increased
16
Reduced
122
Closed
38

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$23.2M
2
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$23M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$20.7M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$3.69M
5
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.65M

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.6M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$25.3M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.77M
4
FRI icon
First Trust S&P REIT Index Fund
FRI
+$4.97M
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.83M

Sector Composition

Rank Sector Weight
1 Energy 5.7%
2 Financials 4.66%
3 Healthcare 3.4%
4 Consumer Discretionary 3.26%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
276
State Street Financial Select Sector SPDR ETF
XLF
$58.6B
– –
-16
Closed –
XLP icon
277
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-8
Closed –
XLY icon
278
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
– –
-6
Closed –
ZTR
279
Virtus Total Return Fund
ZTR
$338M
$0 ﹤0.01%
3
– –
ERF
280
DELISTED
Enerplus Corporation
ERF
– –
-4,157
Closed -$79K
VRTV
281
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
+4
New +$192
MNK
282
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
1
– –
DNR
283
DELISTED
Denbury Resources, Inc.
DNR
– –
-2,662
Closed -$40K
WCST
284
DELISTED
Wecast Network, Inc. Common Stock
WCST
$0 ﹤0.01%
1
– –
PWE
285
DELISTED
Penn West Energy Petroleum Ltd
PWE
– –
-23,520
Closed -$159K
SNDK
286
DELISTED
SANDISK CORP
SNDK
– –
-512
Closed -$50K
ADT
287
DELISTED
ADT Corp
ADT
$0 ﹤0.01%
7
– –
ALU
288
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
3
– –
CVD
289
DELISTED
COVANCE INC.
CVD
– –
-523
Closed -$41K
URS
290
DELISTED
URS CORP
URS
– –
-2,014
Closed -$116K
PGH
291
DELISTED
Pengrowth Energy Corporation
PGH
– –
-13,602
Closed -$71K
ESV
292
DELISTED
Ensco Rowan plc
ESV
– –
-172
Closed -$28K
FM
293
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-18,688
Closed -$707K
GG
294
DELISTED
Goldcorp Inc
GG
– –
-1,243
Closed -$29K
FRP
295
DELISTED
FAIRPOINT COMMUNICATIONS INC.
FRP
$0 ﹤0.01%
1
– –
8 9 10 11
12

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AIM
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MHIM
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MF
Madrona Funds Everett, Washington $136M AUM
WPSG
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AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
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GPC
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Shamrock Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Shamrock Asset Management held 297 positions worth $249M, down 6.5% from $267M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Shamrock Asset Management withdrew a net $25.2M in Q4 2014, closing 38 positions and reducing 122 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $29.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Technology AlphaDEX Fund worth $24.4M.

  • Shamrock Asset Management's largest Q4 2014 buy was First Trust Technology AlphaDEX Fund: 705,833 shares worth $24.4M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2014, an estimated $20.7M increase.
  • Shamrock Asset Management's biggest Q4 2014 reduction was First Trust Health Care AlphaDEX Fund, cutting an estimated $5.77M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q4 2014, selling an estimated $29.6M.
  • Shamrock Asset Management's ten largest holdings make up 59% of its $249M portfolio in Q4 2014.
  • Shamrock Asset Management opened 33 new positions and closed 38 in Q4 2014.
  • Shamrock Asset Management's portfolio value fell 6.5% quarter-over-quarter to $249M.

Based on Shamrock Asset Management's 13F filing for Q4 2014, filed 4 Feb 2015.