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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$249M
AUM Growth
-$17.4M
Cap. Flow
-$25.2M
Cap. Flow %
-10.1%
Top 10 Hldgs %
58.64%
Holding
297
New
33
Increased
16
Reduced
122
Closed
38

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$23.2M
2
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$23M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$20.7M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$3.69M
5
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.65M

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.6M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$25.3M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.77M
4
FRI icon
First Trust S&P REIT Index Fund
FRI
+$4.97M
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.83M

Sector Composition

Rank Sector Weight
1 Energy 5.7%
2 Financials 4.66%
3 Healthcare 3.4%
4 Consumer Discretionary 3.26%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
226
American Electric Power
AEP
$69.9B
$4K ﹤0.01%
62
– –
WB icon
227
Weibo
WB
$1.99B
$4K ﹤0.01%
250
– –
TT icon
228
Trane Technologies
TT
$104B
$3K ﹤0.01%
50
– –
ARIA
229
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$3K ﹤0.01%
500
– –
CMO
230
DELISTED
Capstead Mortgage Corp.
CMO
$3K ﹤0.01%
250
– –
IPG
231
DELISTED
Interpublic Group of Companies
IPG
$2K ﹤0.01%
87
– –
MSFT icon
232
Microsoft
MSFT
$3.66T
$2K ﹤0.01%
39
– –
MVV icon
233
ProShares Ultra MidCap400
MVV
$161M
$2K ﹤0.01%
90
-1,698
-95% -$39.1K
SJT
234
San Juan Basin Royalty Trust
SJT
$117M
$2K ﹤0.01%
167
– –
SSO icon
235
ProShares Ultra S&P500
SSO
$8.32B
$2K ﹤0.01%
272
-1,936
-88% -$14.8K
UWM icon
236
ProShares Ultra Russell2000
UWM
$249M
$2K ﹤0.01%
96
-1,104
-92% -$22.8K
DWA
237
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$2K ﹤0.01%
100
– –
COV
238
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$2K ﹤0.01%
15
– –
ALLE icon
239
Allegion
ALLE
$14.1B
$1K ﹤0.01%
16
– –
AVB icon
240
AvalonBay Communities
AVB
$27B
$1K ﹤0.01%
5
-813
-99% -$127K
BIDU icon
241
Baidu
BIDU
$38.2B
$1K ﹤0.01%
3
– –
CMI icon
242
Cummins
CMI
$87.8B
$1K ﹤0.01%
8
– –
ETN icon
243
Eaton
ETN
$173B
$1K ﹤0.01%
15
– –
GYRE icon
244
Gyre Therapeutics
GYRE
$686M
$1K ﹤0.01%
1
– –
O icon
245
Realty Income
O
$58.7B
$1K ﹤0.01%
11
-906
-99% -$40.1K
TEL icon
246
TE Connectivity
TEL
$62.9B
$1K ﹤0.01%
15
– –
TWTR
247
DELISTED
Twitter, Inc.
TWTR
$1K ﹤0.01%
32
-100
-76% -$4.26K
TYC
248
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1K ﹤0.01%
14
– –
FTR
249
DELISTED
Frontier Communications Corp.
FTR
$1K ﹤0.01%
12
– –
AVY icon
250
Avery Dennison
AVY
$13.3B
– –
-859
Closed -$38K
8 9
10
11 12

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AIM
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MHIM
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MF
Madrona Funds Everett, Washington $136M AUM
WPSG
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AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
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GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Shamrock Asset Management held 297 positions worth $249M, down 6.5% from $267M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Shamrock Asset Management withdrew a net $25.2M in Q4 2014, closing 38 positions and reducing 122 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $29.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Technology AlphaDEX Fund worth $24.4M.

  • Shamrock Asset Management's largest Q4 2014 buy was First Trust Technology AlphaDEX Fund: 705,833 shares worth $24.4M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2014, an estimated $20.7M increase.
  • Shamrock Asset Management's biggest Q4 2014 reduction was First Trust Health Care AlphaDEX Fund, cutting an estimated $5.77M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q4 2014, selling an estimated $29.6M.
  • Shamrock Asset Management's ten largest holdings make up 59% of its $249M portfolio in Q4 2014.
  • Shamrock Asset Management opened 33 new positions and closed 38 in Q4 2014.
  • Shamrock Asset Management's portfolio value fell 6.5% quarter-over-quarter to $249M.

Based on Shamrock Asset Management's 13F filing for Q4 2014, filed 4 Feb 2015.