SG3 Management’s Caterpillar CAT Stock Holding History

SG3 Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-15,000	Closed	-$3.59M	–	44
2022 Q4	$3.59M	Buy	+15,000	New	+$3.27M	0.52%	43
2022 Q1	–	Sell	-18,000	Closed	-$3.72M	–	998
2021 Q4	$3.72M	Hold	18,000	–	–	0.08%	232
2021 Q3	$3.46M	Sell	18,000 -2,000	-10%	-$417K	0.1%	193
2021 Q2	$4.35M	Buy	+20,000	New	+$4.62M	0.15%	153
2020 Q1	–	Sell	-20,000	Closed	-$2.95M	–	362
2019 Q4	$2.95M	Hold	20,000	–	–	0.18%	48
2019 Q3	$2.53M	Hold	20,000	–	–	0.23%	62
2019 Q2	$2.73M	Buy	+20,000	New	+$2.64M	0.3%	70
2019 Q1	–	Sell	-36,000	Closed	-$4.58M	–	316
2018 Q4	$4.58M	Buy	+36,000	New	+$4.68M	1.18%	26
2017 Q2	–	Sell	-36,500	Closed	-$3.39M	–	223
2017 Q1	$3.39M	Buy	36,500 +6,500	+22%	+$615K	0.62%	35
2016 Q4	$2.78M	Buy	+30,000	New	+$2.72M	0.45%	41

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SG3 Management's CAT Position: Q1 2020 in Review

SG3 Management sold out of Caterpillar (CAT) in Q1 2020, closing a stake of 1,000 shares — an estimated $148K sold.

SG3 Management first reported a position in CAT in Q2 2019 and held it in 3 quarters. The position peaked at $148K in Q4 2019. 1,491 funds tracked by Wall St. Rank hold CAT as of Q1 2020.

SG3 Management reported no remaining Caterpillar position as of Q1 2020 after selling out during the quarter.
SG3 Management sold 1,000 Caterpillar shares in Q1 2020, an estimated $148K.
SG3 Management first reported a position in Caterpillar in Q2 2019 and held it in 3 quarters.
SG3 Management's Caterpillar position peaked at $148K in Q4 2019.
1,491 funds tracked by Wall St. Rank held Caterpillar as of Q1 2020.

Based on SG3 Management's 13F filing for Q1 2020, filed 12 May 2020.