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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.76%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$203M
AUM Growth
-$283M
Cap. Flow
-$315M
Cap. Flow %
-155.05%
Top 10 Hldgs %
33.05%
Holding
270
New
14
Increased
10
Reduced
77
Closed
108

Top Buys

Rank Stock Value
1
EQWL icon
Invesco S&P 100 Equal Weight ETF
EQWL
+$3.82M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.28M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.81M
4
X
US Steel
X
+$2.75M
5
BIDU icon
Baidu
BIDU
+$2.68M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$97.1M
2
BX icon
Blackstone
BX
+$58.9M
3
CSWC icon
Capital Southwest
CSWC
+$15.3M
4
EPD icon
Enterprise Products Partners
EPD
+$14.7M
5
ELAN icon
Elanco Animal Health
ELAN
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 30.39%
2 Healthcare 16.84%
3 Financials 9.13%
4 Industrials 7.34%
5 Communication Services 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
201
Home Depot
HD
$339B
– –
-5,160
Closed -$1.56M
HNRG icon
202
Hallador Energy
HNRG
$704M
– –
-13,165
Closed -$190K
HPK icon
203
HighPeak Energy
HPK
$888M
– –
-50,350
Closed -$850K
HRL icon
204
Hormel Foods
HRL
$13.9B
– –
-6,650
Closed -$253K
IJR icon
205
iShares Core S&P Small-Cap ETF
IJR
$111B
– –
-2,306
Closed -$218K
KO icon
206
Coca-Cola
KO
$374B
– –
-7,681
Closed -$430K
KYN icon
207
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
– –
-61,200
Closed -$515K
LADR
208
Ladder Capital
LADR
$1.23B
– –
-29,100
Closed -$299K
LIN icon
209
Linde
LIN
$221B
– –
-2,600
Closed -$968K
LVO icon
210
LiveOne
LVO
$60.9M
– –
-1,143
Closed -$10.5K
MAIN icon
211
Main Street Capital
MAIN
$5.18B
– –
-218,898
Closed -$8.89M
MCD icon
212
McDonald's
MCD
$188B
– –
-2,600
Closed -$685K
MDY icon
213
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
– –
-1,300
Closed -$594K
MPLX icon
214
MPLX
MPLX
$59.8B
– –
-7,823
Closed -$277K
MQ icon
215
Marqeta
MQ
$1.88B
– –
-13,750
Closed -$329K
NEE icon
216
NextEra Energy
NEE
$181B
– –
-5,218
Closed -$299K
NET icon
217
Cloudflare
NET
$100B
– –
-5,400
Closed -$340K
NMFC icon
218
New Mountain Finance
NMFC
$683M
– –
-21,875
Closed -$283K
NSC icon
219
Norfolk Southern
NSC
$75.6B
– –
-1,375
Closed -$271K
OLPX
220
DELISTED
Olaplex Holdings
OLPX
– –
-136,204
Closed -$266K
OMAB icon
221
Grupo Aeroportuario Centro Norte
OMAB
$5.15B
– –
-3,400
Closed -$295K
OUT icon
222
Outfront Media
OUT
$5.61B
– –
-10,956
Closed -$106K
PAC icon
223
Grupo Aeroportuario del Pacifico
PAC
$13B
– –
-1,400
Closed -$230K
PFE icon
224
Pfizer
PFE
$143B
– –
-78,770
Closed -$2.65M
PFF icon
225
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-7,017
Closed -$212K
7 8
9
10 11

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2023 Portfolio in Review

As of Q4 2023, Sanders Morris Harris held 270 positions worth $203M, down 58% from $487M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Sanders Morris Harris withdrew a net $315M in Q4 2023, closing 108 positions and reducing 77 holdings. Its most notable exit was Capital Southwest, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Invesco S&P 100 Equal Weight ETF worth $4.13M.

  • Sanders Morris Harris's largest Q4 2023 buy was Invesco S&P 100 Equal Weight ETF: 46,977 shares worth $4.13M.
  • Sanders Morris Harris added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $3.28M increase.
  • Sanders Morris Harris's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $97.1M.
  • Sanders Morris Harris fully exited Capital Southwest in Q4 2023, selling an estimated $15.3M.
  • Sanders Morris Harris's ten largest holdings make up 33% of its $203M portfolio in Q4 2023.
  • Sanders Morris Harris opened 14 new positions and closed 108 in Q4 2023.
  • Sanders Morris Harris's portfolio value fell 58% quarter-over-quarter to $203M.

Based on Sanders Morris Harris's 13F filing for Q4 2023, filed 10 Jan 2024.