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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+5.58%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$264M
AUM Growth
-$144M
Cap. Flow
-$153M
Cap. Flow %
-57.89%
Top 10 Hldgs %
46.91%
Holding
300
New
8
Increased
16
Reduced
41
Closed
91

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$2.78M
2
ELAN icon
Elanco Animal Health
ELAN
+$2.47M
3
OLPX
Olaplex Holdings
OLPX
+$839K
4
TSLA icon
Tesla
TSLA
+$458K
5
TEAM icon
Atlassian
TEAM
+$422K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$68.2M
2
ARKK icon
ARK Innovation ETF
ARKK
+$9.47M
3
F icon
Ford
F
+$8.42M
4
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$8.06M
5
NVDA icon
NVIDIA
NVDA
+$7.72M

Sector Composition

Rank Sector Weight
1 Financials 31.89%
2 Healthcare 18.56%
3 Technology 16.76%
4 Energy 10.66%
5 Communication Services 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRMK
201
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$46.3K 0.02%
13,000
– –
RXT icon
202
Rackspace Technology
RXT
$1.21B
$29.5K 0.01%
10,000
– –
PGY icon
203
Pagaya Technologies
PGY
$1.85B
$24.8K 0.01%
1,667
– –
NVTA
204
DELISTED
Invitae Corporation
NVTA
$23.4K 0.01%
12,560
-2,000
-14% -$4.88K
BNED icon
205
Barnes & Noble Education
BNED
$447M
$17.5K 0.01%
+100
New +$23.8K
CCO icon
206
Clear Channel Outdoor Holdings
CCO
$1.23B
$16.6K 0.01%
15,840
– –
APTO
207
DELISTED
Aptose Biosciences, Inc.
APTO
$14.7K 0.01%
56
-1,405
-96% -$377K
OUST icon
208
Ouster
OUST
$2.86B
$8.63K ﹤0.01%
1,000
– –
AMBP icon
209
Ardagh Metal Packaging
AMBP
$2.87B
– –
-52,500
Closed -$255K
ARKK icon
210
ARK Innovation ETF
ARKK
$5.84B
– –
-250,957
Closed -$9.47M
ASO icon
211
Academy Sports + Outdoors
ASO
$3.01B
– –
-5,000
Closed -$211K
BABA icon
212
Alibaba
BABA
$305B
– –
-4,740
Closed -$379K
BHK icon
213
BlackRock Core Bond Trust
BHK
$649M
– –
-40,155
Closed -$401K
BIL icon
214
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
– –
-4,756
Closed -$436K
BNZI icon
215
Banzai International
BNZI
$6.43M
– –
-1
Closed -$99K
BQ
216
Boqii Holding Ltd
BQ
$5.9M
– –
-2,693
Closed -$106K
BRK.B icon
217
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-1,146
Closed -$306K
C icon
218
Citigroup
C
$224B
– –
-4,989
Closed -$208K
CNQ icon
219
Canadian Natural Resources
CNQ
$96.7B
– –
-16,400
Closed -$382K
DEO icon
220
Diageo
DEO
$49.2B
– –
-1,325
Closed -$225K
DKNG icon
221
DraftKings
DKNG
$11.7B
– –
-12,191
Closed -$185K
DVN icon
222
Devon Energy
DVN
$51.4B
– –
-4,800
Closed -$289K
EFX icon
223
Equifax
EFX
$20.5B
– –
-2,100
Closed -$360K
ESPR
224
DELISTED
Esperion Therapeutics
ESPR
– –
-12,200
Closed -$80K
ETN icon
225
Eaton
ETN
$170B
– –
-2,400
Closed -$320K
7 8
9
10 11

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2022 Portfolio in Review

As of Q4 2022, Sanders Morris Harris held 300 positions worth $264M, down 35% from $408M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sanders Morris Harris withdrew a net $153M in Q4 2022, closing 91 positions and reducing 41 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $68.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sanders Morris Harris opened a new position in Olaplex Holdings worth $736K.

  • Sanders Morris Harris's largest Q4 2022 buy was Olaplex Holdings: 141,204 shares worth $736K.
  • Sanders Morris Harris added most to Blackstone in Q4 2022, an estimated $2.78M increase.
  • Sanders Morris Harris's biggest Q4 2022 reduction was Ford, cutting an estimated $8.42M.
  • Sanders Morris Harris fully exited Invesco QQQ Trust in Q4 2022, selling an estimated $68.2M.
  • Sanders Morris Harris's ten largest holdings make up 47% of its $264M portfolio in Q4 2022.
  • Sanders Morris Harris opened 8 new positions and closed 91 in Q4 2022.
  • Sanders Morris Harris's portfolio value fell 35% quarter-over-quarter to $264M.

Based on Sanders Morris Harris's 13F filing for Q4 2022, filed 13 Jan 2023.