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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
201
Alphabet (Google) Class A
GOOGL
$4.57T
$391K 0.07%
2,920
– –
UHS icon
202
Universal Health Services
UHS
$10.2B
$388K 0.07%
2,890
– –
HPE icon
203
Hewlett Packard
HPE
$66.5B
$386K 0.07%
26,000
– –
DKNG icon
204
DraftKings
DKNG
$11.7B
$380K 0.07%
+7,900
New +$419K
RDFI icon
205
Rareview Dynamic Fixed Income ETF
RDFI
$84.4M
$380K 0.07%
12,882
+1,581
+14% +$47K
XLY icon
206
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$378K 0.07%
4,216
– –
LADR
207
Ladder Capital
LADR
$1.23B
$377K 0.07%
34,100
– –
MGNX icon
208
MacroGenics
MGNX
$243M
$377K 0.07%
18,345
– –
DBX icon
209
Dropbox
DBX
$7.71B
$375K 0.07%
12,970
– –
CL icon
210
Colgate-Palmolive
CL
$71.9B
$373K 0.07%
4,920
– –
CRNX icon
211
Crinetics Pharmaceuticals
CRNX
$8.87B
$368K 0.07%
18,600
– –
AR icon
212
Antero Resources
AR
$11.2B
$367K 0.07%
19,500
– –
XOP icon
213
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
$363K 0.07%
3,750
– –
BAC icon
214
Bank of America
BAC
$438B
$362K 0.07%
8,519
– –
CLX icon
215
Clorox
CLX
$11.9B
$361K 0.07%
2,183
– –
SPY icon
216
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$361K 0.07%
843
-47
-5% -$20.7K
XLC icon
217
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$360K 0.07%
4,500
– –
ETN icon
218
Eaton
ETN
$170B
$358K 0.07%
2,400
– –
IVV icon
219
iShares Core S&P 500 ETF
IVV
$884B
$357K 0.07%
830
-4,153
-83% -$1.84M
AVT icon
220
Avnet
AVT
$7.29B
$354K 0.06%
9,570
– –
C icon
221
Citigroup
C
$224B
$354K 0.06%
+5,044
New +$353K
NVAX icon
222
Novavax
NVAX
$1.22B
$352K 0.06%
1,700
– –
GEL icon
223
Genesis Energy
GEL
$1.89B
$346K 0.06%
34,300
– –
AAC
224
DELISTED
Ares Acquisition Corporation
AAC
$341K 0.06%
35,000
– –
OSTR
225
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
$341K 0.06%
35,000
– –
7 8
9
10 11

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.