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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.56%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$439M
AUM Growth
+$71.3M
Cap. Flow
+$26.8M
Cap. Flow %
6.1%
Top 10 Hldgs %
37.79%
Holding
312
New
37
Increased
47
Reduced
46
Closed
19

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.5M
2
CSCO icon
Cisco
CSCO
+$5.89M
3
ROCCU
Roth CH Acquisition II Co. Unit
ROCCU
+$5.84M
4
CRM icon
Salesforce
CRM
+$5.01M
5
AMZN icon
Amazon
AMZN
+$3.87M

Top Sells

Rank Stock Value
1
MPC icon
Marathon Petroleum
MPC
+$4.42M
2
ESPO icon
VanEck Video Gaming and eSports ETF
ESPO
+$4.17M
3
GE icon
GE Aerospace
GE
+$3.72M
4
CVS icon
CVS Health
CVS
+$3.48M
5
QURE icon
uniQure
QURE
+$3.17M

Sector Composition

Rank Sector Weight
1 Technology 19.06%
2 Financials 16.82%
3 Healthcare 15.11%
4 Consumer Discretionary 6.14%
5 Communication Services 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBX icon
201
Dropbox
DBX
$8.05B
$353K 0.08%
15,970
– –
DISH
202
DELISTED
DISH Network Corp.
DISH
$353K 0.08%
+10,904
New +$336K
KYN icon
203
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$352K 0.08%
61,200
+15,000
+32% +$80.4K
SHPW
204
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$351K 0.08%
4,223
-1,250
-23% -$100K
AN icon
205
AutoNation
AN
$7.13B
$349K 0.08%
5,000
– –
QS.WS
206
DELISTED
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
$349K 0.08%
+9,694
New +$221K
HPE icon
207
Hewlett Packard
HPE
$69.4B
$345K 0.08%
28,372
-126
-0.4% -$1.32K
NUE icon
208
Nucor
NUE
$62.4B
$340K 0.08%
6,000
– –
XLY icon
209
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$339K 0.08%
4,216
– –
AVT icon
210
Avnet
AVT
$7.59B
$336K 0.08%
9,570
– –
GE icon
211
GE Aerospace
GE
$391B
$334K 0.08%
5,830
-83,062
-93% -$3.72M
LADR
212
Ladder Capital
LADR
$1.22B
$333K 0.08%
34,100
– –
GBT
213
DELISTED
Global Blood Therapeutics, Inc.
GBT
$330K 0.08%
6,750
– –
NEE icon
214
NextEra Energy
NEE
$182B
$329K 0.07%
4,268
– –
BMRN icon
215
BioMarin Pharmaceuticals
BMRN
$11.7B
$328K 0.07%
4,000
– –
ESPR
216
DELISTED
Esperion Therapeutics
ESPR
$328K 0.07%
+12,200
New +$365K
ASTS icon
217
AST SpaceMobile
ASTS
$21B
$326K 0.07%
24,450
– –
JMIA
218
Jumia Technologies
JMIA
$759M
$323K 0.07%
+8,000
New +$195K
BAC icon
219
Bank of America
BAC
$440B
$318K 0.07%
+10,519
New +$282K
BLUE
220
DELISTED
bluebird bio
BLUE
$317K 0.07%
494
+39
+9% +$24.7K
TRGP icon
221
Targa Resources
TRGP
$56.4B
$316K 0.07%
11,967
-930
-7% -$19.8K
XLC icon
222
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$304K 0.07%
4,500
– –
ETN icon
223
Eaton
ETN
$173B
$288K 0.07%
+2,400
New +$271K
LUMN icon
224
Lumen
LUMN
$6.91B
$285K 0.06%
29,220
+3,000
+11% +$29.6K
SWN
225
DELISTED
Southwestern Energy Company
SWN
$281K 0.06%
+94,242
New +$278K
7 8
9
10 11

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TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
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RPSM
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BIA
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MC
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SPF
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Sanders Morris Harris's Q4 2020 Portfolio in Review

As of Q4 2020, Sanders Morris Harris held 312 positions worth $439M, up 19% from $368M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sanders Morris Harris deployed $26.8M of net new capital in Q4 2020, opening 37 new positions and adding to 47 existing holdings. Its largest new stake was Roth CH Acquisition II Co. Unit: 566,000 shares worth $5.89M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GE Aerospace, an estimated $3.72M trimmed.

  • Sanders Morris Harris's largest Q4 2020 buy was Roth CH Acquisition II Co. Unit: 566,000 shares worth $5.89M.
  • Sanders Morris Harris added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $14.5M increase.
  • Sanders Morris Harris's biggest Q4 2020 reduction was GE Aerospace, cutting an estimated $3.72M.
  • Sanders Morris Harris fully exited Marathon Petroleum in Q4 2020, selling an estimated $4.42M.
  • Sanders Morris Harris's ten largest holdings make up 38% of its $439M portfolio in Q4 2020.
  • Sanders Morris Harris opened 37 new positions and closed 19 in Q4 2020.
  • Sanders Morris Harris's portfolio value rose 19% quarter-over-quarter to $439M.

Based on Sanders Morris Harris's 13F filing for Q4 2020, filed 26 Jan 2021.