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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$440M
AUM Growth
+$27.2M
Cap. Flow
-$4.19M
Cap. Flow %
-0.95%
Top 10 Hldgs %
30.3%
Holding
315
New
35
Increased
58
Reduced
59
Closed
32

Top Buys

Rank Stock Value
1
JYNT icon
The Joint Corp
JYNT
+$11.7M
2
CNP icon
CenterPoint Energy
CNP
+$4.78M
3
CVS icon
CVS Health
CVS
+$4.25M
4
PFNX
Pfenex Inc.
PFNX
+$3.86M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.8M

Top Sells

Rank Stock Value
1
BX icon
Blackstone
BX
+$15.6M
2
AIMT
Aimmune Therapeutics
AIMT
+$10.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$5.01M
4
QURE icon
uniQure
QURE
+$4.18M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$4.09M

Sector Composition

Rank Sector Weight
1 Financials 21.4%
2 Technology 16.77%
3 Healthcare 14.74%
4 Energy 9.02%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
201
Allstate
ALL
$68.3B
$349K 0.08%
3,120
– –
AMAT icon
202
Applied Materials
AMAT
$398B
$348K 0.08%
+5,600
New +$315K
MKL icon
203
Markel Group
MKL
$23.6B
$347K 0.08%
300
– –
LMRK
204
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$344K 0.08%
20,260
+1,800
+10% +$30.4K
URI icon
205
United Rentals
URI
$66.5B
$337K 0.08%
2,000
– –
V icon
206
Visa
V
$673B
$337K 0.08%
2,157
– –
SONY icon
207
Sony
SONY
$134B
$334K 0.08%
24,200
– –
PYPL icon
208
PayPal
PYPL
$49.3B
$332K 0.08%
3,000
– –
WMT icon
209
Walmart Inc
WMT
$884B
$332K 0.08%
10,200
-1,200
-11% -$47.7K
APD icon
210
Air Products & Chemicals
APD
$66.8B
$329K 0.07%
1,722
-175
-9% -$39.5K
GTE icon
211
Gran Tierra Energy
GTE
$237M
$329K 0.07%
14,459
– –
VNOM icon
212
Viper Energy
VNOM
$8.48B
$327K 0.07%
12,678
-1,095
-8% -$27.4K
VUG icon
213
Vanguard Morningstar Growth ETF
VUG
$218B
$326K 0.07%
12,516
– –
A icon
214
Agilent Technologies
A
$39.2B
$325K 0.07%
3,777
– –
QCOM icon
215
Qualcomm
QCOM
$160B
$325K 0.07%
3,700
-400
-10% -$33.5K
PAA icon
216
Plains All American Pipeline
PAA
$17.5B
$319K 0.07%
13,245
+1,000
+8% +$18.4K
MUC icon
217
BlackRock MuniHoldings California Quality Fund
MUC
$998M
$317K 0.07%
22,600
– –
IVV icon
218
iShares Core S&P 500 ETF
IVV
$872B
$308K 0.07%
1,055
+35
+3% +$10.8K
META icon
219
Meta Platforms (Facebook)
META
$1.37T
$305K 0.07%
1,700
-104
-6% -$20.1K
EW icon
220
Edwards Lifesciences
EW
$50B
$303K 0.07%
4,020
– –
DLR icon
221
Digital Realty Trust
DLR
$71.5B
$301K 0.07%
2,544
– –
RGNX icon
222
Regenxbio
RGNX
$648M
$300K 0.07%
+7,700
New +$304K
KKR icon
223
KKR & Co
KKR
$90.7B
$297K 0.07%
10,100
– –
WHR icon
224
Whirlpool
WHR
$2.47B
$297K 0.07%
2,000
– –
CDMO
225
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$296K 0.07%
40,000
– –
7 8
9
10 11

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TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
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RPSM
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BIA
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MC
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SPF
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Sanders Morris Harris's Q4 2019 Portfolio in Review

As of Q4 2019, Sanders Morris Harris held 315 positions worth $440M, up 6.6% from $413M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sanders Morris Harris's Q4 2019 filing shows 35 new, 58 increased, 59 reduced and 32 closed positions. Its largest new stake was The Joint Corp: 645,940 shares worth $10.2M. The largest sale was Blackstone, an estimated $15.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q4 2019 buy was The Joint Corp: 645,940 shares worth $10.2M.
  • Sanders Morris Harris added most to CVS Health in Q4 2019, an estimated $4.25M increase.
  • Sanders Morris Harris's biggest Q4 2019 reduction was Blackstone, cutting an estimated $15.6M.
  • Sanders Morris Harris fully exited Aimmune Therapeutics in Q4 2019, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 30% of its $440M portfolio in Q4 2019.
  • Sanders Morris Harris opened 35 new positions and closed 32 in Q4 2019.
  • Sanders Morris Harris's portfolio value rose 6.6% quarter-over-quarter to $440M.

Based on Sanders Morris Harris's 13F filing for Q4 2019, filed 9 Jan 2020.