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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$330M
AUM Growth
-$100M
Cap. Flow
-$169M
Cap. Flow %
-51.16%
Top 10 Hldgs %
50.03%
Holding
248
New
8
Increased
30
Reduced
73
Closed
90

Top Buys

Rank Stock Value
1
ZTS icon
Zoetis
ZTS
+$3.43M
2
ETN icon
Eaton
ETN
+$2.63M
3
MR
Montage Resources Corporation Common Stock
MR
+$2.05M
4
MEMP
Memorial Production Partners LP Common Units
MEMP
+$1.92M
5
RDI icon
Reading International Class A
RDI
+$1.12M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$12.5M
2
TDTF icon
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
+$5.13M
3
XOM icon
ExxonMobil
XOM
+$4.79M
4
SPG icon
Simon Property Group
SPG
+$4.4M
5
IDV icon
iShares International Select Dividend ETF
IDV
+$3.52M

Sector Composition

Rank Sector Weight
1 Financials 27.24%
2 Energy 18.08%
3 Healthcare 13.19%
4 Consumer Discretionary 3.34%
5 Industrials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLD icon
201
Prologis
PLD
$137B
– –
-26,410
Closed -$1.3M
PSX icon
202
Phillips 66
PSX
$83.2B
– –
-3,257
Closed -$259K
PYPL icon
203
PayPal
PYPL
$51B
– –
-9,540
Closed -$349K
RTX icon
204
RTX Corp
RTX
$295B
– –
-6,710
Closed -$434K
SBGI icon
205
Sinclair Inc
SBGI
$1.03B
– –
-32,719
Closed -$977K
SDIV icon
206
Global X SuperDividend ETF
SDIV
$1.22B
– –
-10,312
Closed -$643K
SKT icon
207
Tanger
SKT
$4.82B
– –
-19,485
Closed -$783K
SKX
208
DELISTED
Skechers
SKX
– –
-21,000
Closed -$624K
SLB icon
209
SLB Ltd
SLB
$73.3B
– –
-2,977
Closed -$236K
SPG icon
210
Simon Property Group
SPG
$77.1B
– –
-20,297
Closed -$4.4M
SPLV icon
211
Invesco S&P 500 Low Volatility ETF
SPLV
$7.27B
– –
-70,874
Closed -$3.03M
SWK icon
212
Stanley Black & Decker
SWK
$14.7B
– –
-4,692
Closed -$522K
TDTF icon
213
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
– –
-199,818
Closed -$5.13M
TGT icon
214
Target
TGT
$66.6B
– –
-5,534
Closed -$386K
TROW icon
215
T. Rowe Price
TROW
$25.8B
– –
-15,000
Closed -$1.09M
UDR icon
216
UDR
UDR
$12.9B
– –
-25,155
Closed -$928K
UVV icon
217
Universal Corp
UVV
$1.36B
– –
-3,733
Closed -$216K
V icon
218
Visa
V
$701B
– –
-4,031
Closed -$299K
VBK icon
219
Vanguard Small-Cap Growth ETF
VBK
$23B
– –
-19,379
Closed -$2.4M
VNO icon
220
Vornado Realty Trust
VNO
$7.8B
– –
-20,017
Closed -$1.62M
VPU
221
Vanguard Utilities ETF
VPU
$8.6B
– –
-3,000
Closed -$343K
VTV icon
222
Vanguard Value ETF
VTV
$189B
– –
-33,375
Closed -$2.84M
VUG icon
223
Vanguard Growth ETF
VUG
$215B
– –
-126,750
Closed -$2.27M
XYL icon
224
Xylem
XYL
$28.7B
– –
-6,410
Closed -$286K
MUI
225
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-11,033
Closed -$168K
6 7 8
9
10

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
PWM
Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM

Sanders Morris Harris's Q3 2016 Portfolio in Review

As of Q3 2016, Sanders Morris Harris held 248 positions worth $330M, down 23% from $430M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sanders Morris Harris withdrew a net $169M in Q3 2016, closing 90 positions and reducing 73 holdings. Its most notable exit was FlexShares iBoxx 5-Year Target Duration TIPS Index Fund, an estimated $5.13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 23% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Eaton worth $2.68M.

  • Sanders Morris Harris's largest Q3 2016 buy was Eaton: 40,707 shares worth $2.68M.
  • Sanders Morris Harris added most to Zoetis in Q3 2016, an estimated $3.43M increase.
  • Sanders Morris Harris's biggest Q3 2016 reduction was Main Street Capital, cutting an estimated $12.5M.
  • Sanders Morris Harris fully exited FlexShares iBoxx 5-Year Target Duration TIPS Index Fund in Q3 2016, selling an estimated $5.13M.
  • Sanders Morris Harris's ten largest holdings make up 50% of its $330M portfolio in Q3 2016.
  • Sanders Morris Harris opened 8 new positions and closed 90 in Q3 2016.
  • Sanders Morris Harris's portfolio value fell 23% quarter-over-quarter to $330M.

Based on Sanders Morris Harris's 13F filing for Q3 2016, filed 24 Oct 2016.