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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.76%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$203M
AUM Growth
-$283M
Cap. Flow
-$315M
Cap. Flow %
-155.05%
Top 10 Hldgs %
33.05%
Holding
270
New
14
Increased
10
Reduced
77
Closed
108

Top Buys

Rank Stock Value
1
EQWL icon
Invesco S&P 100 Equal Weight ETF
EQWL
+$3.82M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.28M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.81M
4
X
US Steel
X
+$2.75M
5
BIDU icon
Baidu
BIDU
+$2.68M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$97.1M
2
BX icon
Blackstone
BX
+$58.9M
3
CSWC icon
Capital Southwest
CSWC
+$15.3M
4
EPD icon
Enterprise Products Partners
EPD
+$14.7M
5
ELAN icon
Elanco Animal Health
ELAN
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 30.39%
2 Healthcare 16.84%
3 Financials 9.13%
4 Industrials 7.34%
5 Communication Services 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CADE
176
DELISTED
Cadence Bank
CADE
– –
-31,864
Closed -$676K
CAT icon
177
Caterpillar
CAT
$382B
– –
-1,775
Closed -$485K
CFR icon
178
Cullen/Frost Bankers
CFR
$10.5B
– –
-2,500
Closed -$228K
CNQ icon
179
Canadian Natural Resources
CNQ
$96.7B
– –
-15,600
Closed -$504K
CRK icon
180
Comstock Resources
CRK
$3.94B
– –
-188,500
Closed -$2.08M
CSV icon
181
Carriage Services
CSV
$645M
– –
-26,790
Closed -$757K
CSWC icon
182
Capital Southwest
CSWC
$1.49B
– –
-669,189
Closed -$15.3M
CUE icon
183
Cue Biopharma
CUE
$113M
– –
-11,540
Closed -$713K
DEO icon
184
Diageo
DEO
$49.2B
– –
-1,385
Closed -$207K
DKS icon
185
Dick's Sporting Goods
DKS
$18B
– –
-8,500
Closed -$923K
DOCU
186
DocuSign
DOCU
$10.5B
– –
-92,440
Closed -$3.85M
DUK icon
187
Duke Energy
DUK
$96.9B
– –
-2,650
Closed -$234K
ELAN icon
188
Elanco Animal Health
ELAN
$12.8B
– –
-1,100,690
Closed -$12.4M
EP icon
189
Empire Petroleum
EP
$100M
– –
-10,000
Closed -$96.3K
ETN icon
190
Eaton
ETN
$170B
– –
-2,400
Closed -$512K
ETWO
191
DELISTED
E2open Parent Holdings
ETWO
– –
-57,000
Closed -$259K
F icon
192
Ford
F
$57.5B
– –
-36,900
Closed -$458K
FIGS icon
193
FIGS
FIGS
$1.82B
– –
-127,250
Closed -$751K
FIX icon
194
Comfort Systems
FIX
$62.3B
– –
-1,500
Closed -$256K
GEL icon
195
Genesis Energy
GEL
$1.89B
– –
-506,277
Closed -$5.22M
GENK icon
196
GEN Restaurant Group
GENK
$10.6M
– –
-213,315
Closed -$2.48M
GLP icon
197
Global Partners
GLP
$1.69B
– –
-16,500
Closed -$583K
GOOGL icon
198
Alphabet (Google) Class A
GOOGL
$4.57T
– –
-4,780
Closed -$626K
GTE icon
199
Gran Tierra Energy
GTE
$246M
– –
-12,366
Closed -$85.8K
GVI icon
200
iShares Intermediate Government/Credit Bond ETF
GVI
$3.77B
– –
-4,000
Closed -$405K
6 7
8
9 10

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2023 Portfolio in Review

As of Q4 2023, Sanders Morris Harris held 270 positions worth $203M, down 58% from $487M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Sanders Morris Harris withdrew a net $315M in Q4 2023, closing 108 positions and reducing 77 holdings. Its most notable exit was Capital Southwest, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Invesco S&P 100 Equal Weight ETF worth $4.13M.

  • Sanders Morris Harris's largest Q4 2023 buy was Invesco S&P 100 Equal Weight ETF: 46,977 shares worth $4.13M.
  • Sanders Morris Harris added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $3.28M increase.
  • Sanders Morris Harris's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $97.1M.
  • Sanders Morris Harris fully exited Capital Southwest in Q4 2023, selling an estimated $15.3M.
  • Sanders Morris Harris's ten largest holdings make up 33% of its $203M portfolio in Q4 2023.
  • Sanders Morris Harris opened 14 new positions and closed 108 in Q4 2023.
  • Sanders Morris Harris's portfolio value fell 58% quarter-over-quarter to $203M.

Based on Sanders Morris Harris's 13F filing for Q4 2023, filed 10 Jan 2024.