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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+5.58%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$264M
AUM Growth
-$144M
Cap. Flow
-$153M
Cap. Flow %
-57.89%
Top 10 Hldgs %
46.91%
Holding
300
New
8
Increased
16
Reduced
41
Closed
91

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$2.78M
2
ELAN icon
Elanco Animal Health
ELAN
+$2.47M
3
OLPX
Olaplex Holdings
OLPX
+$839K
4
TSLA icon
Tesla
TSLA
+$458K
5
TEAM icon
Atlassian
TEAM
+$422K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$68.2M
2
ARKK icon
ARK Innovation ETF
ARKK
+$9.47M
3
F icon
Ford
F
+$8.42M
4
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$8.06M
5
NVDA icon
NVIDIA
NVDA
+$7.72M

Sector Composition

Rank Sector Weight
1 Financials 31.89%
2 Healthcare 18.56%
3 Technology 16.76%
4 Energy 10.66%
5 Communication Services 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXMD icon
176
TherapeuticsMD
TXMD
$23.6M
$226K 0.09%
40,393
– –
WBD icon
177
Warner Bros
WBD
$65.4B
$221K 0.08%
23,348
-5,538
-19% -$62.5K
CBZ icon
178
CBIZ
CBZ
$2.99B
$206K 0.08%
+4,400
New +$209K
CTVA icon
179
Corteva
CTVA
$50.7B
$202K 0.08%
+3,432
New +$217K
KURA icon
180
Kura Oncology
KURA
$816M
$185K 0.07%
14,900
– –
CUE icon
181
Cue Biopharma
CUE
$113M
$161K 0.06%
1,881
-26,387
-93% -$2.41M
BHC icon
182
Bausch Health
BHC
$2.62B
$157K 0.06%
24,975
-10,038
-29% -$70.1K
DISH
183
DELISTED
DISH Network Corp.
DISH
$143K 0.05%
10,200
– –
RKLB icon
184
Rocket Lab Corp
RKLB
$44B
$138K 0.05%
36,500
+5,000
+16% +$21.8K
PGEN icon
185
Precigen
PGEN
$2.36B
$137K 0.05%
90,000
– –
HNRG icon
186
Hallador Energy
HNRG
$704M
$132K 0.05%
13,165
– –
MPT
187
Medical Properties Trust
MPT
$2.75B
$125K 0.05%
11,230
– –
GTE icon
188
Gran Tierra Energy
GTE
$246M
$122K 0.05%
12,367
– –
AVO icon
189
Mission Produce
AVO
$1.13B
$116K 0.04%
10,000
– –
ALTI icon
190
AlTi Global
ALTI
$430M
$109K 0.04%
10,000
– –
IOVA icon
191
Iovance Biotherapeutics
IOVA
$1.93B
$104K 0.04%
16,200
– –
TRON
192
DELISTED
Corner Growth Acquisition Corp. 2 Class A Ordinary Share
TRON
$103K 0.04%
10,000
– –
FTAA
193
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$101K 0.04%
10,000
– –
PDOT
194
DELISTED
Peridot Acquisition Corp. II
PDOT
$101K 0.04%
10,000
-5,000
-33% -$50K
LOKM
195
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$101K 0.04%
10,000
– –
FZT
196
DELISTED
FAST Acquisition Corp. II
FZT
$100K 0.04%
10,000
– –
ASTS icon
197
AST SpaceMobile
ASTS
$19B
$85.3K 0.03%
17,687
– –
FIP icon
198
FTAI Infrastructure
FIP
$405M
$62K 0.02%
21,000
-1,000
-5% -$2.77K
WTI icon
199
W&T Offshore
WTI
$522M
$55.8K 0.02%
10,000
– –
SGMA
200
DELISTED
Sigmatron International
SGMA
$49.9K 0.02%
+13,000
New +$62.5K
6 7
8
9 10

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2022 Portfolio in Review

As of Q4 2022, Sanders Morris Harris held 300 positions worth $264M, down 35% from $408M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sanders Morris Harris withdrew a net $153M in Q4 2022, closing 91 positions and reducing 41 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $68.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sanders Morris Harris opened a new position in Olaplex Holdings worth $736K.

  • Sanders Morris Harris's largest Q4 2022 buy was Olaplex Holdings: 141,204 shares worth $736K.
  • Sanders Morris Harris added most to Blackstone in Q4 2022, an estimated $2.78M increase.
  • Sanders Morris Harris's biggest Q4 2022 reduction was Ford, cutting an estimated $8.42M.
  • Sanders Morris Harris fully exited Invesco QQQ Trust in Q4 2022, selling an estimated $68.2M.
  • Sanders Morris Harris's ten largest holdings make up 47% of its $264M portfolio in Q4 2022.
  • Sanders Morris Harris opened 8 new positions and closed 91 in Q4 2022.
  • Sanders Morris Harris's portfolio value fell 35% quarter-over-quarter to $264M.

Based on Sanders Morris Harris's 13F filing for Q4 2022, filed 13 Jan 2023.