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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVI icon
176
iShares Intermediate Government/Credit Bond ETF
GVI
$3.77B
$461K 0.08%
4,000
– –
TYL icon
177
Tyler Technologies
TYL
$12.5B
$459K 0.08%
1,000
– –
EXAS
178
DELISTED
Exact Sciences
EXAS
$457K 0.08%
4,800
– –
CTSH icon
179
Cognizant
CTSH
$24.9B
$453K 0.08%
6,000
– –
CENQU
180
DELISTED
CENAQ Energy Corp. Unit
CENQU
$452K 0.08%
+45,000
New +$449K
NOW icon
181
ServiceNow
NOW
$118B
$451K 0.08%
3,500
-27,700
-89% -$3.35M
UNP icon
182
Union Pacific
UNP
$173B
$445K 0.08%
2,100
– –
NET icon
183
Cloudflare
NET
$100B
$444K 0.08%
3,943
-3,500
-47% -$418K
MRK icon
184
Merck
MRK
$316B
$442K 0.08%
5,544
-16,000
-74% -$1.22M
COP icon
185
ConocoPhillips
COP
$145B
$438K 0.08%
6,458
– –
SWN
186
DELISTED
Southwestern Energy Company
SWN
$438K 0.08%
79,008
– –
GE icon
187
GE Aerospace
GE
$383B
$435K 0.08%
6,639
+845
+15% +$54.3K
IOVA icon
188
Iovance Biotherapeutics
IOVA
$1.93B
$433K 0.08%
16,200
– –
VGT icon
189
Vanguard Information Technology ETF
VGT
$141B
$431K 0.08%
8,600
-640
-7% -$33.2K
DOX icon
190
Amdocs
DOX
$5.88B
$429K 0.08%
5,500
– –
CSCO icon
191
Cisco
CSCO
$457B
$427K 0.08%
7,775
+500
+7% +$28.1K
LAUR icon
192
Laureate Education
LAUR
$5.18B
$425K 0.08%
+25,000
New +$393K
HPQ icon
193
HP
HPQ
$24.8B
$423K 0.08%
15,000
– –
INSI
194
DELISTED
Insight Select Income Fund
INSI
$414K 0.08%
19,734
– –
STX icon
195
Seagate
STX
$189B
$413K 0.08%
5,000
– –
BAX icon
196
Baxter International
BAX
$14.5B
$412K 0.08%
5,100
– –
KO icon
197
Coca-Cola
KO
$374B
$403K 0.07%
7,681
– –
MPT
198
Medical Properties Trust
MPT
$2.75B
$402K 0.07%
20,030
– –
RDFN
199
DELISTED
Redfin
RDFN
$398K 0.07%
7,950
– –
RKLB icon
200
Rocket Lab Corp
RKLB
$44B
$397K 0.07%
24,650
+4,650
+23% +$55.9K
6 7
8
9 10

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.