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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.56%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$439M
AUM Growth
+$71.3M
Cap. Flow
+$26.8M
Cap. Flow %
6.1%
Top 10 Hldgs %
37.79%
Holding
312
New
37
Increased
47
Reduced
46
Closed
19

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.5M
2
CSCO icon
Cisco
CSCO
+$5.89M
3
ROCCU
Roth CH Acquisition II Co. Unit
ROCCU
+$5.84M
4
CRM icon
Salesforce
CRM
+$5.01M
5
AMZN icon
Amazon
AMZN
+$3.87M

Top Sells

Rank Stock Value
1
MPC icon
Marathon Petroleum
MPC
+$4.42M
2
ESPO icon
VanEck Video Gaming and eSports ETF
ESPO
+$4.17M
3
GE icon
GE Aerospace
GE
+$3.72M
4
CVS icon
CVS Health
CVS
+$3.48M
5
QURE icon
uniQure
QURE
+$3.17M

Sector Composition

Rank Sector Weight
1 Technology 19.06%
2 Financials 16.82%
3 Healthcare 15.11%
4 Consumer Discretionary 6.14%
5 Communication Services 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGNX icon
176
MacroGenics
MGNX
$243M
$426K 0.1%
20,915
– –
SPY icon
177
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$424K 0.1%
1,132
+122
+12% +$43.3K
CLX icon
178
Clorox
CLX
$12.7B
$423K 0.1%
2,183
– –
CYTK icon
179
Cytokinetics
CYTK
$10.4B
$421K 0.1%
21,755
-2,800
-11% -$51.2K
INSI
180
DELISTED
Insight Select Income Fund
INSI
$421K 0.1%
19,734
– –
EW icon
181
Edwards Lifesciences
EW
$51.6B
$414K 0.09%
4,620
– –
VGT icon
182
Vanguard Information Technology ETF
VGT
$147B
$409K 0.09%
9,240
– –
PGEN icon
183
Precigen
PGEN
$2.33B
$408K 0.09%
40,000
-100,809
-72% -$654K
CL icon
184
Colgate-Palmolive
CL
$73.8B
$406K 0.09%
4,920
– –
ADP icon
185
Automatic Data Processing
ADP
$107B
$405K 0.09%
2,450
– –
EFX icon
186
Equifax
EFX
$20.5B
$405K 0.09%
2,100
– –
BAX icon
187
Baxter International
BAX
$14.7B
$402K 0.09%
4,900
– –
TFFP
188
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$394K 0.09%
853
– –
SCI icon
189
Service Corp International
SCI
$11.7B
$393K 0.09%
8,000
– –
UHS icon
190
Universal Health Services
UHS
$10.2B
$392K 0.09%
2,890
– –
CXO
191
DELISTED
CONCHO RESOURCES INC.
CXO
$388K 0.09%
6,656
– –
USB icon
192
US Bancorp
USB
$99.6B
$383K 0.09%
7,760
+200
+3% +$8.46K
VTN icon
193
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$375K 0.09%
29,000
– –
XENE icon
194
Xenon Pharmaceuticals
XENE
$6.02B
$374K 0.09%
24,500
– –
AXP icon
195
American Express
AXP
$233B
$372K 0.08%
3,042
-250
-8% -$27.7K
CERN
196
DELISTED
Cerner Corp
CERN
$371K 0.08%
4,600
– –
MUJ icon
197
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$370K 0.08%
25,730
– –
MRO
198
DELISTED
Marathon Oil Corporation
MRO
$367K 0.08%
55,000
– –
DXCM icon
199
DexCom
DXCM
$32.9B
$363K 0.08%
4,000
– –
BFZ
200
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$356K 0.08%
25,500
– –
6 7
8
9 10

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TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
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BIA
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MC
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SPF
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Sanders Morris Harris's Q4 2020 Portfolio in Review

As of Q4 2020, Sanders Morris Harris held 312 positions worth $439M, up 19% from $368M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sanders Morris Harris deployed $26.8M of net new capital in Q4 2020, opening 37 new positions and adding to 47 existing holdings. Its largest new stake was Roth CH Acquisition II Co. Unit: 566,000 shares worth $5.89M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GE Aerospace, an estimated $3.72M trimmed.

  • Sanders Morris Harris's largest Q4 2020 buy was Roth CH Acquisition II Co. Unit: 566,000 shares worth $5.89M.
  • Sanders Morris Harris added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $14.5M increase.
  • Sanders Morris Harris's biggest Q4 2020 reduction was GE Aerospace, cutting an estimated $3.72M.
  • Sanders Morris Harris fully exited Marathon Petroleum in Q4 2020, selling an estimated $4.42M.
  • Sanders Morris Harris's ten largest holdings make up 38% of its $439M portfolio in Q4 2020.
  • Sanders Morris Harris opened 37 new positions and closed 19 in Q4 2020.
  • Sanders Morris Harris's portfolio value rose 19% quarter-over-quarter to $439M.

Based on Sanders Morris Harris's 13F filing for Q4 2020, filed 26 Jan 2021.