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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$440M
AUM Growth
+$27.2M
Cap. Flow
-$4.19M
Cap. Flow %
-0.95%
Top 10 Hldgs %
30.3%
Holding
315
New
35
Increased
58
Reduced
59
Closed
32

Top Buys

Rank Stock Value
1
JYNT icon
The Joint Corp
JYNT
+$11.7M
2
CNP icon
CenterPoint Energy
CNP
+$4.78M
3
CVS icon
CVS Health
CVS
+$4.25M
4
PFNX
Pfenex Inc.
PFNX
+$3.86M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.8M

Top Sells

Rank Stock Value
1
BX icon
Blackstone
BX
+$15.6M
2
AIMT
Aimmune Therapeutics
AIMT
+$10.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$5.01M
4
QURE icon
uniQure
QURE
+$4.18M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$4.09M

Sector Composition

Rank Sector Weight
1 Financials 21.4%
2 Technology 16.77%
3 Healthcare 14.74%
4 Energy 9.02%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUJ icon
176
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$640M
$417K 0.09%
29,230
– –
BAX icon
177
Baxter International
BAX
$13.8B
$416K 0.09%
4,900
– –
AVT icon
178
Avnet
AVT
$7.12B
$415K 0.09%
9,570
– –
HP icon
179
Helmerich & Payne
HP
$3.37B
$414K 0.09%
9,125
– –
KNSL icon
180
Kinsale Capital Group
KNSL
$8.11B
$414K 0.09%
4,000
– –
HPQ icon
181
HP
HPQ
$24.6B
$413K 0.09%
19,884
-3,000
-13% -$56.8K
SAP icon
182
SAP
SAP
$209B
$410K 0.09%
3,000
– –
GM icon
183
General Motors
GM
$80B
$408K 0.09%
10,977
-72,913
-87% -$2.65M
CAT icon
184
Caterpillar
CAT
$373B
$406K 0.09%
3,000
+1,225
+69% +$171K
KO icon
185
Coca-Cola
KO
$381B
$406K 0.09%
8,651
– –
JHG
186
DELISTED
Janus Henderson
JHG
$405K 0.09%
16,515
– –
MUSA icon
187
Murphy USA
MUSA
$11.4B
$403K 0.09%
3,500
– –
TRGP icon
188
Targa Resources
TRGP
$57.6B
$397K 0.09%
9,557
+1,300
+16% +$50.4K
UL icon
189
Unilever
UL
$141B
$395K 0.09%
6,165
– –
HEP
190
DELISTED
Holly Energy Partners, L.P.
HEP
$394K 0.09%
14,612
– –
AGO icon
191
Assured Guaranty
AGO
$3.73B
$393K 0.09%
8,000
– –
EFX icon
192
Equifax
EFX
$20.7B
$391K 0.09%
3,100
– –
INSI
193
DELISTED
Insight Select Income Fund
INSI
$379K 0.09%
19,734
– –
ITW icon
194
Illinois Tool Works
ITW
$81.6B
$372K 0.08%
2,060
– –
UYG icon
195
ProShares Ultra Financials
UYG
$829M
$360K 0.08%
9,000
+1,000
+13% +$49.7K
DNP icon
196
DNP Select Income Fund
DNP
$4.12B
$359K 0.08%
29,319
– –
TNL icon
197
Travel + Leisure Co
TNL
$4.61B
$355K 0.08%
6,800
– –
FRC
198
DELISTED
First Republic Bank
FRC
$354K 0.08%
3,000
– –
GS icon
199
Goldman Sachs
GS
$302B
$351K 0.08%
1,500
-500
-25% -$109K
NBL
200
DELISTED
Noble Energy, Inc.
NBL
$351K 0.08%
14,540
– –
6 7
8
9 10

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GWCM
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TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2019 Portfolio in Review

As of Q4 2019, Sanders Morris Harris held 315 positions worth $440M, up 6.6% from $413M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sanders Morris Harris's Q4 2019 filing shows 35 new, 58 increased, 59 reduced and 32 closed positions. Its largest new stake was The Joint Corp: 645,940 shares worth $10.2M. The largest sale was Blackstone, an estimated $15.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q4 2019 buy was The Joint Corp: 645,940 shares worth $10.2M.
  • Sanders Morris Harris added most to CVS Health in Q4 2019, an estimated $4.25M increase.
  • Sanders Morris Harris's biggest Q4 2019 reduction was Blackstone, cutting an estimated $15.6M.
  • Sanders Morris Harris fully exited Aimmune Therapeutics in Q4 2019, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 30% of its $440M portfolio in Q4 2019.
  • Sanders Morris Harris opened 35 new positions and closed 32 in Q4 2019.
  • Sanders Morris Harris's portfolio value rose 6.6% quarter-over-quarter to $440M.

Based on Sanders Morris Harris's 13F filing for Q4 2019, filed 9 Jan 2020.