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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$330M
AUM Growth
-$100M
Cap. Flow
-$169M
Cap. Flow %
-51.16%
Top 10 Hldgs %
50.03%
Holding
248
New
8
Increased
30
Reduced
73
Closed
90

Top Buys

Rank Stock Value
1
ZTS icon
Zoetis
ZTS
+$3.43M
2
ETN icon
Eaton
ETN
+$2.63M
3
MR
Montage Resources Corporation Common Stock
MR
+$2.05M
4
MEMP
Memorial Production Partners LP Common Units
MEMP
+$1.92M
5
RDI icon
Reading International Class A
RDI
+$1.12M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$12.5M
2
TDTF icon
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
+$5.13M
3
XOM icon
ExxonMobil
XOM
+$4.79M
4
SPG icon
Simon Property Group
SPG
+$4.4M
5
IDV icon
iShares International Select Dividend ETF
IDV
+$3.52M

Sector Composition

Rank Sector Weight
1 Financials 27.24%
2 Energy 18.08%
3 Healthcare 13.19%
4 Consumer Discretionary 3.34%
5 Industrials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMF icon
176
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$414M
– –
-44,196
Closed -$3.31M
B
177
Barrick Mining
B
$61.7B
– –
-35,100
Closed -$749K
GOOG icon
178
Alphabet (Google) Class C
GOOG
$4.14T
– –
-12,760
Closed -$442K
GOOGL icon
179
Alphabet (Google) Class A
GOOGL
$4.15T
– –
-11,820
Closed -$415K
HOG icon
180
Harley-Davidson
HOG
$2.64B
– –
-10,026
Closed -$454K
HST icon
181
Host Hotels & Resorts
HST
$17.6B
– –
-41,842
Closed -$678K
IDV icon
182
iShares International Select Dividend ETF
IDV
$8.33B
– –
-123,152
Closed -$3.52M
IJH icon
183
iShares Core S&P Mid-Cap ETF
IJH
$122B
– –
-85,340
Closed -$2.55M
IXP icon
184
iShares Global Comm Services ETF
IXP
$532M
– –
-6,099
Closed -$386K
KR icon
185
Kroger
KR
$36.5B
– –
-6,133
Closed -$226K
KRC icon
186
Kilroy Realty
KRC
$4.66B
– –
-13,930
Closed -$925K
KRG icon
187
Kite Realty
KRG
$5.87B
– –
-54,421
Closed -$1.52M
LNW
188
DELISTED
Light & Wonder
LNW
– –
-11,000
Closed -$101K
M icon
189
Macy's
M
$6.5B
– –
-8,220
Closed -$276K
MA icon
190
Mastercard
MA
$500B
– –
-2,281
Closed -$201K
MAC icon
191
Macerich
MAC
$7.54B
– –
-9,911
Closed -$848K
META icon
192
Meta Platforms (Facebook)
META
$1.52T
– –
-7,806
Closed -$893K
MPWR icon
193
Monolithic Power Systems
MPWR
$63.3B
– –
-8,000
Closed -$547K
MRK icon
194
Merck
MRK
$324B
– –
-4,780
Closed -$262K
MSFT icon
195
Microsoft
MSFT
$2.95T
– –
-7,508
Closed -$384K
NAD icon
196
Nuveen Quality Municipal Income Fund
NAD
$2.75B
– –
-11,273
Closed -$176K
NVDA icon
197
NVIDIA
NVDA
$4.68T
– –
-526,760
Closed -$618K
NZF icon
198
Nuveen Municipal Credit Income Fund
NZF
$2.43B
– –
-11,316
Closed -$180K
PGX icon
199
Invesco Preferred ETF
PGX
$3.8B
– –
-43,910
Closed -$669K
PLAY icon
200
Dave & Buster's
PLAY
$365M
– –
-6,000
Closed -$281K
6 7
8
9 10

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TA
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CRFG
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PSC
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BAM
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RPSM
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BIA
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Sanders Morris Harris's Q3 2016 Portfolio in Review

As of Q3 2016, Sanders Morris Harris held 248 positions worth $330M, down 23% from $430M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sanders Morris Harris withdrew a net $169M in Q3 2016, closing 90 positions and reducing 73 holdings. Its most notable exit was FlexShares iBoxx 5-Year Target Duration TIPS Index Fund, an estimated $5.13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 23% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Eaton worth $2.68M.

  • Sanders Morris Harris's largest Q3 2016 buy was Eaton: 40,707 shares worth $2.68M.
  • Sanders Morris Harris added most to Zoetis in Q3 2016, an estimated $3.43M increase.
  • Sanders Morris Harris's biggest Q3 2016 reduction was Main Street Capital, cutting an estimated $12.5M.
  • Sanders Morris Harris fully exited FlexShares iBoxx 5-Year Target Duration TIPS Index Fund in Q3 2016, selling an estimated $5.13M.
  • Sanders Morris Harris's ten largest holdings make up 50% of its $330M portfolio in Q3 2016.
  • Sanders Morris Harris opened 8 new positions and closed 90 in Q3 2016.
  • Sanders Morris Harris's portfolio value fell 23% quarter-over-quarter to $330M.

Based on Sanders Morris Harris's 13F filing for Q3 2016, filed 24 Oct 2016.