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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.76%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$203M
AUM Growth
-$283M
Cap. Flow
-$315M
Cap. Flow %
-155.05%
Top 10 Hldgs %
33.05%
Holding
270
New
14
Increased
10
Reduced
77
Closed
108

Top Buys

Rank Stock Value
1
EQWL icon
Invesco S&P 100 Equal Weight ETF
EQWL
+$3.82M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.28M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.81M
4
X
US Steel
X
+$2.75M
5
BIDU icon
Baidu
BIDU
+$2.68M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$97.1M
2
BX icon
Blackstone
BX
+$58.9M
3
CSWC icon
Capital Southwest
CSWC
+$15.3M
4
EPD icon
Enterprise Products Partners
EPD
+$14.7M
5
ELAN icon
Elanco Animal Health
ELAN
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 30.39%
2 Healthcare 16.84%
3 Financials 9.13%
4 Industrials 7.34%
5 Communication Services 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
151
Enterprise Products Partners
EPD
$81.9B
$237K 0.12%
8,816
-553,577
-98% -$14.7M
KURA icon
152
Kura Oncology
KURA
$816M
$230K 0.11%
14,900
– –
SNPS icon
153
Synopsys
SNPS
$75.1B
$218K 0.11%
437
-65
-13% -$33.2K
VSTS icon
154
Vestis
VSTS
$1.89B
$217K 0.11%
+10,460
New +$180K
NVS icon
155
Novartis
NVS
$292B
$214K 0.11%
2,000
– –
PHG icon
156
Philips
PHG
$25.6B
$213K 0.1%
+9,879
New +$180K
BHC icon
157
Bausch Health
BHC
$2.62B
$212K 0.1%
24,975
– –
PIII icon
158
P3 Health Partners
PIII
$33.3M
$168K 0.08%
2,460
– –
IOVA icon
159
Iovance Biotherapeutics
IOVA
$1.93B
$152K 0.07%
16,200
– –
HLN icon
160
Haleon
HLN
$43.2B
$138K 0.07%
16,000
-700
-4% -$5.77K
ASTS icon
161
AST SpaceMobile
ASTS
$19B
$80K 0.04%
16,187
-1,500
-8% -$6.5K
CCO icon
162
Clear Channel Outdoor Holdings
CCO
$1.23B
$26.4K 0.01%
15,840
– –
ALK icon
163
Alaska Air
ALK
$5.6B
– –
-89,056
Closed -$3.28M
AMBP icon
164
Ardagh Metal Packaging
AMBP
$2.87B
– –
-41,460
Closed -$130K
AN icon
165
AutoNation
AN
$7.21B
– –
-5,000
Closed -$757K
APD icon
166
Air Products & Chemicals
APD
$65.2B
– –
-2,315
Closed -$656K
AR icon
167
Antero Resources
AR
$11.2B
– –
-19,951
Closed -$506K
ARKK icon
168
ARK Innovation ETF
ARKK
$5.84B
– –
-15,842
Closed -$628K
BAC icon
169
Bank of America
BAC
$438B
– –
-9,603
Closed -$263K
BCO icon
170
Brink's
BCO
$4.76B
– –
-3,000
Closed -$218K
BETR icon
171
Better Home & Finance Holding
BETR
$515M
– –
-1,000
Closed -$23.9K
BHK icon
172
BlackRock Core Bond Trust
BHK
$649M
– –
-13,943
Closed -$139K
BLK icon
173
Blackrock
BLK
$175B
– –
-1,246
Closed -$806K
BRK.B icon
174
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-2,336
Closed -$818K
BTI icon
175
British American Tobacco
BTI
$128B
– –
-11,349
Closed -$353K
5 6
7
8 9

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TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
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RPSM
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BIA
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MC
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SPF
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Sanders Morris Harris's Q4 2023 Portfolio in Review

As of Q4 2023, Sanders Morris Harris held 270 positions worth $203M, down 58% from $487M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Sanders Morris Harris withdrew a net $315M in Q4 2023, closing 108 positions and reducing 77 holdings. Its most notable exit was Capital Southwest, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Invesco S&P 100 Equal Weight ETF worth $4.13M.

  • Sanders Morris Harris's largest Q4 2023 buy was Invesco S&P 100 Equal Weight ETF: 46,977 shares worth $4.13M.
  • Sanders Morris Harris added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $3.28M increase.
  • Sanders Morris Harris's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $97.1M.
  • Sanders Morris Harris fully exited Capital Southwest in Q4 2023, selling an estimated $15.3M.
  • Sanders Morris Harris's ten largest holdings make up 33% of its $203M portfolio in Q4 2023.
  • Sanders Morris Harris opened 14 new positions and closed 108 in Q4 2023.
  • Sanders Morris Harris's portfolio value fell 58% quarter-over-quarter to $203M.

Based on Sanders Morris Harris's 13F filing for Q4 2023, filed 10 Jan 2024.