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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
151
Boeing
BA
$185B
$559K 0.1%
2,475
– –
ARGX icon
152
argenx
ARGX
$52B
$557K 0.1%
1,830
– –
LFUS icon
153
Littelfuse
LFUS
$11.3B
$556K 0.1%
2,000
– –
IBM icon
154
IBM
IBM
$213B
$541K 0.1%
4,079
– –
DXCM icon
155
DexCom
DXCM
$32.9B
$540K 0.1%
4,000
– –
EFX icon
156
Equifax
EFX
$20.5B
$532K 0.1%
2,100
– –
APD icon
157
Air Products & Chemicals
APD
$65.2B
$531K 0.1%
2,075
– –
AXP icon
158
American Express
AXP
$233B
$531K 0.1%
3,042
-40
-1% -$6.69K
RSVRW
159
DELISTED
Reservoir Media Inc Warrant
RSVRW
$530K 0.1%
267,900
-3,250
-1% -$4.5K
NSC icon
160
Norfolk Southern
NSC
$75.6B
$521K 0.09%
2,175
– –
EW icon
161
Edwards Lifesciences
EW
$51.1B
$515K 0.09%
4,620
– –
ISLE
162
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
$515K 0.09%
52,500
– –
ADP icon
163
Automatic Data Processing
ADP
$107B
$508K 0.09%
2,450
– –
JAZZ icon
164
Jazz Pharmaceuticals
JAZZ
$15.8B
$504K 0.09%
3,600
– –
KYN icon
165
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$490K 0.09%
61,200
– –
SHV icon
166
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$490K 0.09%
4,434
-91
-2% -$10.1K
PMVC
167
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$490K 0.09%
50,000
– –
LMT icon
168
Lockheed Martin
LMT
$135B
$487K 0.09%
1,389
– –
TRGP icon
169
Targa Resources
TRGP
$56.8B
$485K 0.09%
9,840
– –
SCI icon
170
Service Corp International
SCI
$11.7B
$483K 0.09%
8,000
– –
F icon
171
Ford
F
$57.5B
$481K 0.09%
34,000
-101,500
-75% -$1.38M
USB icon
172
US Bancorp
USB
$99.6B
$480K 0.09%
7,760
-200
-3% -$11.4K
BABA icon
173
Alibaba
BABA
$305B
$474K 0.09%
3,200
+1,850
+137% +$337K
KNSL icon
174
Kinsale Capital Group
KNSL
$8.21B
$473K 0.09%
2,850
– –
DISH
175
DELISTED
DISH Network Corp.
DISH
$465K 0.08%
10,204
– –
5 6
7
8 9

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.