We are live on ! Find out more
SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-20.75%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$102M
AUM Growth
-$338M
Cap. Flow
-$103M
Cap. Flow %
-100.58%
Top 10 Hldgs %
36.64%
Holding
305
New
24
Increased
65
Reduced
53
Closed
115

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$18.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.5M
3
AIMT
Aimmune Therapeutics
AIMT
+$8.72M
4
TXMD icon
TherapeuticsMD
TXMD
+$6.71M
5
ELAN icon
Elanco Animal Health
ELAN
+$4.6M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$10.9M
2
JYNT icon
The Joint Corp
JYNT
+$10.2M
3
AAPL icon
Apple
AAPL
+$8.39M
4
BAC icon
Bank of America
BAC
+$8.09M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$6.93M

Sector Composition

Rank Sector Weight
1 Technology 23.4%
2 Healthcare 18.75%
3 Financials 18.27%
4 Consumer Staples 13.74%
5 Communication Services 9.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
151
Adobe
ADBE
$103B
– –
-7,500
Closed -$2.51M
ADP icon
152
Automatic Data Processing
ADP
$107B
– –
-8,200
Closed -$1.4M
AEM icon
153
Agnico Eagle Mines
AEM
$83.8B
– –
-17,200
Closed -$748K
AGO icon
154
Assured Guaranty
AGO
$3.66B
– –
-8,000
Closed -$393K
ALL icon
155
Allstate
ALL
$68.1B
– –
-3,120
Closed -$349K
AMAT icon
156
Applied Materials
AMAT
$424B
– –
-5,600
Closed -$348K
AMP icon
157
Ameriprise Financial
AMP
$49.6B
– –
-5,870
Closed -$969K
APD icon
158
Air Products & Chemicals
APD
$65.7B
– –
-1,722
Closed -$329K
AVT icon
159
Avnet
AVT
$7.97B
– –
-9,570
Closed -$415K
AXP icon
160
American Express
AXP
$236B
– –
-28,270
Closed -$3.51M
AZN icon
161
AstraZeneca
AZN
$250B
– –
-5,600
Closed -$475K
BA icon
162
Boeing
BA
$190B
– –
-6,336
Closed -$2.17M
BAC icon
163
Bank of America
BAC
$442B
– –
-229,823
Closed -$8.09M
BATL icon
164
Battalion Oil
BATL
$28.6M
$0 ﹤0.01%
+11,684
New +$69.4K
BAX icon
165
Baxter International
BAX
$14.1B
– –
-4,900
Closed -$416K
BFH icon
166
Bread Financial
BFH
$4.54B
– –
-21,426
Closed -$1.92M
BFZ
167
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-31,500
Closed -$425K
BIDU icon
168
Baidu
BIDU
$37.7B
– –
-5,000
Closed -$691K
BP icon
169
BP
BP
$106B
– –
-15,242
Closed -$603K
BRW
170
Saba Capital Income & Opportunities Fund
BRW
$343M
– –
-6,200
Closed -$59K
BTO
171
John Hancock Financial Opportunities Fund
BTO
$808M
– –
-12,386
Closed -$456K
BYM
172
DELISTED
BlackRock Municipal Income Quality Trust
BYM
– –
-11,000
Closed -$155K
C icon
173
Citigroup
C
$231B
– –
-8,254
Closed -$655K
CAT icon
174
Caterpillar
CAT
$401B
– –
-3,000
Closed -$406K
CDNA icon
175
CareDx
CDNA
$2.35B
– –
-42,300
Closed -$895K
5 6
7
8 9

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q1 2020 Portfolio in Review

As of Q1 2020, Sanders Morris Harris held 305 positions worth $102M, down 77% from $440M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Sanders Morris Harris withdrew a net $103M in Q1 2020, closing 115 positions and reducing 53 holdings. Its most notable exit was The Joint Corp, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Aimmune Therapeutics worth $5K.

  • Sanders Morris Harris's largest Q1 2020 buy was Aimmune Therapeutics: 341,250 shares worth $5K.
  • Sanders Morris Harris added most to Blackstone in Q1 2020, an estimated $18.4M increase.
  • Sanders Morris Harris's biggest Q1 2020 reduction was JPMorgan Chase, cutting an estimated $10.9M.
  • Sanders Morris Harris fully exited The Joint Corp in Q1 2020, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 37% of its $102M portfolio in Q1 2020.
  • Sanders Morris Harris opened 24 new positions and closed 115 in Q1 2020.
  • Sanders Morris Harris's portfolio value fell 77% quarter-over-quarter to $102M.

Based on Sanders Morris Harris's 13F filing for Q1 2020, filed 9 Apr 2020.