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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$440M
AUM Growth
+$27.2M
Cap. Flow
-$4.19M
Cap. Flow %
-0.95%
Top 10 Hldgs %
30.3%
Holding
315
New
35
Increased
58
Reduced
59
Closed
32

Top Buys

Rank Stock Value
1
JYNT icon
The Joint Corp
JYNT
+$11.7M
2
CNP icon
CenterPoint Energy
CNP
+$4.78M
3
CVS icon
CVS Health
CVS
+$4.25M
4
PFNX
Pfenex Inc.
PFNX
+$3.86M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.8M

Top Sells

Rank Stock Value
1
BX icon
Blackstone
BX
+$15.6M
2
AIMT
Aimmune Therapeutics
AIMT
+$10.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$5.01M
4
QURE icon
uniQure
QURE
+$4.18M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$4.09M

Sector Composition

Rank Sector Weight
1 Financials 21.4%
2 Technology 16.77%
3 Healthcare 14.74%
4 Energy 9.02%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFUS icon
151
Littelfuse
LFUS
$11.2B
$580K 0.13%
3,000
– –
DFS
152
DELISTED
Discover Financial Services
DFS
$576K 0.13%
6,750
– –
NUE icon
153
Nucor
NUE
$58.5B
$551K 0.13%
10,000
– –
BRK.B icon
154
Berkshire Hathaway Class B
BRK.B
$1.1T
$544K 0.12%
2,400
-8,470
-78% -$1.84M
BHK icon
155
BlackRock Core Bond Trust
BHK
$648M
$524K 0.12%
38,955
+7,000
+22% +$101K
TEL icon
156
TE Connectivity
TEL
$59.9B
$515K 0.12%
5,333
– –
NEA icon
157
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$498K 0.11%
34,964
+19,814
+131% +$281K
CTSH icon
158
Cognizant
CTSH
$24.3B
$495K 0.11%
8,000
– –
FNF icon
159
Fidelity National Financial
FNF
$14B
$486K 0.11%
11,244
– –
MAR icon
160
Marriott International
MAR
$99B
$485K 0.11%
3,200
– –
MRO
161
DELISTED
Marathon Oil Corporation
MRO
$485K 0.11%
29,000
– –
PFF icon
162
iShares Preferred and Income Securities ETF
PFF
$13.3B
$484K 0.11%
12,875
– –
GLW icon
163
Corning
GLW
$116B
$483K 0.11%
16,100
-8,000
-33% -$232K
AZN icon
164
AstraZeneca
AZN
$266B
$475K 0.11%
5,600
– –
LIN icon
165
Linde
LIN
$235B
$475K 0.11%
2,700
– –
PPT
166
Franklin Premier Income Trust
PPT
$323M
$464K 0.11%
89,990
-40,500
-31% -$218K
MMM icon
167
3M
MMM
$90.8B
$462K 0.1%
2,978
-3,229
-52% -$452K
XOP icon
168
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.59B
$461K 0.1%
3,750
– –
BTO
169
John Hancock Financial Opportunities Fund
BTO
$806M
$456K 0.1%
12,386
– –
ORCL icon
170
Oracle
ORCL
$367B
$447K 0.1%
8,287
+2,000
+32% +$110K
MCK icon
171
McKesson
MCK
$101B
$435K 0.1%
3,140
– –
WH icon
172
Wyndham Hotels & Resorts
WH
$5.65B
$430K 0.1%
6,900
-800
-10% -$44.5K
NTX
173
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$430K 0.1%
30,150
– –
WEC icon
174
WEC Energy
WEC
$35.8B
$428K 0.1%
4,722
-3,722
-44% -$339K
BFZ
175
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$425K 0.1%
31,500
– –
5 6
7
8 9

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TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2019 Portfolio in Review

As of Q4 2019, Sanders Morris Harris held 315 positions worth $440M, up 6.6% from $413M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sanders Morris Harris's Q4 2019 filing shows 35 new, 58 increased, 59 reduced and 32 closed positions. Its largest new stake was The Joint Corp: 645,940 shares worth $10.2M. The largest sale was Blackstone, an estimated $15.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q4 2019 buy was The Joint Corp: 645,940 shares worth $10.2M.
  • Sanders Morris Harris added most to CVS Health in Q4 2019, an estimated $4.25M increase.
  • Sanders Morris Harris's biggest Q4 2019 reduction was Blackstone, cutting an estimated $15.6M.
  • Sanders Morris Harris fully exited Aimmune Therapeutics in Q4 2019, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 30% of its $440M portfolio in Q4 2019.
  • Sanders Morris Harris opened 35 new positions and closed 32 in Q4 2019.
  • Sanders Morris Harris's portfolio value rose 6.6% quarter-over-quarter to $440M.

Based on Sanders Morris Harris's 13F filing for Q4 2019, filed 9 Jan 2020.