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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+0.24%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$216M
AUM Growth
-$114M
Cap. Flow
-$32.1M
Cap. Flow %
-14.87%
Top 10 Hldgs %
60.01%
Holding
166
New
15
Increased
25
Reduced
47
Closed
40

Top Buys

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$10M
2
MR
Montage Resources Corporation Common Stock
MR
+$3.44M
3
TWLO icon
Twilio
TWLO
+$2.44M
4
B
Barrick Mining
B
+$2.12M
5
RDI icon
Reading International Class A
RDI
+$1.68M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$13.1M
2
BAC icon
Bank of America
BAC
+$7.86M
3
GM icon
General Motors
GM
+$3.21M
4
MEMP
Memorial Production Partners LP Common Units
MEMP
+$3.11M
5
MU icon
Micron Technology
MU
+$2.88M

Sector Composition

Rank Sector Weight
1 Financials 29.51%
2 Energy 23.44%
3 Healthcare 18.86%
4 Consumer Discretionary 4.62%
5 Communication Services 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REM icon
151
iShares Mortgage Real Estate ETF
REM
$553M
– –
-23
Closed -$956K
SLRC icon
152
SLR Investment Corp
SLRC
$708M
– –
-57
Closed -$1.17M
TTE icon
153
TotalEnergies
TTE
$187B
– –
-6,654
Closed -$317K
TYL icon
154
Tyler Technologies
TYL
$13.7B
– –
-2,500
Closed -$428K
VNQ icon
155
Vanguard Real Estate ETF
VNQ
$40B
– –
-5,072
Closed -$440K
VWO icon
156
Vanguard FTSE Emerging Markets ETF
VWO
$119B
– –
-11
Closed -$411K
WMT icon
157
Walmart Inc
WMT
$900B
– –
-8,262
Closed -$217K
XLK icon
158
State Street Technology Select Sector SPDR ETF
XLK
$112B
– –
-17,072
Closed -$408K
XLP icon
159
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
– –
-11,208
Closed -$595K
XLV icon
160
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
– –
-8,598
Closed -$620K
XLY icon
161
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
– –
-12,272
Closed -$492K
EQC
162
DELISTED
Equity Commonwealth
EQC
– –
-34
Closed -$1.03M
ENLC
163
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-11,334
Closed -$190K
CSI
164
DELISTED
Cutwater Select Income Fund
CSI
– –
-19,734
Closed -$400K
PTX
165
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
– –
-1,000
Closed -$6K
ACAS
166
DELISTED
American Capital Ltd
ACAS
– –
-78
Closed -$1.33M
3 4 5 6
7

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TA
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CRFG
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PSC
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BAM
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Sanders Morris Harris's Q4 2016 Portfolio in Review

As of Q4 2016, Sanders Morris Harris held 166 positions worth $216M, down 34% from $330M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Sanders Morris Harris withdrew a net $32.1M in Q4 2016, closing 40 positions and reducing 47 holdings. Its most notable exit was Micron Technology, an estimated $2.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 27% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Twilio worth $1.88M.

  • Sanders Morris Harris's largest Q4 2016 buy was Twilio: 65,000 shares worth $1.88M.
  • Sanders Morris Harris added most to Enterprise Products Partners in Q4 2016, an estimated $10M increase.
  • Sanders Morris Harris's biggest Q4 2016 reduction was Main Street Capital, cutting an estimated $13.1M.
  • Sanders Morris Harris fully exited Micron Technology in Q4 2016, selling an estimated $2.88M.
  • Sanders Morris Harris's ten largest holdings make up 60% of its $216M portfolio in Q4 2016.
  • Sanders Morris Harris opened 15 new positions and closed 40 in Q4 2016.
  • Sanders Morris Harris's portfolio value fell 34% quarter-over-quarter to $216M.

Based on Sanders Morris Harris's 13F filing for Q4 2016, filed 24 Jan 2017.