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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.76%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$203M
AUM Growth
-$283M
Cap. Flow
-$315M
Cap. Flow %
-155.05%
Top 10 Hldgs %
33.05%
Holding
270
New
14
Increased
10
Reduced
77
Closed
108

Top Buys

Rank Stock Value
1
EQWL icon
Invesco S&P 100 Equal Weight ETF
EQWL
+$3.82M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.28M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.81M
4
X
US Steel
X
+$2.75M
5
BIDU icon
Baidu
BIDU
+$2.68M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$97.1M
2
BX icon
Blackstone
BX
+$58.9M
3
CSWC icon
Capital Southwest
CSWC
+$15.3M
4
EPD icon
Enterprise Products Partners
EPD
+$14.7M
5
ELAN icon
Elanco Animal Health
ELAN
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 30.39%
2 Healthcare 16.84%
3 Financials 9.13%
4 Industrials 7.34%
5 Communication Services 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
126
Target
TGT
$68B
$414K 0.2%
2,922
-42,759
-94% -$5.22M
MO icon
127
Altria Group
MO
$114B
$413K 0.2%
9,868
-5,904
-37% -$244K
MDT icon
128
Medtronic
MDT
$110B
$410K 0.2%
4,744
– –
NKE icon
129
Nike
NKE
$61.8B
$403K 0.2%
3,900
-230
-6% -$24.7K
WHF icon
130
WhiteHorse Finance
WHF
$142M
$402K 0.2%
+31,287
New +$387K
BMRN icon
131
BioMarin Pharmaceuticals
BMRN
$11.7B
$396K 0.19%
4,000
– –
RTAI
132
Rareview Tax Advantaged Income ETF
RTAI
$17.7M
$387K 0.19%
+18,475
New +$354K
DBX icon
133
Dropbox
DBX
$7.91B
$384K 0.19%
12,970
– –
CL icon
134
Colgate-Palmolive
CL
$73.2B
$359K 0.18%
4,475
-445
-9% -$33.5K
L icon
135
Loews
L
$23.7B
$355K 0.17%
5,000
-494
-9% -$32.8K
CSCO icon
136
Cisco
CSCO
$477B
$342K 0.17%
6,775
– –
VRT icon
137
Vertiv
VRT
$106B
$338K 0.17%
7,000
– –
EXAS
138
DELISTED
Exact Sciences
EXAS
$337K 0.17%
4,800
-200
-4% -$13.1K
USB icon
139
US Bancorp
USB
$101B
$331K 0.16%
7,560
– –
INCY icon
140
Incyte
INCY
$24.4B
$327K 0.16%
5,000
– –
PRAA icon
141
PRA Group
PRAA
$668M
$323K 0.16%
13,421
– –
MUNI icon
142
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$312K 0.15%
+5,913
New +$301K
CLX icon
143
Clorox
CLX
$12.5B
$310K 0.15%
2,183
– –
EW icon
144
Edwards Lifesciences
EW
$51.3B
$303K 0.15%
4,020
– –
XYZ
145
Block Inc
XYZ
$50.3B
$302K 0.15%
4,370
-750
-15% -$42.4K
BITO icon
146
ProShares Bitcoin Strategy ETF
BITO
$1.43B
$291K 0.14%
12,686
-30
-0.2% -$543
CIEN icon
147
Ciena
CIEN
$58.9B
$284K 0.14%
6,000
– –
KRE icon
148
State Street SPDR S&P Regional Banking ETF
KRE
$4.77B
$282K 0.14%
5,433
-1,173
-18% -$52.5K
SCHW
149
Charles Schwab
SCHW
$186B
$271K 0.13%
4,000
– –
OKE icon
150
Oneok
OKE
$54.9B
$263K 0.13%
3,701
-11,379
-75% -$763K
4 5
6
7 8

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2023 Portfolio in Review

As of Q4 2023, Sanders Morris Harris held 270 positions worth $203M, down 58% from $487M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Sanders Morris Harris withdrew a net $315M in Q4 2023, closing 108 positions and reducing 77 holdings. Its most notable exit was Capital Southwest, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Invesco S&P 100 Equal Weight ETF worth $4.13M.

  • Sanders Morris Harris's largest Q4 2023 buy was Invesco S&P 100 Equal Weight ETF: 46,977 shares worth $4.13M.
  • Sanders Morris Harris added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $3.28M increase.
  • Sanders Morris Harris's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $97.1M.
  • Sanders Morris Harris fully exited Capital Southwest in Q4 2023, selling an estimated $15.3M.
  • Sanders Morris Harris's ten largest holdings make up 33% of its $203M portfolio in Q4 2023.
  • Sanders Morris Harris opened 14 new positions and closed 108 in Q4 2023.
  • Sanders Morris Harris's portfolio value fell 58% quarter-over-quarter to $203M.

Based on Sanders Morris Harris's 13F filing for Q4 2023, filed 10 Jan 2024.