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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CME icon
126
CME Group
CME
$95.7B
$677K 0.12%
3,500
– –
MCK icon
127
McKesson
MCK
$96.8B
$674K 0.12%
3,370
– –
BHK icon
128
BlackRock Core Bond Trust
BHK
$649M
$665K 0.12%
40,155
-2,000
-5% -$33.2K
MOH icon
129
Molina Healthcare
MOH
$10.2B
$657K 0.12%
2,370
– –
PLTR icon
130
Palantir
PLTR
$301B
$655K 0.12%
27,300
+5,300
+24% +$129K
GD icon
131
General Dynamics
GD
$103B
$644K 0.12%
3,200
– –
QSR icon
132
Restaurant Brands International
QSR
$25.3B
$634K 0.12%
10,250
– –
SWTX
133
DELISTED
SpringWorks Therapeutics
SWTX
$633K 0.12%
11,200
– –
COIN icon
134
Coinbase
COIN
$38.7B
$626K 0.11%
2,750
-500
-15% -$123K
CMCSA icon
135
Comcast
CMCSA
$87.2B
$624K 0.11%
10,877
– –
PFE icon
136
Pfizer
PFE
$143B
$621K 0.11%
14,471
-26,390
-65% -$1.17M
ET icon
137
Energy Transfer Partners
ET
$69.8B
$618K 0.11%
64,525
– –
NKE icon
138
Nike
NKE
$63.3B
$613K 0.11%
4,030
– –
AN icon
139
AutoNation
AN
$7.12B
$609K 0.11%
5,000
– –
MCD icon
140
McDonald's
MCD
$188B
$603K 0.11%
2,500
-54
-2% -$12.9K
MDT icon
141
Medtronic
MDT
$111B
$603K 0.11%
4,744
– –
SBUX icon
142
Starbucks
SBUX
$118B
$603K 0.11%
5,363
– –
SYK icon
143
Stryker
SYK
$131B
$603K 0.11%
2,266
– –
PEP icon
144
PepsiCo
PEP
$191B
$598K 0.11%
3,815
-208
-5% -$32.2K
KR icon
145
Kroger
KR
$35.7B
$596K 0.11%
15,000
– –
NUE icon
146
Nucor
NUE
$59.5B
$592K 0.11%
6,000
– –
KLAC icon
147
KLA
KLAC
$239B
$582K 0.11%
17,500
– –
PRAA icon
148
PRA Group
PRAA
$666M
$580K 0.11%
13,421
– –
RIG icon
149
Transocean
RIG
$5.7B
$580K 0.11%
+153,000
New +$557K
UNH icon
150
UnitedHealth
UNH
$377B
$566K 0.1%
1,400
– –
4 5
6
7 8

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.