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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+2.32%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$413M
AUM Growth
+$27.8M
Cap. Flow
+$29.9M
Cap. Flow %
7.25%
Top 10 Hldgs %
35.21%
Holding
300
New
28
Increased
50
Reduced
57
Closed
21

Top Buys

Rank Stock Value
1
INTU icon
Intuit
INTU
+$7.59M
2
QURE icon
uniQure
QURE
+$4.7M
3
AIMT
Aimmune Therapeutics
AIMT
+$4.61M
4
VZ icon
Verizon
VZ
+$4.32M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$3.86M

Top Sells

Rank Stock Value
1
DOVA
Dova Pharmaceuticals, Inc. Common Stock
DOVA
+$7.36M
2
CVS icon
CVS Health
CVS
+$5.21M
3
CNP icon
CenterPoint Energy
CNP
+$4.86M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.24M
5
OXY icon
Occidental Petroleum
OXY
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 24.28%
2 Technology 14.81%
3 Healthcare 10.93%
4 Energy 8.8%
5 Communication Services 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
126
DELISTED
Unilever NV New York Registry Shares
UN
$637K 0.15%
10,713
– –
UNP icon
127
Union Pacific
UNP
$174B
$624K 0.15%
4,100
– –
SYK icon
128
Stryker
SYK
$124B
$623K 0.15%
3,000
– –
WDC icon
129
Western Digital
WDC
$192B
$622K 0.15%
14,410
+1,868
+15% +$79.7K
BN icon
130
Brookfield
BN
$105B
$607K 0.15%
33,633
– –
ESTE
131
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$594K 0.14%
182,900
-29,000
-14% -$124K
CE icon
132
Celanese
CE
$4.82B
$592K 0.14%
5,000
– –
COP icon
133
ConocoPhillips
COP
$145B
$590K 0.14%
10,792
– –
FIS icon
134
Fidelity National Information Services
FIS
$23.2B
$575K 0.14%
4,470
– –
MRK icon
135
Merck
MRK
$323B
$568K 0.14%
7,320
-524
-7% -$42K
ZUO
136
DELISTED
Zuora, Inc.
ZUO
$539K 0.13%
35,800
– –
APTO
137
DELISTED
Aptose Biosciences, Inc.
APTO
$539K 0.13%
616
+136
+28% +$155K
LIN icon
138
Linde
LIN
$222B
$523K 0.13%
2,700
-26
-1% -$5.04K
DFS
139
DELISTED
Discover Financial Services
DFS
$522K 0.13%
6,750
– –
TPR icon
140
Tapestry
TPR
$30.8B
$521K 0.13%
+20,000
New +$527K
FL
141
DELISTED
Foot Locker
FL
$518K 0.13%
12,000
– –
LFUS icon
142
Littelfuse
LFUS
$11.3B
$511K 0.12%
3,000
– –
AZN icon
143
AstraZeneca
AZN
$264B
$494K 0.12%
5,600
+1,100
+24% +$95.4K
NUE icon
144
Nucor
NUE
$58.8B
$493K 0.12%
10,000
– –
EMWP
145
DELISTED
Eros Media World PLC
EMWP
$487K 0.12%
+12,750
New +$453K
CTSH icon
146
Cognizant
CTSH
$24.7B
$481K 0.12%
8,000
– –
ELV icon
147
Elevance Health
ELV
$81.8B
$481K 0.12%
2,000
– –
PFF icon
148
iShares Preferred and Income Securities ETF
PFF
$13.3B
$479K 0.12%
+12,875
New +$479K
TEL icon
149
TE Connectivity
TEL
$60.4B
$476K 0.12%
5,333
– –
PNC icon
150
PNC Financial Services
PNC
$99.9B
$474K 0.11%
3,500
– –
4 5
6
7 8

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2019 Portfolio in Review

As of Q3 2019, Sanders Morris Harris held 300 positions worth $413M, up 7.2% from $385M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Sanders Morris Harris deployed $29.9M of net new capital in Q3 2019, opening 28 new positions and adding to 50 existing holdings. Its largest new stake was Intuit: 27,600 shares worth $7.07M.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 24% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was CVS Health, an estimated $5.21M trimmed.

  • Sanders Morris Harris's largest Q3 2019 buy was Intuit: 27,600 shares worth $7.07M.
  • Sanders Morris Harris added most to uniQure in Q3 2019, an estimated $4.7M increase.
  • Sanders Morris Harris's biggest Q3 2019 reduction was CVS Health, cutting an estimated $5.21M.
  • Sanders Morris Harris fully exited Dova Pharmaceuticals, Inc. Common Stock in Q3 2019, selling an estimated $7.36M.
  • Sanders Morris Harris's ten largest holdings make up 35% of its $413M portfolio in Q3 2019.
  • Sanders Morris Harris opened 28 new positions and closed 21 in Q3 2019.
  • Sanders Morris Harris's portfolio value rose 7.2% quarter-over-quarter to $413M.

Based on Sanders Morris Harris's 13F filing for Q3 2019, filed 14 Nov 2019.