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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+0.32%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$234M
AUM Growth
-$10.9M
Cap. Flow
-$6.6M
Cap. Flow %
-2.81%
Top 10 Hldgs %
47.86%
Holding
158
New
24
Increased
24
Reduced
42
Closed
16

Top Buys

Rank Stock Value
1
YUMA
Yuma Energy Inc
YUMA
+$6.27M
2
ENDP
Endo International plc
ENDP
+$4.67M
3
SBUX icon
Starbucks
SBUX
+$4.42M
4
PAYC icon
Paycom
PAYC
+$3.11M
5
AMAT icon
Applied Materials
AMAT
+$3.05M

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$13.9M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$6.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.46M
4
PLAY icon
Dave & Buster's
PLAY
+$4.19M
5
SRUNU
Silver Run Acquisition Corporation II Units
SRUNU
+$3.64M

Sector Composition

Rank Sector Weight
1 Energy 21.06%
2 Financials 20.26%
3 Healthcare 17.66%
4 Consumer Discretionary 7.76%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCR
126
DELISTED
Hi-Crush Inc. Common Stock
HCR
$133K 0.06%
14,000
-4,500
-24% -$39.5K
DNP icon
127
DNP Select Income Fund
DNP
$4.15B
$126K 0.05%
11,000
– –
NBEV
128
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$102K 0.04%
30,000
+5,000
+20% +$21.2K
AMTX icon
129
Aemetis
AMTX
$104M
$96K 0.04%
110,192
– –
WFT
130
DELISTED
Weatherford International plc
WFT
$92K 0.04%
20,000
-1,000
-5% -$4.13K
NSL
131
DELISTED
NUVEEN SENIOR INCM FD
NSL
$80K 0.03%
+11,900
New +$79.7K
AREX
132
DELISTED
Approach Resources Inc.
AREX
$68K 0.03%
27,112
– –
BRW
133
Saba Capital Income & Opportunities Fund
BRW
$338M
$65K 0.03%
6,200
– –
RAD
134
DELISTED
Rite Aid Corporation
RAD
$49K 0.02%
+1,250
New +$59.3K
ZNGA
135
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$38K 0.02%
10,000
-10,000
-50% -$36.8K
SDR
136
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$36K 0.02%
27,050
– –
XCO
137
DELISTED
Exco Resources
XCO
$27K 0.01%
20,000
-265
-1% -$447
ONCS
138
DELISTED
OncoSec Medical Incorporated
ONCS
$24K 0.01%
114
– –
ARGS
139
DELISTED
Argos Therapeutics, Inc.
ARGS
$23K 0.01%
6,611
-450
-6% -$2.16K
MCEP
140
DELISTED
Mid-Con Energy Partners, LP
MCEP
$17K 0.01%
736
– –
PED icon
141
PEDEVCO
PED
$153M
$14K 0.01%
1,128
– –
PKD
142
DELISTED
Parker Drilling Company
PKD
$13K 0.01%
800
+133
+20% +$2.43K
AER icon
143
AerCap
AER
$24B
– –
-18,600
Closed -$863K
BABA icon
144
Alibaba
BABA
$277B
– –
-2,750
Closed -$388K
DIS icon
145
Walt Disney
DIS
$171B
– –
-2,846
Closed -$303K
FBIN icon
146
Fortune Brands Innovations
FBIN
$6.19B
– –
-116,532
Closed -$6.5M
IWR icon
147
iShares Russell Mid-Cap ETF
IWR
$56.5B
– –
-24,200
Closed -$1.16M
MKTX icon
148
MarketAxess Holdings
MKTX
$4.3B
– –
-4,750
Closed -$955K
MRK icon
149
Merck
MRK
$326B
– –
-4,271
Closed -$261K
NKE icon
150
Nike
NKE
$63.9B
– –
-4,000
Closed -$236K
3 4 5
6
7

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PWM
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TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
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PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
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RPSM
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BIA
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Sanders Morris Harris's Q3 2017 Portfolio in Review

As of Q3 2017, Sanders Morris Harris held 158 positions worth $234M, down 4.4% from $245M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Sanders Morris Harris's Q3 2017 filing shows 24 new, 24 increased, 42 reduced and 16 closed positions. Its largest new stake was Endo International plc: 485,000 shares worth $4.15M. The largest sale was ExxonMobil, an estimated $13.9M.

By sector, the portfolio is most concentrated in Energy at 21% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

  • Sanders Morris Harris's largest Q3 2017 buy was Endo International plc: 485,000 shares worth $4.15M.
  • Sanders Morris Harris added most to Yuma Energy Inc in Q3 2017, an estimated $6.27M increase.
  • Sanders Morris Harris's biggest Q3 2017 reduction was ExxonMobil, cutting an estimated $13.9M.
  • Sanders Morris Harris fully exited Fortune Brands Innovations in Q3 2017, selling an estimated $6.5M.
  • Sanders Morris Harris's ten largest holdings make up 48% of its $234M portfolio in Q3 2017.
  • Sanders Morris Harris opened 24 new positions and closed 16 in Q3 2017.
  • Sanders Morris Harris's portfolio value fell 4.4% quarter-over-quarter to $234M.

Based on Sanders Morris Harris's 13F filing for Q3 2017, filed 23 Oct 2017.