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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+5.91%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$274M
AUM Growth
+$57.8M
Cap. Flow
+$20.6M
Cap. Flow %
7.54%
Top 10 Hldgs %
49.68%
Holding
161
New
35
Increased
34
Reduced
30
Closed
15

Top Buys

Rank Stock Value
1
FBIN icon
Fortune Brands Innovations
FBIN
+$5.87M
2
KEY icon
KeyCorp
KEY
+$5.44M
3
BX icon
Blackstone
BX
+$4.85M
4
RNG icon
RingCentral
RNG
+$4.26M
5
SRUNU
Silver Run Acquisition Corporation II Units
SRUNU
+$4.15M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$21M
2
EPD icon
Enterprise Products Partners
EPD
+$5.52M
3
TRU icon
TransUnion
TRU
+$4.54M
4
CNK icon
Cinemark Holdings
CNK
+$3.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.17M

Sector Composition

Rank Sector Weight
1 Energy 23.28%
2 Financials 19.35%
3 Healthcare 18.62%
4 Industrials 6.69%
5 Technology 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
126
Southern Company
SO
$109B
$201K 0.07%
+4,050
New +$200K
SCM icon
127
Stellus Capital Investment Corp
SCM
$211M
$197K 0.07%
+13,537
New +$185K
HNRG icon
128
Hallador Energy
HNRG
$689M
$195K 0.07%
24,318
– –
MRO
129
DELISTED
Marathon Oil Corporation
MRO
$190K 0.07%
12,000
– –
XCO
130
DELISTED
Exco Resources
XCO
$188K 0.07%
20,265
– –
HK
131
DELISTED
Halcon Resources Corporation
HK
$159K 0.06%
+20,655
New +$174K
MPT
132
Medical Properties Trust
MPT
$2.89B
$155K 0.06%
12,000
– –
AMTX icon
133
Aemetis
AMTX
$104M
$142K 0.05%
110,192
-4,000
-4% -$5.55K
DNP icon
134
DNP Select Income Fund
DNP
$4.14B
$119K 0.04%
11,000
– –
CCEC
135
Capital Clean Energy Carriers
CCEC
$1.36B
$95K 0.03%
3,814
– –
AREX
136
DELISTED
Approach Resources Inc.
AREX
$68K 0.02%
27,112
– –
BRW
137
Saba Capital Income & Opportunities Fund
BRW
$336M
$67K 0.02%
6,200
– –
ARGS
138
DELISTED
Argos Therapeutics, Inc.
ARGS
$66K 0.02%
7,261
-7,365
-50% -$466K
ZNGA
139
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$57K 0.02%
20,000
– –
SDR
140
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$39K 0.01%
27,050
– –
MCEP
141
DELISTED
Mid-Con Energy Partners, LP
MCEP
$35K 0.01%
736
– –
ONCS
142
DELISTED
OncoSec Medical Incorporated
ONCS
$32K 0.01%
114
+46
+68% +$13.4K
PED icon
143
PEDEVCO
PED
$148M
$21K 0.01%
1,128
– –
PKD
144
DELISTED
Parker Drilling Company
PKD
$18K 0.01%
667
– –
MEMP
145
DELISTED
Memorial Production Partners LP Common Units
MEMP
$9K ﹤0.01%
70,500
-238,000
-77% -$37.5K
ADGE
146
DELISTED
American Dg Energy Inc
ADGE
$8K ﹤0.01%
25,000
– –
AMLP icon
147
Alerian MLP ETF
AMLP
$12.9B
– –
-6,048
Closed -$349K
CINF icon
148
Cincinnati Financial
CINF
$28.3B
– –
-3,000
Closed -$228K
CLF icon
149
Cleveland-Cliffs
CLF
$6.84B
– –
-49,000
Closed -$412K
DSL
150
DoubleLine Income Solutions Fund
DSL
$1.23B
– –
-11,000
Closed -$209K
3 4 5
6
7

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
PWM
Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM

Sanders Morris Harris's Q1 2017 Portfolio in Review

As of Q1 2017, Sanders Morris Harris held 161 positions worth $274M, up 27% from $216M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sanders Morris Harris deployed $20.6M of net new capital in Q1 2017, opening 35 new positions and adding to 34 existing holdings. Its largest new stake was Fortune Brands Innovations: 119,691 shares worth $6.22M.

By sector, the portfolio is most concentrated in Energy at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Main Street Capital, an estimated $21M trimmed.

  • Sanders Morris Harris's largest Q1 2017 buy was Fortune Brands Innovations: 119,691 shares worth $6.22M.
  • Sanders Morris Harris added most to Blackstone in Q1 2017, an estimated $4.85M increase.
  • Sanders Morris Harris's biggest Q1 2017 reduction was Main Street Capital, cutting an estimated $21M.
  • Sanders Morris Harris fully exited TransUnion in Q1 2017, selling an estimated $4.54M.
  • Sanders Morris Harris's ten largest holdings make up 50% of its $274M portfolio in Q1 2017.
  • Sanders Morris Harris opened 35 new positions and closed 15 in Q1 2017.
  • Sanders Morris Harris's portfolio value rose 27% quarter-over-quarter to $274M.

Based on Sanders Morris Harris's 13F filing for Q1 2017, filed 20 Apr 2017.