We are live on ! Find out more
SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.76%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$203M
AUM Growth
-$283M
Cap. Flow
-$315M
Cap. Flow %
-155.05%
Top 10 Hldgs %
33.05%
Holding
270
New
14
Increased
10
Reduced
77
Closed
108

Top Buys

Rank Stock Value
1
EQWL icon
Invesco S&P 100 Equal Weight ETF
EQWL
+$3.82M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.28M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.81M
4
X
US Steel
X
+$2.75M
5
BIDU icon
Baidu
BIDU
+$2.68M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$97.1M
2
BX icon
Blackstone
BX
+$58.9M
3
CSWC icon
Capital Southwest
CSWC
+$15.3M
4
EPD icon
Enterprise Products Partners
EPD
+$14.7M
5
ELAN icon
Elanco Animal Health
ELAN
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 30.39%
2 Healthcare 16.84%
3 Financials 9.13%
4 Industrials 7.34%
5 Communication Services 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
101
Boeing
BA
$185B
$546K 0.27%
2,350
-1,125
-32% -$241K
NTES icon
102
NetEase
NTES
$84.2B
$534K 0.26%
5,925
– –
ADP icon
103
Automatic Data Processing
ADP
$107B
$532K 0.26%
2,250
-200
-8% -$46.6K
PCT icon
104
PureCycle Technologies
PCT
$1.41B
$530K 0.26%
169,673
+16,979
+11% +$74.6K
MRK icon
105
Merck
MRK
$316B
$528K 0.26%
4,517
-1,349
-23% -$140K
DXCM icon
106
DexCom
DXCM
$32.9B
$518K 0.25%
4,000
– –
GSK icon
107
GSK
GSK
$103B
$505K 0.25%
12,800
-560
-4% -$20.1K
LFUS icon
108
Littelfuse
LFUS
$11.3B
$505K 0.25%
2,000
– –
DOX icon
109
Amdocs
DOX
$5.88B
$490K 0.24%
5,500
– –
UNP icon
110
Union Pacific
UNP
$173B
$479K 0.24%
2,000
-275
-12% -$60.5K
SBUX icon
111
Starbucks
SBUX
$118B
$472K 0.23%
5,000
-363
-7% -$35.3K
HPQ icon
112
HP
HPQ
$24.8B
$465K 0.23%
15,000
– –
QURE icon
113
uniQure
QURE
$3.06B
$463K 0.23%
68,070
-300,025
-82% -$1.98M
HPE icon
114
Hewlett Packard
HPE
$66.5B
$461K 0.23%
26,000
– –
VZ icon
115
Verizon
VZ
$198B
$461K 0.23%
11,493
-13,471
-54% -$477K
ONC
116
BeOne Medicines Ltd
ONC
$32.6B
$460K 0.23%
2,700
– –
SWTX
117
DELISTED
SpringWorks Therapeutics
SWTX
$459K 0.23%
11,200
– –
LMT icon
118
Lockheed Martin
LMT
$135B
$457K 0.22%
1,000
-854
-46% -$378K
CHTR icon
119
Charter Communications
CHTR
$17.2B
$455K 0.22%
1,213
-4
-0.3% -$1.63K
CMCSA icon
120
Comcast
CMCSA
$87.2B
$452K 0.22%
10,377
-500
-5% -$21.4K
JAZZ icon
121
Jazz Pharmaceuticals
JAZZ
$15.8B
$450K 0.22%
3,600
– –
CVS icon
122
CVS Health
CVS
$134B
$447K 0.22%
5,547
-227
-4% -$16.2K
UHS icon
123
Universal Health Services
UHS
$10.2B
$445K 0.22%
2,890
– –
IWR icon
124
iShares Russell Mid-Cap ETF
IWR
$56.3B
$445K 0.22%
+5,784
New +$411K
CTSH icon
125
Cognizant
CTSH
$24.9B
$441K 0.22%
6,000
– –
3 4
5
6 7

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2023 Portfolio in Review

As of Q4 2023, Sanders Morris Harris held 270 positions worth $203M, down 58% from $487M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Sanders Morris Harris withdrew a net $315M in Q4 2023, closing 108 positions and reducing 77 holdings. Its most notable exit was Capital Southwest, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Invesco S&P 100 Equal Weight ETF worth $4.13M.

  • Sanders Morris Harris's largest Q4 2023 buy was Invesco S&P 100 Equal Weight ETF: 46,977 shares worth $4.13M.
  • Sanders Morris Harris added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $3.28M increase.
  • Sanders Morris Harris's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $97.1M.
  • Sanders Morris Harris fully exited Capital Southwest in Q4 2023, selling an estimated $15.3M.
  • Sanders Morris Harris's ten largest holdings make up 33% of its $203M portfolio in Q4 2023.
  • Sanders Morris Harris opened 14 new positions and closed 108 in Q4 2023.
  • Sanders Morris Harris's portfolio value fell 58% quarter-over-quarter to $203M.

Based on Sanders Morris Harris's 13F filing for Q4 2023, filed 10 Jan 2024.