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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCA icon
101
HCA Healthcare
HCA
$88B
$881K 0.16%
3,631
– –
RTX icon
102
RTX Corp
RTX
$292B
$857K 0.16%
9,545
– –
INTC icon
103
Intel
INTC
$459B
$854K 0.16%
15,695
– –
TWLO icon
104
Twilio
TWLO
$29.8B
$847K 0.15%
2,600
– –
CYTK icon
105
Cytokinetics
CYTK
$10.4B
$841K 0.15%
21,755
– –
TTWO icon
106
Take-Two Interactive
TTWO
$45.8B
$833K 0.15%
4,860
– –
RCKT icon
107
Rocket Pharmaceuticals
RCKT
$372M
$824K 0.15%
27,709
– –
OKE icon
108
Oneok
OKE
$55.6B
$823K 0.15%
14,199
– –
CE icon
109
Celanese
CE
$4.81B
$800K 0.15%
5,000
– –
BLK icon
110
Blackrock
BLK
$175B
$794K 0.14%
946
– –
GLP icon
111
Global Partners
GLP
$1.69B
$783K 0.14%
36,950
– –
EZPW icon
112
Ezcorp Inc
EZPW
$1.86B
$776K 0.14%
102,500
– –
DOCU
113
DocuSign
DOCU
$10.5B
$770K 0.14%
2,864
– –
XENE icon
114
Xenon Pharmaceuticals
XENE
$6.02B
$770K 0.14%
24,500
– –
CVS icon
115
CVS Health
CVS
$134B
$763K 0.14%
9,024
+3,000
+50% +$251K
LIN icon
116
Linde
LIN
$222B
$763K 0.14%
2,600
-100
-4% -$30.4K
PNC icon
117
PNC Financial Services
PNC
$100B
$743K 0.14%
3,676
– –
EA icon
118
Electronic Arts
EA
$53B
$738K 0.13%
5,350
– –
CSX icon
119
CSX Corp
CSX
$92.3B
$727K 0.13%
22,500
– –
ELV icon
120
Elevance Health
ELV
$83B
$723K 0.13%
1,900
– –
ATVI
121
DELISTED
Activision Blizzard
ATVI
$720K 0.13%
9,255
– –
ALNY icon
122
Alnylam Pharmaceuticals
ALNY
$29.5B
$714K 0.13%
3,500
– –
WMT icon
123
Walmart Inc
WMT
$881B
$698K 0.13%
15,024
– –
MRUS
124
DELISTED
Merus
MRUS
$681K 0.12%
24,870
– –
PPT
125
Franklin Premier Income Trust
PPT
$327M
$679K 0.12%
148,490
– –
3 4
5
6 7

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.