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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$440M
AUM Growth
+$27.2M
Cap. Flow
-$4.19M
Cap. Flow %
-0.95%
Top 10 Hldgs %
30.3%
Holding
315
New
35
Increased
58
Reduced
59
Closed
32

Top Buys

Rank Stock Value
1
JYNT icon
The Joint Corp
JYNT
+$11.7M
2
CNP icon
CenterPoint Energy
CNP
+$4.78M
3
CVS icon
CVS Health
CVS
+$4.25M
4
PFNX
Pfenex Inc.
PFNX
+$3.86M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.8M

Top Sells

Rank Stock Value
1
BX icon
Blackstone
BX
+$15.6M
2
AIMT
Aimmune Therapeutics
AIMT
+$10.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$5.01M
4
QURE icon
uniQure
QURE
+$4.18M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$4.09M

Sector Composition

Rank Sector Weight
1 Financials 21.4%
2 Technology 16.77%
3 Healthcare 14.74%
4 Energy 9.02%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXCM icon
101
DexCom
DXCM
$28.8B
$1.1M 0.25%
20,000
– –
DOX icon
102
Amdocs
DOX
$5.87B
$1.09M 0.25%
15,000
– –
SEB icon
103
Seaboard Corp
SEB
$4.32B
$1.07M 0.24%
250
– –
CLX icon
104
Clorox
CLX
$11.7B
$1.07M 0.24%
7,000
– –
KHC icon
105
Kraft Heinz
KHC
$31.3B
$1.06M 0.24%
33,467
+1,140
+4% +$34.5K
SCHW
106
Charles Schwab
SCHW
$181B
$1.06M 0.24%
21,900
– –
USB icon
107
US Bancorp
USB
$98B
$1.04M 0.24%
17,560
– –
MDT icon
108
Medtronic
MDT
$110B
$1.03M 0.23%
8,995
+1,180
+15% +$129K
ROST icon
109
Ross Stores
ROST
$81B
$1.01M 0.23%
+10,900
New +$1.23M
PFE icon
110
Pfizer
PFE
$142B
$1.01M 0.23%
26,401
+5,929
+29% +$211K
RTX icon
111
RTX Corp
RTX
$289B
$996K 0.23%
10,487
-120
-1% -$10.9K
OKE icon
112
Oneok
OKE
$56.1B
$992K 0.23%
14,199
– –
KR icon
113
Kroger
KR
$35.4B
$979K 0.22%
34,500
– –
AMP icon
114
Ameriprise Financial
AMP
$48.1B
$969K 0.22%
5,870
– –
CL icon
115
Colgate-Palmolive
CL
$73.3B
$965K 0.22%
14,165
– –
HAS icon
116
Hasbro
HAS
$13.4B
$935K 0.21%
+11,000
New +$1.14M
PSX icon
117
Phillips 66
PSX
$84.4B
$932K 0.21%
8,445
– –
TCRT icon
118
Alaunos Therapeutics
TCRT
$4.59M
$930K 0.21%
+1,341
New +$923K
HD icon
119
Home Depot
HD
$332B
$925K 0.21%
4,819
– –
SBUX icon
120
Starbucks
SBUX
$121B
$917K 0.21%
10,303
-3
-0% -$256
CDNA icon
121
CareDx
CDNA
$1.97B
$895K 0.2%
+42,300
New +$970K
MGA icon
122
Magna International
MGA
$19B
$888K 0.2%
16,000
– –
AVLR
123
DELISTED
Avalara, Inc.
AVLR
$827K 0.19%
+10,590
New +$769K
WDC icon
124
Western Digital
WDC
$184B
$813K 0.18%
16,395
+1,985
+14% +$82.8K
UNH icon
125
UnitedHealth
UNH
$383B
$803K 0.18%
2,900
-150
-5% -$39.2K
3 4
5
6 7

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2019 Portfolio in Review

As of Q4 2019, Sanders Morris Harris held 315 positions worth $440M, up 6.6% from $413M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sanders Morris Harris's Q4 2019 filing shows 35 new, 58 increased, 59 reduced and 32 closed positions. Its largest new stake was The Joint Corp: 645,940 shares worth $10.2M. The largest sale was Blackstone, an estimated $15.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q4 2019 buy was The Joint Corp: 645,940 shares worth $10.2M.
  • Sanders Morris Harris added most to CVS Health in Q4 2019, an estimated $4.25M increase.
  • Sanders Morris Harris's biggest Q4 2019 reduction was Blackstone, cutting an estimated $15.6M.
  • Sanders Morris Harris fully exited Aimmune Therapeutics in Q4 2019, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 30% of its $440M portfolio in Q4 2019.
  • Sanders Morris Harris opened 35 new positions and closed 32 in Q4 2019.
  • Sanders Morris Harris's portfolio value rose 6.6% quarter-over-quarter to $440M.

Based on Sanders Morris Harris's 13F filing for Q4 2019, filed 9 Jan 2020.