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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-14.6%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$182M
AUM Growth
-$31.3M
Cap. Flow
+$10.7M
Cap. Flow %
5.89%
Top 10 Hldgs %
56.14%
Holding
148
New
12
Increased
24
Reduced
52
Closed
29

Top Buys

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$14.7M
2
LGF.A
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
+$3.67M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.68M
4
EQT icon
EQT Corp
EQT
+$2.19M
5
BX icon
Blackstone
BX
+$1.49M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$1.87M
2
SBUX icon
Starbucks
SBUX
+$1.24M
3
PWR icon
Quanta Services
PWR
+$1.08M
4
JEF icon
Jefferies Financial Group
JEF
+$1.07M
5
NRP icon
Natural Resource Partners
NRP
+$1.03M

Sector Composition

Rank Sector Weight
1 Financials 24.24%
2 Energy 15.72%
3 Healthcare 12.46%
4 Industrials 6.64%
5 Materials 6.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
101
Ford
F
$59.3B
$190K 0.1%
24,808
-992
-4% -$8.84K
SIRI icon
102
SiriusXM
SIRI
$10.4B
$182K 0.1%
3,200
– –
CADE
103
DELISTED
Cadence Bancorporation
CADE
$168K 0.09%
+10,000
New +$212K
LUMN icon
104
Lumen
LUMN
$6.76B
$153K 0.08%
+10,120
New +$193K
NMM icon
105
Navios Maritime Partners
NMM
$2.25B
$141K 0.08%
11,077
-7,833
-41% -$161K
NIO icon
106
NIO
NIO
$12.1B
$138K 0.08%
+21,600
New +$150K
HNRG icon
107
Hallador Energy
HNRG
$689M
$133K 0.07%
26,294
+24
+0.1% +$140
DNP icon
108
DNP Select Income Fund
DNP
$4.12B
$114K 0.06%
11,000
– –
CCEC
109
Capital Clean Energy Carriers
CCEC
$1.35B
$112K 0.06%
7,643
-243
-3% -$4.39K
SN
110
DELISTED
Sanchez Energy Corporation
SN
$106K 0.06%
391,000
-30,000
-7% -$38.4K
FLG
111
Flagstar Bank National Association
FLG
$5.94B
$103K 0.06%
3,667
– –
TCS
112
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$86K 0.05%
1,200
-1,000
-45% -$105K
SGMA
113
DELISTED
Sigmatron International
SGMA
$82K 0.05%
34,900
+4,900
+16% +$19.8K
BRW
114
Saba Capital Income & Opportunities Fund
BRW
$342M
$56K 0.03%
6,200
– –
AREX
115
DELISTED
Approach Resources Inc.
AREX
$24K 0.01%
27,112
– –
EMES
116
DELISTED
Emerge Energy Services LP
EMES
$20K 0.01%
13,000
-69,600
-84% -$187K
SDR
117
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$14K 0.01%
16,850
-10,200
-38% -$11.1K
MCEP
118
DELISTED
Mid-Con Energy Partners, LP
MCEP
$12K 0.01%
736
-250
-25% -$5.51K
MNKD icon
119
MannKind Corp
MNKD
$1.27B
$11K 0.01%
10,000
– –
AMTX icon
120
Aemetis
AMTX
$110M
– –
-70,757
Closed -$72K
AN icon
121
AutoNation
AN
$7.18B
– –
-5,000
Closed -$208K
CVS icon
122
CVS Health
CVS
$134B
– –
-23,700
Closed -$1.87M
DAL icon
123
Delta Air Lines
DAL
$58.3B
– –
-11,200
Closed -$648K
DIS icon
124
Walt Disney
DIS
$167B
– –
-2,186
Closed -$255K
EFX icon
125
Equifax
EFX
$20.7B
– –
-2,100
Closed -$274K
2 3 4
5
6

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TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
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RPSM
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BIA
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MC
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SPF
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Sanders Morris Harris's Q4 2018 Portfolio in Review

As of Q4 2018, Sanders Morris Harris held 148 positions worth $182M, down 15% from $213M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Sanders Morris Harris deployed $10.7M of net new capital in Q4 2018, opening 12 new positions and adding to 24 existing holdings. Its largest new stake was Lions Gate Entertainment Corp. Class A Voting Shares: 189,500 shares worth $3.05M.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 16% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Quanta Services, an estimated $1.08M trimmed.

  • Sanders Morris Harris's largest Q4 2018 buy was Lions Gate Entertainment Corp. Class A Voting Shares: 189,500 shares worth $3.05M.
  • Sanders Morris Harris added most to Capital Southwest in Q4 2018, an estimated $14.7M increase.
  • Sanders Morris Harris's biggest Q4 2018 reduction was Quanta Services, cutting an estimated $1.08M.
  • Sanders Morris Harris fully exited CVS Health in Q4 2018, selling an estimated $1.87M.
  • Sanders Morris Harris's ten largest holdings make up 56% of its $182M portfolio in Q4 2018.
  • Sanders Morris Harris opened 12 new positions and closed 29 in Q4 2018.
  • Sanders Morris Harris's portfolio value fell 15% quarter-over-quarter to $182M.

Based on Sanders Morris Harris's 13F filing for Q4 2018, filed 14 Jan 2019.