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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$330M
AUM Growth
-$100M
Cap. Flow
-$169M
Cap. Flow %
-51.16%
Top 10 Hldgs %
50.03%
Holding
248
New
8
Increased
30
Reduced
73
Closed
90

Top Buys

Rank Stock Value
1
ZTS icon
Zoetis
ZTS
+$3.43M
2
ETN icon
Eaton
ETN
+$2.63M
3
MR
Montage Resources Corporation Common Stock
MR
+$2.05M
4
MEMP
Memorial Production Partners LP Common Units
MEMP
+$1.92M
5
RDI icon
Reading International Class A
RDI
+$1.12M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$12.5M
2
TDTF icon
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
+$5.13M
3
XOM icon
ExxonMobil
XOM
+$4.79M
4
SPG icon
Simon Property Group
SPG
+$4.4M
5
IDV icon
iShares International Select Dividend ETF
IDV
+$3.52M

Sector Composition

Rank Sector Weight
1 Financials 27.24%
2 Energy 18.08%
3 Healthcare 13.19%
4 Consumer Discretionary 3.34%
5 Industrials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
101
Vanguard Short-Term Bond ETF
BSV
$44.6B
$342K 0.1%
4,251
-10,194
-71% -$824K
KHC icon
102
Kraft Heinz
KHC
$33.2B
$339K 0.1%
3,783
+400
+12% +$35.4K
BHK icon
103
BlackRock Core Bond Trust
BHK
$644M
$337K 0.1%
23,705
– –
DB icon
104
Deutsche Bank
DB
$68.1B
$327K 0.1%
+28,000
New +$343K
XCO
105
DELISTED
Exco Resources
XCO
$325K 0.1%
20,265
– –
TTE icon
106
TotalEnergies
TTE
$193B
$317K 0.1%
6,654
– –
BKS
107
DELISTED
Barnes & Noble
BKS
$316K 0.1%
27,945
– –
AZN icon
108
AstraZeneca
AZN
$269B
$296K 0.09%
4,500
– –
MDLZ icon
109
Mondelez International
MDLZ
$84.1B
$290K 0.09%
6,607
– –
VZ icon
110
Verizon
VZ
$201B
$290K 0.09%
5,235
-455
-8% -$24.4K
EFX icon
111
Equifax
EFX
$22.2B
$283K 0.09%
2,100
– –
RAI
112
DELISTED
Reynolds American Inc
RAI
$283K 0.09%
6,016
– –
FL
113
DELISTED
Foot Locker
FL
$271K 0.08%
4,000
-6,000
-60% -$374K
EFA icon
114
iShares MSCI EAFE ETF
EFA
$76.4B
$263K 0.08%
4,433
– –
POT
115
DELISTED
Potash Corp Of Saskatchewan
POT
$245K 0.07%
15,000
– –
AN icon
116
AutoNation
AN
$7.72B
$244K 0.07%
5,000
– –
TCS
117
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$243K 0.07%
3,233
– –
MCD icon
118
McDonald's
MCD
$194B
$242K 0.07%
2,100
-425
-17% -$50.4K
CINF icon
119
Cincinnati Financial
CINF
$27.8B
$241K 0.07%
3,198
-1,732
-35% -$131K
COP icon
120
ConocoPhillips
COP
$144B
$230K 0.07%
5,300
-20,579
-80% -$855K
CAT icon
121
Caterpillar
CAT
$360B
$229K 0.07%
+2,350
New +$192K
CHRD icon
122
Chord Energy
CHRD
$7.63B
$229K 0.07%
20,000
+5,000
+33% +$45.7K
WFC icon
123
Wells Fargo
WFC
$258B
$228K 0.07%
4,974
-1,301
-21% -$62.3K
UNH icon
124
UnitedHealth
UNH
$385B
$224K 0.07%
1,600
-1,195
-43% -$167K
WMT icon
125
Walmart Inc
WMT
$907B
$217K 0.07%
8,262
-306
-4% -$7.42K
3 4
5
6 7

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TA
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CRFG
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PSC
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BAM
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RPSM
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BIA
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Sanders Morris Harris's Q3 2016 Portfolio in Review

As of Q3 2016, Sanders Morris Harris held 248 positions worth $330M, down 23% from $430M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sanders Morris Harris withdrew a net $169M in Q3 2016, closing 90 positions and reducing 73 holdings. Its most notable exit was FlexShares iBoxx 5-Year Target Duration TIPS Index Fund, an estimated $5.13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 23% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Eaton worth $2.68M.

  • Sanders Morris Harris's largest Q3 2016 buy was Eaton: 40,707 shares worth $2.68M.
  • Sanders Morris Harris added most to Zoetis in Q3 2016, an estimated $3.43M increase.
  • Sanders Morris Harris's biggest Q3 2016 reduction was Main Street Capital, cutting an estimated $12.5M.
  • Sanders Morris Harris fully exited FlexShares iBoxx 5-Year Target Duration TIPS Index Fund in Q3 2016, selling an estimated $5.13M.
  • Sanders Morris Harris's ten largest holdings make up 50% of its $330M portfolio in Q3 2016.
  • Sanders Morris Harris opened 8 new positions and closed 90 in Q3 2016.
  • Sanders Morris Harris's portfolio value fell 23% quarter-over-quarter to $330M.

Based on Sanders Morris Harris's 13F filing for Q3 2016, filed 24 Oct 2016.