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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
76
ExxonMobil
XOM
$640B
$1.22M 0.22%
20,650
-575
-3% -$32.8K
LULU icon
77
lululemon athletica
LULU
$13.9B
$1.21M 0.22%
3,000
– –
TXN icon
78
Texas Instruments
TXN
$246B
$1.21M 0.22%
6,167
– –
LOW icon
79
Lowe's Companies
LOW
$118B
$1.19M 0.22%
5,706
– –
WBA
80
DELISTED
Walgreens Boots Alliance
WBA
$1.19M 0.22%
24,748
– –
XYZ
81
Block Inc
XYZ
$48.9B
$1.19M 0.22%
4,783
– –
RMD icon
82
ResMed
RMD
$31.3B
$1.18M 0.21%
4,600
– –
WM icon
83
Waste Management
WM
$90.4B
$1.13M 0.2%
7,542
– –
MSI icon
84
Motorola Solutions
MSI
$73B
$1.12M 0.2%
4,735
– –
MARK
85
DELISTED
Remark Holdings, Inc.
MARK
$1.12M 0.2%
106,330
+9,700
+10% +$127K
MU icon
86
Micron Technology
MU
$931B
$1.09M 0.2%
+15,350
New +$1.15M
KMI icon
87
Kinder Morgan
KMI
$70B
$1.07M 0.2%
63,620
– –
TEAM icon
88
Atlassian
TEAM
$26.5B
$1.06M 0.19%
2,700
– –
MINT icon
89
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.05M 0.19%
10,280
– –
CNP icon
90
CenterPoint Energy
CNP
$27.5B
$1.03M 0.19%
+42,000
New +$1.07M
SEB icon
91
Seaboard Corp
SEB
$4.24B
$1.02M 0.19%
250
– –
TMO icon
92
Thermo Fisher Scientific
TMO
$215B
$998K 0.18%
1,700
– –
BHC icon
93
Bausch Health
BHC
$2.61B
$983K 0.18%
35,013
– –
AVGO icon
94
Broadcom
AVGO
$1.86T
$976K 0.18%
19,640
– –
MO icon
95
Altria Group
MO
$114B
$961K 0.17%
20,868
-20,750
-50% -$1M
ABT icon
96
Abbott
ABT
$185B
$926K 0.17%
7,860
– –
CI icon
97
Cigna
CI
$74.6B
$926K 0.17%
4,493
– –
XLNX
98
DELISTED
Xilinx Inc
XLNX
$917K 0.17%
5,775
– –
CHTR icon
99
Charter Communications
CHTR
$17.3B
$909K 0.17%
1,217
– –
AMGN icon
100
Amgen
AMGN
$205B
$900K 0.16%
4,292
– –
2 3
4
5 6

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Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.