We are live on ! Find out more
SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$440M
AUM Growth
+$27.2M
Cap. Flow
-$4.19M
Cap. Flow %
-0.95%
Top 10 Hldgs %
30.3%
Holding
315
New
35
Increased
58
Reduced
59
Closed
32

Top Buys

Rank Stock Value
1
JYNT icon
The Joint Corp
JYNT
+$11.7M
2
CNP icon
CenterPoint Energy
CNP
+$4.78M
3
CVS icon
CVS Health
CVS
+$4.25M
4
PFNX
Pfenex Inc.
PFNX
+$3.86M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.8M

Top Sells

Rank Stock Value
1
BX icon
Blackstone
BX
+$15.6M
2
AIMT
Aimmune Therapeutics
AIMT
+$10.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$5.01M
4
QURE icon
uniQure
QURE
+$4.18M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$4.09M

Sector Composition

Rank Sector Weight
1 Financials 21.4%
2 Technology 16.77%
3 Healthcare 14.74%
4 Energy 9.02%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
76
Charter Communications
CHTR
$16.9B
$1.6M 0.36%
3,275
– –
NOW icon
77
ServiceNow
NOW
$114B
$1.57M 0.36%
+27,000
New +$1.42M
ELAN icon
78
Elanco Animal Health
ELAN
$13.2B
$1.56M 0.36%
48,788
-62,050
-56% -$1.69M
MSI icon
79
Motorola Solutions
MSI
$71.5B
$1.56M 0.36%
9,684
– –
CVX icon
80
Chevron
CVX
$383B
$1.52M 0.35%
12,523
– –
DBX icon
81
Dropbox
DBX
$7.49B
$1.49M 0.34%
+82,600
New +$1.56M
TFC icon
82
Truist Financial
TFC
$63.5B
$1.49M 0.34%
+26,269
New +$1.42M
KLAC icon
83
KLA
KLAC
$236B
$1.46M 0.33%
80,000
– –
SPY icon
84
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$1.45M 0.33%
4,686
+100
+2% +$30.8K
ADP icon
85
Automatic Data Processing
ADP
$105B
$1.4M 0.32%
8,200
– –
GEL icon
86
Genesis Energy
GEL
$1.87B
$1.39M 0.32%
60,100
-900
-1% -$18.1K
LITE icon
87
Lumentum
LITE
$53.9B
$1.39M 0.31%
+24,500
New +$1.6M
KSU
88
DELISTED
Kansas City Southern
KSU
$1.32M 0.3%
8,500
– –
MPC icon
89
Marathon Petroleum
MPC
$91.7B
$1.3M 0.3%
20,984
– –
DDOG icon
90
Datadog
DDOG
$95.6B
$1.29M 0.29%
35,200
+10,200
+41% +$367K
CSCO icon
91
Cisco
CSCO
$448B
$1.29M 0.29%
26,400
– –
GOLF icon
92
Acushnet Holdings
GOLF
$5.88B
$1.27M 0.29%
55,000
– –
APTO
93
DELISTED
Aptose Biosciences, Inc.
APTO
$1.27M 0.29%
512
-104
-17% -$136K
WBA
94
DELISTED
Walgreens Boots Alliance
WBA
$1.21M 0.27%
20,370
+350
+2% +$20.2K
PGEN icon
95
Precigen
PGEN
$2.12B
$1.17M 0.27%
222,809
+13,000
+6% +$73.2K
EQT icon
96
EQT Corp
EQT
$33B
$1.14M 0.26%
+55,000
New +$538K
CUE icon
97
Cue Biopharma
CUE
$128M
$1.14M 0.26%
+2,325
New +$730K
DIS icon
98
Walt Disney
DIS
$167B
$1.13M 0.26%
8,013
-400
-5% -$55.8K
NVDA icon
99
NVIDIA
NVDA
$4.72T
$1.12M 0.26%
196,160
+1,920
+1% +$9.99K
NKE icon
100
Nike
NKE
$62.7B
$1.11M 0.25%
13,230
– –
2 3
4
5 6

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2019 Portfolio in Review

As of Q4 2019, Sanders Morris Harris held 315 positions worth $440M, up 6.6% from $413M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sanders Morris Harris's Q4 2019 filing shows 35 new, 58 increased, 59 reduced and 32 closed positions. Its largest new stake was The Joint Corp: 645,940 shares worth $10.2M. The largest sale was Blackstone, an estimated $15.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q4 2019 buy was The Joint Corp: 645,940 shares worth $10.2M.
  • Sanders Morris Harris added most to CVS Health in Q4 2019, an estimated $4.25M increase.
  • Sanders Morris Harris's biggest Q4 2019 reduction was Blackstone, cutting an estimated $15.6M.
  • Sanders Morris Harris fully exited Aimmune Therapeutics in Q4 2019, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 30% of its $440M portfolio in Q4 2019.
  • Sanders Morris Harris opened 35 new positions and closed 32 in Q4 2019.
  • Sanders Morris Harris's portfolio value rose 6.6% quarter-over-quarter to $440M.

Based on Sanders Morris Harris's 13F filing for Q4 2019, filed 9 Jan 2020.