We are live on ! Find out more
SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
51
Advanced Micro Devices
AMD
$776B
$2M 0.36%
18,820
+570
+3% +$58.3K
ADBE icon
52
Adobe
ADBE
$99.5B
$2M 0.36%
3,440
– –
PYPL icon
53
PayPal
PYPL
$48.9B
$1.99M 0.36%
7,519
– –
META icon
54
Meta Platforms (Facebook)
META
$1.42T
$1.86M 0.34%
5,566
– –
ORCL icon
55
Oracle
ORCL
$374B
$1.72M 0.31%
18,610
– –
HD icon
56
Home Depot
HD
$331B
$1.69M 0.31%
5,160
-550
-10% -$181K
PM icon
57
Philip Morris
PM
$297B
$1.68M 0.31%
17,463
– –
MA icon
58
Mastercard
MA
$502B
$1.64M 0.3%
4,621
– –
CRM icon
59
Salesforce
CRM
$151B
$1.59M 0.29%
5,761
– –
BQ
60
Boqii Holding Ltd
BQ
$5.87M
$1.54M 0.28%
3,330
+340
+11% +$207K
KSU
61
DELISTED
Kansas City Southern
KSU
$1.5M 0.27%
5,324
– –
MDLZ icon
62
Mondelez International
MDLZ
$79.5B
$1.49M 0.27%
24,926
– –
TELA icon
63
TELA Bio
TELA
$32.7M
$1.46M 0.27%
107,168
-13,851
-11% -$193K
ECL icon
64
Ecolab
ECL
$78.1B
$1.43M 0.26%
6,597
– –
PIII icon
65
P3 Health Partners
PIII
$32.7M
$1.39M 0.25%
2,800
– –
JNJ icon
66
Johnson & Johnson
JNJ
$618B
$1.38M 0.25%
8,570
-210
-2% -$35.8K
ESTE
67
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$1.38M 0.25%
150,300
– –
WDAY icon
68
Workday
WDAY
$39.6B
$1.36M 0.25%
5,250
– –
ZBRA icon
69
Zebra Technologies
ZBRA
$14B
$1.36M 0.25%
2,677
– –
DDOG icon
70
Datadog
DDOG
$95.4B
$1.33M 0.24%
9,290
– –
VZ icon
71
Verizon
VZ
$195B
$1.32M 0.24%
24,444
– –
B
72
Barrick Mining
B
$61.5B
$1.31M 0.24%
72,500
+15,000
+26% +$301K
PG icon
73
Procter & Gamble
PG
$336B
$1.3M 0.24%
9,170
– –
TWTR
74
DELISTED
Twitter, Inc.
TWTR
$1.26M 0.23%
19,700
– –
MUDS
75
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$1.25M 0.23%
125,447
+55,817
+80% +$586K
1 2
3
4 5

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.