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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$330M
AUM Growth
-$100M
Cap. Flow
-$169M
Cap. Flow %
-51.16%
Top 10 Hldgs %
50.03%
Holding
248
New
8
Increased
30
Reduced
73
Closed
90

Top Buys

Rank Stock Value
1
ZTS icon
Zoetis
ZTS
+$3.43M
2
ETN icon
Eaton
ETN
+$2.63M
3
MR
Montage Resources Corporation Common Stock
MR
+$2.05M
4
MEMP
Memorial Production Partners LP Common Units
MEMP
+$1.92M
5
RDI icon
Reading International Class A
RDI
+$1.12M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$12.5M
2
TDTF icon
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
+$5.13M
3
XOM icon
ExxonMobil
XOM
+$4.79M
4
SPG icon
Simon Property Group
SPG
+$4.4M
5
IDV icon
iShares International Select Dividend ETF
IDV
+$3.52M

Sector Composition

Rank Sector Weight
1 Financials 27.24%
2 Energy 18.08%
3 Healthcare 13.19%
4 Consumer Discretionary 3.34%
5 Industrials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVS icon
51
Las Vegas Sands
LVS
$32B
$881K 0.27%
15,300
-7,907
-34% -$408K
JPM icon
52
JPMorgan Chase
JPM
$950B
$868K 0.26%
13,023
-5,398
-29% -$352K
GPRO icon
53
GoPro
GPRO
$125M
$847K 0.26%
50,800
+10,000
+25% +$137K
AGG icon
54
iShares Core US Aggregate Bond ETF
AGG
$138B
$827K 0.25%
3,443
-11,865
-78% -$1.33M
PAA icon
55
Plains All American Pipeline
PAA
$17.2B
$784K 0.24%
24,985
-9,900
-28% -$283K
LLY icon
56
Eli Lilly
LLY
$1.09T
$768K 0.23%
9,567
+483
+5% +$38.7K
MFIC icon
57
MidCap Financial Investment
MFIC
$811M
$749K 0.23%
43
-42,498
-100% -$745K
PG icon
58
Procter & Gamble
PG
$347B
$748K 0.23%
8,336
-27
-0.3% -$2.35K
KKR icon
59
KKR & Co
KKR
$92.2B
$745K 0.23%
52
-53,942
-100% -$765K
DD icon
60
DuPont de Nemours
DD
$19B
$744K 0.23%
5,667
– –
ETP
61
DELISTED
Energy Transfer Partners L.p.
ETP
$731K 0.22%
19,767
-871
-4% -$34.2K
GLP icon
62
Global Partners
GLP
$1.65B
$718K 0.22%
44,450
– –
TRGP icon
63
Targa Resources
TRGP
$56.2B
$693K 0.21%
14,121
-350
-2% -$15.2K
FCX icon
64
Freeport-McMoran
FCX
$88.6B
$663K 0.2%
61,025
+19,950
+49% +$229K
OCSL icon
65
Oaktree Specialty Lending
OCSL
$1.06B
$663K 0.2%
38
-37,510
-100% -$644K
HD icon
66
Home Depot
HD
$343B
$635K 0.19%
4,935
+57
+1% +$7.6K
CVX icon
67
Chevron
CVX
$374B
$624K 0.19%
5,880
-2,202
-27% -$225K
XLV icon
68
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$620K 0.19%
8,598
-24,376
-74% -$1.79M
CLF icon
69
Cleveland-Cliffs
CLF
$6.84B
$602K 0.18%
103,000
– –
XLP icon
70
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$595K 0.18%
11,208
-29,730
-73% -$1.62M
BMY icon
71
Bristol-Myers Squibb
BMY
$130B
$585K 0.18%
10,850
+5,279
+95% +$339K
PM icon
72
Philip Morris
PM
$312B
$574K 0.17%
5,905
+775
+15% +$77.6K
LMRK
73
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$539K 0.16%
30,680
– –
OKS
74
DELISTED
Oneok Partners LP
OKS
$535K 0.16%
13,400
– –
GE icon
75
GE Aerospace
GE
$377B
$521K 0.16%
3,666
-828
-18% -$124K
1 2
3
4 5

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
PWM
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TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM

Sanders Morris Harris's Q3 2016 Portfolio in Review

As of Q3 2016, Sanders Morris Harris held 248 positions worth $330M, down 23% from $430M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sanders Morris Harris withdrew a net $169M in Q3 2016, closing 90 positions and reducing 73 holdings. Its most notable exit was FlexShares iBoxx 5-Year Target Duration TIPS Index Fund, an estimated $5.13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 23% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Eaton worth $2.68M.

  • Sanders Morris Harris's largest Q3 2016 buy was Eaton: 40,707 shares worth $2.68M.
  • Sanders Morris Harris added most to Zoetis in Q3 2016, an estimated $3.43M increase.
  • Sanders Morris Harris's biggest Q3 2016 reduction was Main Street Capital, cutting an estimated $12.5M.
  • Sanders Morris Harris fully exited FlexShares iBoxx 5-Year Target Duration TIPS Index Fund in Q3 2016, selling an estimated $5.13M.
  • Sanders Morris Harris's ten largest holdings make up 50% of its $330M portfolio in Q3 2016.
  • Sanders Morris Harris opened 8 new positions and closed 90 in Q3 2016.
  • Sanders Morris Harris's portfolio value fell 23% quarter-over-quarter to $330M.

Based on Sanders Morris Harris's 13F filing for Q3 2016, filed 24 Oct 2016.