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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$578M
AUM Growth
+$28.6M
Cap. Flow
+$24.3M
Cap. Flow %
4.2%
Top 10 Hldgs %
43.33%
Holding
363
New
54
Increased
38
Reduced
48
Closed
27

Top Buys

Rank Stock Value
1
ROCLU
Roth CH Acquisition V Co. Unit
ROCLU
+$12.8M
2
DIS icon
Walt Disney
DIS
+$10.4M
3
MA icon
Mastercard
MA
+$7.92M
4
ELAN icon
Elanco Animal Health
ELAN
+$5.72M
5
ASAN icon
Asana
ASAN
+$5.27M

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$7.41M
2
EDR
Endeavor Group Holdings, Inc.
EDR
+$7.22M
3
FDX icon
FedEx
FDX
+$6.08M
4
AMZN icon
Amazon
AMZN
+$4.64M
5
SPLK
Splunk Inc
SPLK
+$4.42M

Sector Composition

Rank Sector Weight
1 Financials 27.67%
2 Technology 14.6%
3 Healthcare 11.83%
4 Industrials 6.59%
5 Communication Services 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCU
26
DocuSign
DOCU
$10.5B
$3.98M 0.69%
25,596
+22,732
+794% +$5.18M
SERA icon
27
Sera Prognostics
SERA
$79.9M
$3.94M 0.68%
574,280
+2,046
+0.4% +$20.6K
C icon
28
Citigroup
C
$222B
$3.72M 0.64%
58,848
+53,804
+1,067% +$3.58M
ASAN icon
29
Asana
ASAN
$1.92B
$3.55M 0.61%
+49,775
New +$5.27M
SPLK
30
DELISTED
Splunk Inc
SPLK
$3.38M 0.58%
28,969
-31,671
-52% -$4.42M
AVLR
31
DELISTED
Avalara, Inc.
AVLR
$3.27M 0.57%
25,897
-12,306
-32% -$1.92M
GOOG icon
32
Alphabet (Google) Class C
GOOG
$4.36T
$3.18M 0.55%
21,920
– –
ABBV icon
33
AbbVie
ABBV
$443B
$3.11M 0.54%
23,096
– –
LRCX icon
34
Lam Research
LRCX
$367B
$3.07M 0.53%
42,420
-51,780
-55% -$3.25M
AMZN icon
35
Amazon
AMZN
$2.92T
$3M 0.52%
17,720
-27,100
-60% -$4.64M
APTO
36
DELISTED
Aptose Biosciences, Inc.
APTO
$2.92M 0.51%
4,359
+1,306
+43% +$1.23M
AMD icon
37
Advanced Micro Devices
AMD
$776B
$2.8M 0.48%
18,750
-70
-0.4% -$9.41K
INTU icon
38
Intuit
INTU
$86.5B
$2.77M 0.48%
4,396
– –
LLY icon
39
Eli Lilly
LLY
$1.02T
$2.75M 0.48%
10,029
-124
-1% -$31.4K
MSPR
40
DELISTED
MSP Recovery Inc
MSPR
$2.7M 0.47%
62
– –
SVFA
41
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$2.63M 0.46%
+260,905
New +$2.61M
LTRN icon
42
Lantern Pharma
LTRN
$33.6M
$2.57M 0.45%
+336,425
New +$3.07M
SAMA
43
DELISTED
Schultze Special Purpose Acquisition Corp. II Class A Common Stock
SAMA
$2.56M 0.44%
+260,554
New +$2.56M
BMY icon
44
Bristol-Myers Squibb
BMY
$133B
$2.51M 0.43%
40,364
-500
-1% -$29.3K
FYBR
45
DELISTED
Frontier Communications
FYBR
$2.44M 0.42%
83,177
– –
SUMO
46
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
$2.37M 0.41%
+171,981
New +$2.67M
GS icon
47
Goldman Sachs
GS
$300B
$2.34M 0.41%
5,908
– –
SMED
48
DELISTED
Sharps Compliance Corp
SMED
$2.33M 0.4%
327,500
-3,000
-0.9% -$23K
HD icon
49
Home Depot
HD
$331B
$2.14M 0.37%
5,160
– –
V icon
50
Visa
V
$684B
$1.96M 0.34%
8,915
-34,522
-79% -$7.41M
1
2
3 4 5

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GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2021 Portfolio in Review

As of Q4 2021, Sanders Morris Harris held 363 positions worth $578M, up 5.2% from $550M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Sanders Morris Harris deployed $24.3M of net new capital in Q4 2021, opening 54 new positions and adding to 38 existing holdings. Its largest new stake was Roth CH Acquisition V Co. Unit: 1,276,110 shares worth $12.9M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Visa, an estimated $7.41M trimmed.

  • Sanders Morris Harris's largest Q4 2021 buy was Roth CH Acquisition V Co. Unit: 1,276,110 shares worth $12.9M.
  • Sanders Morris Harris added most to Walt Disney in Q4 2021, an estimated $10.4M increase.
  • Sanders Morris Harris's biggest Q4 2021 reduction was Visa, cutting an estimated $7.41M.
  • Sanders Morris Harris fully exited Endeavor Group Holdings, Inc. in Q4 2021, selling an estimated $7.22M.
  • Sanders Morris Harris's ten largest holdings make up 43% of its $578M portfolio in Q4 2021.
  • Sanders Morris Harris opened 54 new positions and closed 27 in Q4 2021.
  • Sanders Morris Harris's portfolio value rose 5.2% quarter-over-quarter to $578M.

Based on Sanders Morris Harris's 13F filing for Q4 2021, filed 2 Feb 2022.