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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.45T
$4.1M 0.75%
14,147
-96
-0.7% -$27.9K
JPM icon
27
JPMorgan Chase
JPM
$935B
$4.08M 0.74%
24,662
– –
CBRL icon
28
Cracker Barrel
CBRL
$1.26B
$3.85M 0.7%
+27,069
New +$3.79M
BRK.A icon
29
Berkshire Hathaway Class A
BRK.A
$1.1T
$3.85M 0.7%
9
– –
HOG icon
30
Harley-Davidson
HOG
$2.58B
$3.81M 0.69%
+103,622
New +$4.18M
LUV icon
31
Southwest Airlines
LUV
$22B
$3.71M 0.67%
68,511
+21,701
+46% +$1.1M
ALK icon
32
Alaska Air
ALK
$5.29B
$3.69M 0.67%
61,224
+21,669
+55% +$1.25M
TGT icon
33
Target
TGT
$65.6B
$3.57M 0.65%
15,507
+12,386
+397% +$3.1M
APTO
34
DELISTED
Aptose Biosciences, Inc.
APTO
$3.08M 0.56%
3,053
+953
+45% +$1.19M
GOOG icon
35
Alphabet (Google) Class C
GOOG
$4.36T
$3.05M 0.56%
21,920
– –
DIS icon
36
Walt Disney
DIS
$167B
$2.96M 0.54%
16,692
– –
EMWP
37
DELISTED
Eros Media World PLC
EMWP
$2.92M 0.53%
158,829
+82,855
+109% +$1.58M
SMED
38
DELISTED
Sharps Compliance Corp
SMED
$2.73M 0.5%
+330,500
New +$3.07M
MSPR
39
DELISTED
MSP Recovery Inc
MSPR
$2.69M 0.49%
62
-2
-3% -$86.6K
TXMD icon
40
TherapeuticsMD
TXMD
$23.5M
$2.64M 0.48%
71,216
+2,400
+3% +$107K
ABBV icon
41
AbbVie
ABBV
$443B
$2.55M 0.46%
23,096
-160
-0.7% -$18.3K
INCY icon
42
Incyte
INCY
$24.2B
$2.49M 0.45%
36,400
– –
HACK icon
43
Amplify Cybersecurity ETF
HACK
$2.68B
$2.43M 0.44%
40,000
-43,500
-52% -$2.73M
DNA icon
44
Ginkgo Bioworks
DNA
$528M
$2.42M 0.44%
+5,536
New +$2.69M
BMY icon
45
Bristol-Myers Squibb
BMY
$133B
$2.42M 0.44%
40,864
– –
FYBR
46
DELISTED
Frontier Communications
FYBR
$2.41M 0.44%
83,177
– –
INTU icon
47
Intuit
INTU
$86.5B
$2.37M 0.43%
4,396
– –
LLY icon
48
Eli Lilly
LLY
$1.02T
$2.35M 0.43%
10,153
-11
-0.1% -$2.71K
GS icon
49
Goldman Sachs
GS
$300B
$2.32M 0.42%
5,908
– –
QURE icon
50
uniQure
QURE
$3.03B
$2.16M 0.39%
68,070
– –
1
2
3 4 5

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.