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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$440M
AUM Growth
+$27.2M
Cap. Flow
-$4.19M
Cap. Flow %
-0.95%
Top 10 Hldgs %
30.3%
Holding
315
New
35
Increased
58
Reduced
59
Closed
32

Top Buys

Rank Stock Value
1
JYNT icon
The Joint Corp
JYNT
+$11.7M
2
CNP icon
CenterPoint Energy
CNP
+$4.78M
3
CVS icon
CVS Health
CVS
+$4.25M
4
PFNX
Pfenex Inc.
PFNX
+$3.86M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.8M

Top Sells

Rank Stock Value
1
BX icon
Blackstone
BX
+$15.6M
2
AIMT
Aimmune Therapeutics
AIMT
+$10.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$5.01M
4
QURE icon
uniQure
QURE
+$4.18M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$4.09M

Sector Composition

Rank Sector Weight
1 Financials 21.4%
2 Technology 16.77%
3 Healthcare 14.74%
4 Energy 9.02%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
26
Philip Morris
PM
$310B
$3.65M 0.83%
42,722
– –
AXP icon
27
American Express
AXP
$224B
$3.51M 0.8%
28,270
+4,650
+20% +$556K
BHC icon
28
Bausch Health
BHC
$1.73B
$3.39M 0.77%
115,100
+7,500
+7% +$195K
WFC icon
29
Wells Fargo
WFC
$254B
$3.35M 0.76%
62,559
– –
QURE icon
30
uniQure
QURE
$2.81B
$3.19M 0.72%
45,400
-76,205
-63% -$4.18M
BRK.A icon
31
Berkshire Hathaway Class A
BRK.A
$1.09T
$3.08M 0.7%
9
– –
CMCSA icon
32
Comcast
CMCSA
$87.5B
$3.04M 0.69%
67,068
– –
VIA
33
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$2.89M 0.66%
64,911
+3,798
+6% +$190K
RMD icon
34
ResMed
RMD
$30.9B
$2.81M 0.64%
18,000
– –
NTRS icon
35
Northern Trust
NTRS
$21.8B
$2.69M 0.61%
25,000
– –
TMO icon
36
Thermo Fisher Scientific
TMO
$213B
$2.61M 0.59%
8,000
– –
B
37
Barrick Mining
B
$61.4B
$2.58M 0.59%
188,500
+64,200
+52% +$1.1M
PFNX
38
DELISTED
Pfenex Inc.
PFNX
$2.56M 0.58%
413,374
+388,349
+1,552% +$3.86M
ADBE icon
39
Adobe
ADBE
$105B
$2.51M 0.57%
7,500
+1,500
+25% +$441K
WM icon
40
Waste Management
WM
$95.9B
$2.5M 0.57%
23,452
+2,181
+10% +$246K
MSFT icon
41
Microsoft
MSFT
$2.92T
$2.48M 0.56%
16,428
-466
-3% -$68.5K
STT icon
42
State Street
STT
$48.3B
$2.47M 0.56%
30,568
+150
+0.5% +$10.6K
INTC icon
43
Intel
INTC
$422B
$2.44M 0.55%
40,107
– –
TLGT
44
DELISTED
Teligent, Inc
TLGT
$2.44M 0.55%
209,877
-266,887
-56% -$1.66M
XOM icon
45
ExxonMobil
XOM
$648B
$2.42M 0.55%
30,092
-6,401
-18% -$443K
ABBV icon
46
AbbVie
ABBV
$465B
$2.39M 0.54%
26,780
-1,850
-6% -$154K
MDLZ icon
47
Mondelez International
MDLZ
$83.5B
$2.39M 0.54%
44,281
– –
ZBRA icon
48
Zebra Technologies
ZBRA
$13.4B
$2.33M 0.53%
9,000
– –
NERD icon
49
Roundhill Video Games ETF
NERD
$15.3M
$2.31M 0.52%
140,450
-3,800
-3% -$58K
DOCU
50
DocuSign
DOCU
$11.2B
$2.28M 0.52%
+30,090
New +$2.07M
1
2
3 4 5

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PWM
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TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
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BIA
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Sanders Morris Harris's Q4 2019 Portfolio in Review

As of Q4 2019, Sanders Morris Harris held 315 positions worth $440M, up 6.6% from $413M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sanders Morris Harris's Q4 2019 filing shows 35 new, 58 increased, 59 reduced and 32 closed positions. Its largest new stake was The Joint Corp: 645,940 shares worth $10.2M. The largest sale was Blackstone, an estimated $15.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q4 2019 buy was The Joint Corp: 645,940 shares worth $10.2M.
  • Sanders Morris Harris added most to CVS Health in Q4 2019, an estimated $4.25M increase.
  • Sanders Morris Harris's biggest Q4 2019 reduction was Blackstone, cutting an estimated $15.6M.
  • Sanders Morris Harris fully exited Aimmune Therapeutics in Q4 2019, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 30% of its $440M portfolio in Q4 2019.
  • Sanders Morris Harris opened 35 new positions and closed 32 in Q4 2019.
  • Sanders Morris Harris's portfolio value rose 6.6% quarter-over-quarter to $440M.

Based on Sanders Morris Harris's 13F filing for Q4 2019, filed 9 Jan 2020.