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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+0.24%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$216M
AUM Growth
-$114M
Cap. Flow
-$32.1M
Cap. Flow %
-14.87%
Top 10 Hldgs %
60.01%
Holding
166
New
15
Increased
25
Reduced
47
Closed
40

Top Buys

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$10M
2
MR
Montage Resources Corporation Common Stock
MR
+$3.44M
3
TWLO icon
Twilio
TWLO
+$2.44M
4
B
Barrick Mining
B
+$2.12M
5
RDI icon
Reading International Class A
RDI
+$1.68M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$13.1M
2
BAC icon
Bank of America
BAC
+$7.86M
3
GM icon
General Motors
GM
+$3.21M
4
MEMP
Memorial Production Partners LP Common Units
MEMP
+$3.11M
5
MU icon
Micron Technology
MU
+$2.88M

Sector Composition

Rank Sector Weight
1 Financials 29.51%
2 Energy 23.44%
3 Healthcare 18.86%
4 Consumer Discretionary 4.62%
5 Communication Services 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMA
26
DELISTED
Yuma Energy Inc
YUMA
$1.77M 0.82%
34,659
-1,263
-4% -$71.6K
GEL icon
27
Genesis Energy
GEL
$1.81B
$1.73M 0.8%
48,000
-3,000
-6% -$105K
T icon
28
AT&T
T
$167B
$1.66M 0.77%
51,796
+557
+1% +$16.4K
AAPL icon
29
Apple
AAPL
$4.95T
$1.53M 0.71%
82,360
-1,240
-1% -$35.2K
ARGS
30
DELISTED
Argos Therapeutics, Inc.
ARGS
$1.43M 0.66%
14,626
+2,550
+21% +$239K
CFR icon
31
Cullen/Frost Bankers
CFR
$10.3B
$1.27M 0.59%
14,435
– –
WM icon
32
Waste Management
WM
$95.5B
$1.2M 0.56%
16,952
– –
KMI icon
33
Kinder Morgan
KMI
$70.6B
$1.16M 0.54%
58,290
-63,871
-52% -$1.35M
QQQ icon
34
Invesco QQQ Trust
QQQ
$449B
$1.12M 0.52%
39,993
+6,639
+20% +$783K
OAK
35
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.08M 0.5%
46,200
+1,679
+4% +$67.3K
AER icon
36
AerCap
AER
$23.9B
$1.02M 0.47%
24,600
-25,500
-51% -$1.07M
JPM icon
37
JPMorgan Chase
JPM
$947B
$996K 0.46%
11,546
-1,477
-11% -$113K
CVS icon
38
CVS Health
CVS
$137B
$986K 0.46%
12,490
+1,107
+10% +$89.6K
GOLF icon
39
Acushnet Holdings
GOLF
$6.08B
$986K 0.46%
+50,000
New +$960K
CXO
40
DELISTED
CONCHO RESOURCES INC.
CXO
$883K 0.41%
6,656
-3,304
-33% -$449K
JNJ icon
41
Johnson & Johnson
JNJ
$641B
$870K 0.4%
7,550
+9
+0.1% +$1.04K
GLP icon
42
Global Partners
GLP
$1.64B
$864K 0.4%
44,450
– –
PAA icon
43
Plains All American Pipeline
PAA
$17.1B
$774K 0.36%
23,985
-1,000
-4% -$31.6K
LLY icon
44
Eli Lilly
LLY
$1.07T
$734K 0.34%
9,984
+417
+4% +$31.1K
TRGP icon
45
Targa Resources
TRGP
$57.4B
$722K 0.33%
12,881
-1,240
-9% -$62.6K
ETP
46
DELISTED
Energy Transfer Partners L.p.
ETP
$708K 0.33%
19,767
– –
HD icon
47
Home Depot
HD
$335B
$662K 0.31%
4,935
– –
GPRO icon
48
GoPro
GPRO
$119M
$660K 0.31%
75,800
+25,000
+49% +$287K
DD icon
49
DuPont de Nemours
DD
$18.9B
$650K 0.3%
4,483
-1,184
-21% -$165K
SPY icon
50
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$611K 0.28%
14,525
-177
-1% -$38.7K
1
2
3 4 5

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GWCM
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PWM
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TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
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BIA
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Sanders Morris Harris's Q4 2016 Portfolio in Review

As of Q4 2016, Sanders Morris Harris held 166 positions worth $216M, down 34% from $330M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Sanders Morris Harris withdrew a net $32.1M in Q4 2016, closing 40 positions and reducing 47 holdings. Its most notable exit was Micron Technology, an estimated $2.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 27% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Twilio worth $1.88M.

  • Sanders Morris Harris's largest Q4 2016 buy was Twilio: 65,000 shares worth $1.88M.
  • Sanders Morris Harris added most to Enterprise Products Partners in Q4 2016, an estimated $10M increase.
  • Sanders Morris Harris's biggest Q4 2016 reduction was Main Street Capital, cutting an estimated $13.1M.
  • Sanders Morris Harris fully exited Micron Technology in Q4 2016, selling an estimated $2.88M.
  • Sanders Morris Harris's ten largest holdings make up 60% of its $216M portfolio in Q4 2016.
  • Sanders Morris Harris opened 15 new positions and closed 40 in Q4 2016.
  • Sanders Morris Harris's portfolio value fell 34% quarter-over-quarter to $216M.

Based on Sanders Morris Harris's 13F filing for Q4 2016, filed 24 Jan 2017.