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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$330M
AUM Growth
-$100M
Cap. Flow
-$169M
Cap. Flow %
-51.16%
Top 10 Hldgs %
50.03%
Holding
248
New
8
Increased
30
Reduced
73
Closed
90

Top Buys

Rank Stock Value
1
ZTS icon
Zoetis
ZTS
+$3.43M
2
ETN icon
Eaton
ETN
+$2.63M
3
MR
Montage Resources Corporation Common Stock
MR
+$2.05M
4
MEMP
Memorial Production Partners LP Common Units
MEMP
+$1.92M
5
RDI icon
Reading International Class A
RDI
+$1.12M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$12.5M
2
TDTF icon
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
+$5.13M
3
XOM icon
ExxonMobil
XOM
+$4.79M
4
SPG icon
Simon Property Group
SPG
+$4.4M
5
IDV icon
iShares International Select Dividend ETF
IDV
+$3.52M

Sector Composition

Rank Sector Weight
1 Financials 27.24%
2 Energy 18.08%
3 Healthcare 13.19%
4 Consumer Discretionary 3.34%
5 Industrials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
26
Eaton
ETN
$155B
$2.68M 0.81%
+40,707
New +$2.63M
SN
27
DELISTED
Sanchez Energy Corporation
SN
$2.66M 0.81%
301,300
-39,700
-12% -$305K
PGEN icon
28
Precigen
PGEN
$1.93B
$2.63M 0.8%
94,785
+9,020
+11% +$239K
IWR icon
29
iShares Russell Mid-Cap ETF
IWR
$56.1B
$2.46M 0.75%
56,388
+21,776
+63% +$944K
AAPL icon
30
Apple
AAPL
$4.95T
$2.42M 0.73%
83,600
-43,192
-34% -$1.14M
MO icon
31
Altria Group
MO
$122B
$2.23M 0.68%
35,331
+2,020
+6% +$134K
GEL icon
32
Genesis Energy
GEL
$1.81B
$1.94M 0.59%
51,000
-200
-0.4% -$7.33K
AER icon
33
AerCap
AER
$23.9B
$1.93M 0.59%
50,100
-28,740
-36% -$1.08M
NRP icon
34
Natural Resource Partners
NRP
$1.3B
$1.92M 0.58%
68,889
-1,453
-2% -$32.5K
IWM icon
35
iShares Russell 2000 ETF
IWM
$80.3B
$1.83M 0.55%
14,707
+3,536
+32% +$430K
T icon
36
AT&T
T
$167B
$1.57M 0.48%
51,239
-2,968
-5% -$93.8K
CXO
37
DELISTED
CONCHO RESOURCES INC.
CXO
$1.37M 0.41%
9,960
– –
APO icon
38
Apollo Global Management
APO
$71.6B
$1.37M 0.41%
76
-76,182
-100% -$1.34M
ACAS
39
DELISTED
American Capital Ltd
ACAS
$1.33M 0.4%
78
-78,780
-100% -$1.3M
RDI icon
40
Reading International Class A
RDI
$33.6M
$1.32M 0.4%
98,621
+84,668
+607% +$1.12M
ARGS
41
DELISTED
Argos Therapeutics, Inc.
ARGS
$1.2M 0.36%
12,076
+6,324
+110% +$661K
SLRC icon
42
SLR Investment Corp
SLRC
$705M
$1.17M 0.36%
57
-56,589
-100% -$1.14M
PSEC icon
43
Prospect Capital
PSEC
$1.12B
$1.11M 0.34%
1,136
-134,521
-99% -$1.11M
KATE
44
DELISTED
Kate Spade & Company
KATE
$1.1M 0.33%
64,000
+16,000
+33% +$310K
WM icon
45
Waste Management
WM
$95.5B
$1.08M 0.33%
16,952
– –
CFR icon
46
Cullen/Frost Bankers
CFR
$10.3B
$1.04M 0.31%
14,435
– –
EQC
47
DELISTED
Equity Commonwealth
EQC
$1.03M 0.31%
34
-33,912
-100% -$1.02M
CVS icon
48
CVS Health
CVS
$137B
$1.01M 0.31%
11,383
+388
+4% +$36.6K
REM icon
49
iShares Mortgage Real Estate ETF
REM
$543M
$956K 0.29%
23
-22,747
-100% -$965K
JNJ icon
50
Johnson & Johnson
JNJ
$641B
$891K 0.27%
7,541
+996
+15% +$121K
1
2
3 4 5

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TA
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CRFG
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PSC
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BAM
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RPSM
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Sanders Morris Harris's Q3 2016 Portfolio in Review

As of Q3 2016, Sanders Morris Harris held 248 positions worth $330M, down 23% from $430M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sanders Morris Harris withdrew a net $169M in Q3 2016, closing 90 positions and reducing 73 holdings. Its most notable exit was FlexShares iBoxx 5-Year Target Duration TIPS Index Fund, an estimated $5.13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 23% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Eaton worth $2.68M.

  • Sanders Morris Harris's largest Q3 2016 buy was Eaton: 40,707 shares worth $2.68M.
  • Sanders Morris Harris added most to Zoetis in Q3 2016, an estimated $3.43M increase.
  • Sanders Morris Harris's biggest Q3 2016 reduction was Main Street Capital, cutting an estimated $12.5M.
  • Sanders Morris Harris fully exited FlexShares iBoxx 5-Year Target Duration TIPS Index Fund in Q3 2016, selling an estimated $5.13M.
  • Sanders Morris Harris's ten largest holdings make up 50% of its $330M portfolio in Q3 2016.
  • Sanders Morris Harris opened 8 new positions and closed 90 in Q3 2016.
  • Sanders Morris Harris's portfolio value fell 23% quarter-over-quarter to $330M.

Based on Sanders Morris Harris's 13F filing for Q3 2016, filed 24 Oct 2016.