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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMM
326
RiverNorth Managed Duration Municipal Income Fund
RMM
$284M
– –
-10,300
Closed -$210K
TRIP icon
327
TripAdvisor
TRIP
$1.69B
– –
-109,884
Closed -$4.33M
VTN icon
328
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
– –
-29,000
Closed -$402K
Z icon
329
Zillow
Z
$8.3B
– –
-24,906
Closed -$2.98M
ALTR
330
DELISTED
Altair Engineering Inc
ALTR
– –
-5,000
Closed -$345K
VIA
331
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
– –
-13,700
Closed -$776K
MIMO
332
DELISTED
Airspan Networks Holdings Inc
MIMO
– –
-13,546
Closed -$136K
NVTA
333
DELISTED
Invitae Corporation
NVTA
– –
-6,280
Closed -$209K
ECOZ
334
DELISTED
TrueShares ESG Active Opportunities ETF
ECOZ
– –
-76,330
Closed -$2.98M
COUP
335
DELISTED
Coupa Software Incorporated
COUP
– –
-8,236
Closed -$2.28M
ESSCR
336
DELISTED
East Stone Acquisition Corporation Right
ESSCR
– –
-10,000
Closed -$4K
GBT
337
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-6,750
Closed -$226K
SV
338
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
– –
-146,328
Closed -$1.47M
VMAC
339
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
– –
-33,133
Closed -$330K
ALXN
340
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-3,400
Closed -$627K
10 11 12 13
14

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.