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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$473M
AUM Growth
+$33.5M
Cap. Flow
+$12.1M
Cap. Flow %
2.56%
Top 10 Hldgs %
38.29%
Holding
351
New
56
Increased
47
Reduced
49
Closed
54

Top Buys

Rank Stock Value
1
VYGG
Vy Global Growth
VYGG
+$13.3M
2
ROCRU
Roth CH Acquisition III Co. Unit
ROCRU
+$8.74M
3
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$5.74M
4
RSVR
Reservoir Media
RSVR
+$5.64M
5
ZS icon
Zscaler
ZS
+$4.4M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$6.77M
2
ROCCU
Roth CH Acquisition II Co. Unit
ROCCU
+$5.89M
3
CRM icon
Salesforce
CRM
+$4.67M
4
BRSL
Brightstar Lottery PLC
BRSL
+$4.04M
5
APTO
Aptose Biosciences, Inc.
APTO
+$3.97M

Sector Composition

Rank Sector Weight
1 Financials 20.89%
2 Technology 15.29%
3 Healthcare 13.86%
4 Consumer Discretionary 6.58%
5 Energy 6.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WYY icon
326
WidePoint Corp
WYY
$105M
– –
-10,000
Closed -$101K
YINN icon
327
Direxion Daily FTSE China Bull 3X ETF
YINN
$730M
– –
-1,250
Closed -$505K
AUC
328
ATIF Holdings
AUC
$72.8M
– –
-158
Closed -$13K
ONC
329
BeOne Medicines Ltd
ONC
$36.5B
– –
-2,700
Closed -$837K
LFLYW
330
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
– –
-15,000
Closed -$24K
VTNR
331
DELISTED
Vertex Energy, Inc
VTNR
– –
-15,100
Closed -$11K
ASTSW
332
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
– –
-12,225
Closed -$47K
SILK
333
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
– –
-4,000
Closed -$252K
CANO
334
DELISTED
Cano Health, Inc.
CANO
– –
-100
Closed -$134K
ESSCW
335
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
– –
-10,000
Closed -$9K
ESSC
336
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
– –
-10,000
Closed -$101K
USWS
337
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
– –
-933
Closed -$8K
EMWP
338
DELISTED
Eros Media World PLC
EMWP
– –
-78,259
Closed -$2.85M
GLEO.WS
339
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-46,255
Closed -$42K
LATNW
340
DELISTED
Union Acquisition Corp. II Warrant
LATNW
– –
-12,500
Closed -$13K
QS.WS
341
DELISTED
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
– –
-9,694
Closed -$349K
ROCCU
342
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
– –
-566,000
Closed -$5.89M
GNRS
343
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
– –
-15,000
Closed -$159K
GNRSW
344
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
– –
-15,000
Closed -$21K
THBR
345
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-14,500
Closed -$189K
JIH.WS
346
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
– –
-33,750
Closed -$81K
CIICW
347
DELISTED
CIIG Merger Corp. Warrants
CIICW
– –
-12,500
Closed -$100K
CIIC
348
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
-25,650
Closed -$683K
CXO
349
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-6,656
Closed -$388K
CEMI
350
DELISTED
Chembio diagnostics, Inc.
CEMI
– –
-183,584
Closed -$990K
11 12 13
14
15

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Sanders Morris Harris's Q1 2021 Portfolio in Review

As of Q1 2021, Sanders Morris Harris held 351 positions worth $473M, up 7.6% from $439M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sanders Morris Harris's Q1 2021 filing shows 56 new, 47 increased, 49 reduced and 54 closed positions. Its largest new stake was Vy Global Growth: 1,207,632 shares worth $12.2M. The largest sale was Cisco, an estimated $6.77M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q1 2021 buy was Vy Global Growth: 1,207,632 shares worth $12.2M.
  • Sanders Morris Harris added most to Ford in Q1 2021, an estimated $4.08M increase.
  • Sanders Morris Harris's biggest Q1 2021 reduction was Cisco, cutting an estimated $6.77M.
  • Sanders Morris Harris fully exited Roth CH Acquisition II Co. Unit in Q1 2021, selling an estimated $5.89M.
  • Sanders Morris Harris's ten largest holdings make up 38% of its $473M portfolio in Q1 2021.
  • Sanders Morris Harris opened 56 new positions and closed 54 in Q1 2021.
  • Sanders Morris Harris's portfolio value rose 7.6% quarter-over-quarter to $473M.

Based on Sanders Morris Harris's 13F filing for Q1 2021, filed 14 Apr 2021.