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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.56%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$439M
AUM Growth
+$71.3M
Cap. Flow
+$26.8M
Cap. Flow %
6.1%
Top 10 Hldgs %
37.79%
Holding
312
New
37
Increased
47
Reduced
46
Closed
19

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.5M
2
CSCO icon
Cisco
CSCO
+$5.89M
3
ROCCU
Roth CH Acquisition II Co. Unit
ROCCU
+$5.84M
4
CRM icon
Salesforce
CRM
+$5.01M
5
AMZN icon
Amazon
AMZN
+$3.87M

Top Sells

Rank Stock Value
1
MPC icon
Marathon Petroleum
MPC
+$4.42M
2
ESPO icon
VanEck Video Gaming and eSports ETF
ESPO
+$4.17M
3
GE icon
GE Aerospace
GE
+$3.72M
4
CVS icon
CVS Health
CVS
+$3.48M
5
QURE icon
uniQure
QURE
+$3.17M

Sector Composition

Rank Sector Weight
1 Technology 19.06%
2 Financials 16.82%
3 Healthcare 15.11%
4 Consumer Discretionary 6.14%
5 Communication Services 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
301
Marathon Petroleum
MPC
$84B
– –
-150,500
Closed -$4.42M
FIRY
302
Firy Inc
FIRY
$156M
– –
-833
Closed -$203K
TSLA icon
303
Tesla
TSLA
$1.26T
– –
-1,500
Closed -$215K
VRSN icon
304
VeriSign
VRSN
$26.4B
– –
-13,246
Closed -$2.88M
ZUO
305
DELISTED
Zuora, Inc.
ZUO
– –
-21,000
Closed -$217K
RETA
306
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-13,595
Closed -$1.5M
ESSCR
307
DELISTED
East Stone Acquisition Corporation Right
ESSCR
– –
-10,000
Closed -$2K
ENDP
308
DELISTED
Endo International plc
ENDP
– –
-188,723
Closed -$623K
SBE.WS
309
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
– –
-219,742
Closed -$901K
MYOK
310
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
-2,500
Closed -$555K
MR
311
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-49,498
Closed -$218K
BKK
312
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
– –
-20,000
Closed -$301K
9 10 11 12
13

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CRFG
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BAM
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RPSM
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BIA
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SPF
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Sanders Morris Harris's Q4 2020 Portfolio in Review

As of Q4 2020, Sanders Morris Harris held 312 positions worth $439M, up 19% from $368M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sanders Morris Harris deployed $26.8M of net new capital in Q4 2020, opening 37 new positions and adding to 47 existing holdings. Its largest new stake was Roth CH Acquisition II Co. Unit: 566,000 shares worth $5.89M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GE Aerospace, an estimated $3.72M trimmed.

  • Sanders Morris Harris's largest Q4 2020 buy was Roth CH Acquisition II Co. Unit: 566,000 shares worth $5.89M.
  • Sanders Morris Harris added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $14.5M increase.
  • Sanders Morris Harris's biggest Q4 2020 reduction was GE Aerospace, cutting an estimated $3.72M.
  • Sanders Morris Harris fully exited Marathon Petroleum in Q4 2020, selling an estimated $4.42M.
  • Sanders Morris Harris's ten largest holdings make up 38% of its $439M portfolio in Q4 2020.
  • Sanders Morris Harris opened 37 new positions and closed 19 in Q4 2020.
  • Sanders Morris Harris's portfolio value rose 19% quarter-over-quarter to $439M.

Based on Sanders Morris Harris's 13F filing for Q4 2020, filed 26 Jan 2021.