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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-20.75%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$102M
AUM Growth
-$338M
Cap. Flow
-$103M
Cap. Flow %
-100.58%
Top 10 Hldgs %
36.64%
Holding
305
New
24
Increased
65
Reduced
53
Closed
115

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$18.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.5M
3
AIMT
Aimmune Therapeutics
AIMT
+$8.72M
4
TXMD icon
TherapeuticsMD
TXMD
+$6.71M
5
ELAN icon
Elanco Animal Health
ELAN
+$4.6M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$10.9M
2
JYNT icon
The Joint Corp
JYNT
+$10.2M
3
AAPL icon
Apple
AAPL
+$8.39M
4
BAC icon
Bank of America
BAC
+$8.09M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$6.93M

Sector Composition

Rank Sector Weight
1 Technology 23.4%
2 Healthcare 18.75%
3 Financials 18.27%
4 Consumer Staples 13.74%
5 Communication Services 9.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESTE
301
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$0 ﹤0.01%
171,900
-86,453
-33% -$360K
BKK
302
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$0 ﹤0.01%
+20,000
New +$297K
NTX
303
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
– –
-30,150
Closed -$430K
ATAXZ
304
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$0 ﹤0.01%
+28,000
New –
CADE
305
DELISTED
Cadence Bancorporation
CADE
$0 ﹤0.01%
10,000
– –
9 10 11 12
13

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q1 2020 Portfolio in Review

As of Q1 2020, Sanders Morris Harris held 305 positions worth $102M, down 77% from $440M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Sanders Morris Harris withdrew a net $103M in Q1 2020, closing 115 positions and reducing 53 holdings. Its most notable exit was The Joint Corp, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Aimmune Therapeutics worth $5K.

  • Sanders Morris Harris's largest Q1 2020 buy was Aimmune Therapeutics: 341,250 shares worth $5K.
  • Sanders Morris Harris added most to Blackstone in Q1 2020, an estimated $18.4M increase.
  • Sanders Morris Harris's biggest Q1 2020 reduction was JPMorgan Chase, cutting an estimated $10.9M.
  • Sanders Morris Harris fully exited The Joint Corp in Q1 2020, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 37% of its $102M portfolio in Q1 2020.
  • Sanders Morris Harris opened 24 new positions and closed 115 in Q1 2020.
  • Sanders Morris Harris's portfolio value fell 77% quarter-over-quarter to $102M.

Based on Sanders Morris Harris's 13F filing for Q1 2020, filed 9 Apr 2020.